SBI China Capital Securities Limited 軟庫中華金融證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2014 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Bang, Bonna |
|
|
AEA447 |
Rep |
|
2005-05-18 |
| 2 |
Chau, Shun To 周頌滔 |
|
|
AEY907 |
Rep |
|
2011-09-30 |
| 3 |
Cheng, Tai Pui 鄭棣培 |
|
|
AAH278 |
Rep |
|
2009-02-13 |
|
|
|
Rep |
2009-03-05 |
2011-09-30 |
| 4 |
Cheung, Wai Kit (SFC:AES388) 張偉傑 |
|
|
AES388 |
Rep |
|
2003-07-24 |
| 5 |
Cheung, Yee Fan 張懿帆 |
|
|
ADH428 |
Rep |
|
2004-12-28 |
| 6 |
Chu, Godwin Kwok Shing 朱國承 |
|
M |
ACJ709 |
Rep |
|
2003-07-31 |
| 7 |
Eng, Edmond 伍少凡 |
|
M |
ACW864 |
RO |
2005-11-16 |
2006-09-28 |
| 8 |
Fung, Ka Pun 馮家彬 |
69 |
M |
AAC108 |
RO |
|
2006-01-04 |
| 9 |
Goddard Lui, Eva Man Fong 呂敏芳 |
|
F |
AAZ401 |
Rep |
|
2003-07-14 |
| 10 |
Hui, Koon Shan 許冠山 |
|
|
AAC250 |
Rep |
|
2003-07-31 |
| 11 |
Hui, Stanley Siu Leung 許兆良 |
|
M |
AFN827 |
Rep |
|
2003-08-11 |
| 12 |
Ip, Hung 葉虹 |
45 |
F |
AGA252 |
Rep |
|
2006-01-24 |
|
|
|
RO |
2006-01-24 |
2006-08-24 |
|
|
|
Rep |
2006-08-24 |
2008-10-03 |
| 13 |
Jook, Raymond Chun Kui 祝振駒 |
48 |
M |
ACQ095 |
Rep |
|
2003-07-14 |
| 14 |
Lai, Kenneth Kin Chung 黎健聰 |
44 |
M |
ABP978 |
Rep |
|
2005-08-08 |
|
|
|
RO |
2005-08-08 |
2006-05-03 |
| 15 |
Lam, Marcus Chik Shun 林植信 |
36 |
M |
AHN066 |
Rep |
|
2003-07-11 |
| 16 |
Lau, On Wah 劉安樺 |
|
|
AAD083 |
RO |
2005-04-21 |
2005-08-08 |
| 17 |
Law, Tak Kuen 羅德權 |
|
|
AAB173 |
Rep |
|
2003-04-17 |
| 18 |
Lee, Chi Wah (SFC:AAF504) 李志華 |
|
|
AAF504 |
Rep |
|
2011-09-30 |
| 19 |
Li, Asser Kwok Keung 李國強 |
|
M |
AAG495 |
Rep |
|
2003-07-25 |
| 20 |
Lui, Chung Wai 雷重威 |
|
|
AEE306 |
Rep |
|
2003-06-27 |
| 21 |
Ong, Tiang Lock 王添樂 |
56 |
M |
AIR281 |
RO |
2007-05-17 |
2007-08-31 |
| 22 |
Singhal, Shelly Sean |
47 |
M |
AMJ868 |
Rep |
2008-06-04 |
2009-04-15 |
| 23 |
Sze-To, Ping Chuen 司徒炳全 |
|
|
ABE594 |
Rep |
|
2011-09-30 |
| 24 |
Szeto, King Chuen 司徒經全 |
|
|
AEN511 |
Rep |
|
2011-09-30 |
| 25 |
Szeto, Simon Wing Fun 司徒榮勳 |
|
M |
ARI432 |
Rep |
2010-09-09 |
2011-09-30 |
| 26 |
Tang, Wai Yan (SFC:ADN093) 鄧惠因 |
|
|
ADN093 |
Rep |
|
2003-07-21 |
| 27 |
To, Kin Tung 陶建東 |
|
|
AEO687 |
Rep |
|
2003-04-30 |
| 28 |
To, Ronald Kwok Chien 杜國鍵 |
|
M |
AEN382 |
Rep |
|
2003-11-10 |
| 29 |
Tong, Peng Tiong |
|
|
AHZ636 |
Rep |
|
2004-07-23 |
|
|
|
RO |
2004-07-23 |
2006-11-03 |
| 30 |
Tsoi, Chi Kun 蔡智勤 |
|
|
ABH186 |
RO |
2006-10-26 |
2007-02-28 |
|
|
|
Rep |
2007-02-28 |
2011-09-30 |
| 31 |
Wong, Alex Mang Chung 黃孟聰 |
|
M |
ABE974 |
Rep |
|
2007-01-22 |
| 32 |
Wong, Chi Yan (SFC:ABN290) 黃志仁 |
|
|
ABN290 |
Rep |
|
2003-07-28 |
| 33 |
Wong, Hong Wah 王康華 |
|
M |
ACF078 |
Rep |
|
2003-07-29 |
| 34 |
Wong, Joseph Yan Po 黃恩寶 |
|
M |
AAB990 |
Rep |
|
2011-09-30 |
| 35 |
Wong, Kam Ming (SFC:AFP503) 王錦明 |
|
|
AFP503 |
Rep |
|
2003-07-30 |
| 36 |
Wong, Kenny Kin Fai 王健輝 |
44 |
M |
AJA562 |
RO |
2008-03-11 |
2011-09-30 |
| 37 |
Wong, Kwok Leung (SFC:AAH527) 黃國良 |
|
|
AAH527 |
Rep |
|
2003-07-25 |
| 38 |
Wong, Sheung Yeung 王上揚 |
|
|
AFH200 |
Rep |
|
2003-07-16 |
| 39 |
Wong, Sin Just 黃森捷 |
48 |
M |
ABS438 |
RO |
2007-04-13 |
2008-07-18 |
| 40 |
Yam, David (SFC:ACJ708) 任卓偉 |
|
M |
ACJ708 |
RO |
2007-02-07 |
2007-10-02 |
|
|
|
RO |
2008-04-23 |
2011-09-30 |
| 41 |
Yeung, Patricia Kai Ki 楊佳琪 |
|
F |
ADB738 |
Rep |
|
2003-07-25 |
| 42 |
Zheng, Juan (SFC:AGI798) 鄭娟 |
|
|
AGI798 |
RO |
2007-03-13 |
2009-02-28 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy
Back to top
