Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 1020 Capital Management Limited Shum, Tommy Chung Lai 沈仲禮 +Rep 2024-05-21
2 3Rivers Trading Hong Kong Limited Du, Jinsong (SFC:AMF177) 杜勁松 -Rep 2024-05-16 2024-07-19
3 A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED Yu, Yixing (SFC:AZQ052) 虞一星 -Rep 2024-05-08 2024-05-17
4     +RO 2024-05-17
5 AA Investment Management Limited Hui, Kit Chiu 許傑超 -RO 2022-08-25 2024-05-19
6 ABCI CAPITAL LIMITED Zhang, Sandra Shengle 張聖樂 -Rep 2023-03-08 2024-05-17
7 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED Lam, Tak Lim 林德廉 +Rep 2024-05-20
8 Admiralty Harbour Capital Limited Chow, Beletskiy Kevin 周建成 -Rep 2021-10-18 2024-05-24
9   Purhonen, Lauri Sakari -Rep 2021-10-18 2024-05-16
10     +RO 2024-05-16
11 Advent Securities (Hong Kong) Limited Lee, Kar Yee 李嘉儀 -Rep 2024-05-22 2024-07-30
12 Ahead Asset Management Limited Wang, Shuai (SFC:BNB844) 王帥 -RO 2023-11-13 2024-05-17
13 AIM CAPITAL CONSORTIUM LIMITED Wong, Ming Ho Leo 王銘灝 -Rep 2022-08-25 2024-05-24
14 ALBOURNE PARTNERS (ASIA) LIMITED Guo, Yang (SFC:BMS606) 郭阳 -Rep 2021-11-03 2024-05-23
15 AlpInvest Partners Limited Chang, Joseph Koon Chung 張冠中 +RO 2024-05-14
16   Sachdeva, Amit +RO 2024-05-14
17   Zhu, Wendy Wenwen 朱雯雯 +RO 2024-05-14
18 ALTRUIST FINANCIAL GROUP LIMITED Cheung, Tat Fai 張達輝 -Rep 2012-02-28 2024-05-16
19 Amundi Hong Kong Limited Yiu, Ken Keung 姚強 -RO 2019-03-04 2024-05-17
20 ApaH Capital Management Limited Hua, Cheng (SFC:BBZ389) -Rep 2022-08-11 2024-05-14
21 Apollo Capital Management Limited Chan, Man Hung (SFC:ARL935) 陳文洪 -Rep 2020-03-24 2024-05-13
22 Apollo Management Asia Pacific Limited Trent, Tarik Taylor +Rep 2024-05-17
23   Zhou, Nina +Rep 2024-05-13
24 Ascalon Capital Limited Chan, Ching Sze (SFC:BKC521) 陳靜斯 +RO 2024-05-24
25 ASIA DEBT MANAGEMENT HONG KONG LIMITED Tang, Xiang Vanessa 鄧翔 +Rep 2024-05-24
26 Asia Research & Capital Management Limited Navlekar, Abhijit Shirish -RO 2023-07-03 2024-05-20
27     +Rep 2024-05-20
28 ASIAN CAPITAL LIMITED Leung, Kit Yin (SFC:BNP141) 梁傑賢 -Rep 2024-03-28 2024-05-22
29 ASSET MANAGEMENT GROUP LIMITED Dong, Chao (SFC:AZT882) 董超 +Rep 2024-05-22
30   Lau, Man Yee (SFC:BET160) 劉敏儀 +Rep 2024-05-13
31   Li, Qiaoyi 李巧怡 +Rep 2024-05-22
32   Zhang, Xu (SFC:BEC421) 張緒 +Rep 2024-05-22
33 ASSURED ASSET MANAGEMENT LIMITED (HK) Chan, Gary Kar Yin 陳嘉彥 -Rep 2024-03-08 2024-05-16
34     -RO 2024-05-16 2024-08-09
35 Atlantic Asset Management Limited Ng, Chun Ho (SFC:AXR024) 吳俊豪 +Rep 2024-05-23
36 Atlas Capital Asset Management (HK) Limited Cheung, Kin Sang (SFC:ACI723) 張健生 -RO 2020-06-05 2024-05-17
37     +Rep 2024-05-17
38   Tse, Chiu Lai 謝肖麗 -Rep 2024-03-28 2024-05-14
39     +RO 2024-05-14
40 Avenue Family Office Limited Liu, Junzhi (SFC:BQN520) 劉俊芝 -Rep 2021-02-18 2024-05-16
41 Balyasny Asset Management (Hong Kong) Limited Curtil, Guillaume Alexandre Henri +Rep 2024-05-17
42   So, Kai Chun 蘇啓進 +Rep 2024-05-13
43   Wong, Jee Chung 黃治璁 +Rep 2024-05-20
44   Xin, Xiuling 辛修令 +Rep 2024-05-17
45 BaoQiao Partners Capital Limited Jin, Ziqi 金子琪 -Rep 2024-05-13 2024-06-07
46 BC Global Asset Management Limited Fan, Anqi 范安琪 +Rep 2024-05-17
47   Luk, Hiu Ming (SFC:BUX184) 陸曉明 +Rep 2024-05-17
48   Zhu, Hua (SFC:BUX169) 祝華 +Rep 2024-05-17
49 BCT Financial Limited Lau, Kam Fung (SFC:BUY268) 劉鑑鋒 +Rep 2024-05-20
50   Lau, Tik Lun 劉廸倫 -Rep 2020-11-02 2024-05-24
51   Yip, Wai Ka 葉維嘉 -Rep 2022-06-29 2024-05-12
52 BGC SECURITIES (HONG KONG) LLC Gonzales, Desu Calvin Antonio -Rep 2021-02-08 2024-05-15
53 BlackRock Asset Management North Asia Limited Lord, Rachel (SFC:ADQ542) -RO 2021-06-30 2024-05-22
54   Matsue, Kanan -Rep 2022-11-08 2024-05-22
55   Pai, Anna Hsin Ping 白欣平 -Rep 2017-10-03 2024-05-17
56   Somasundaram, Narayanan -Rep 2022-05-11 2024-05-17
57   Williams, Simon Newton -RO 2015-03-06 2024-05-22
58 BLACKSTONE GROUP (HK) LIMITED (THE) Du, Yuhan 杜雨涵 +Rep 2024-05-21
59   Wong, Daisy Cheuk Wing 黃卓頴 -Rep 2020-09-08 2024-05-17
60 Blackwell Global Asset Management Limited Jiang, Bo (SFC:BUP912) 蔣博 -Rep 2024-02-23 2024-05-24
61 Blackwell Global Securities Limited   -Rep 2024-02-23 2024-05-24
62 Blue Owl Capital HK Limited Choi, Ka Lai (SFC:BDL752) 蔡嘉麗 -Rep 2022-03-03 2024-05-14
63   Santer, Johann Peter -Rep 2024-05-24 2024-09-04
64 BLVSIN CAPITAL LIMITED Chung, Jonathan Koon Wah 鍾冠華 -RO 2019-06-12 2024-05-22
65   Li, Ho Fung 李可鋒 -Rep 2024-05-22 2024-06-13
66 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Yiu, Wong Ki 姚汪琪 -Rep 2024-05-07 2024-05-14
67 BOCHK Asset Management Limited Cheng, Garrick Kai Chung 鄭啟充 -Rep 2018-01-25 2024-05-17
68   Tang, Chui Yi 鄧翠兒 -Rep 2023-04-03 2024-05-22
69 BOCI SECURITIES LIMITED Guo, Mingzhu 郭明珠 -Rep 2008-05-26 2024-05-12
70 BOCOM International (Asia) Limited Wang, Likai (SFC:BMQ801) 王立凱 -Rep 2018-04-03 2024-05-24
71 BOCOM International Securities Limited Chen, Jing (SFC:BSQ787) 陳靜 -Rep 2022-06-24 2024-05-21
72   Li, Hongli (SFC:BDQ909) 李宏麗 -Rep 2019-05-22 2024-05-24
73   Wang, Likai (SFC:BMQ801) 王立凱 -Rep 2019-07-12 2024-05-24
74 BOWEN CAPITAL (HK) LIMITED Liang, Yuanyun 梁元蘊 +Rep 2024-05-23
75 Bowman and Fitzhugh Asset Management Limited Lam, Ching Yee (SFC:BUT927) 林靜怡 +Rep 2024-05-21
76 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED Chau, Tsz Leung 周子良 -Rep 2023-05-22 2024-05-25
77 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED   -Rep 2023-05-22 2024-05-25
78   To, Cheuk Hin 杜卓軒 +Rep 2024-05-20
79 BUSINESS SECURITIES LIMITED Lo, Chris Tsz On 盧子安 +RO 2024-05-17
80 CANTERBURY CAPITAL LIMITED (HK) Yao, Yanyan (SFC:BSJ759) 姚艷艷 -Rep 2024-05-22 2024-06-17
81 CAPITAL GLOBAL MANAGEMENT LIMITED Ho, Shing Sat 何成實 -Rep 2020-07-17 2024-05-15
82   Ng, Hon Choi 吳漢材 -Rep 2022-07-15 2024-05-20
83 Capstone Capital Management Limited Wu, Jiayi (SFC:BON836) 吳嘉怡 +Rep 2024-05-22
84 Carret Private Capital Limited Tyagi, Shagun +Rep 2024-05-23
85 CASH ASSET MANAGEMENT LIMITED Lai, Elsa Yick Tung 黎奕彤 -Rep 2016-04-13 2024-05-17
86   Wong, William Wai Tong 黃偉棠 -Rep 2023-03-09 2024-05-24
87 CASH Wealth Management Limited   -Rep 2023-03-09 2024-05-24
88 CATHAY SECURITIES (HONG KONG) LIMITED Yang, Huai Yu 楊懷昱 +Rep 2024-05-22
89 CCB INTERNATIONAL CAPITAL LIMITED Zhou, Ting (SFC:BNF666) 周挺 -Rep 2018-07-16 2024-05-22
90 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED Zhang, Yuye 張煜野 +Rep 2024-05-20
91 CDIB Capital International (Hong Kong) Corporation Limited Chou, David Tse Young 周之揚 +RO 2024-05-17
92 CEB International Capital Corporation Limited Sun, Mengwei 孫梦偉 -Rep 2023-03-15 2024-05-12
93 CELESTIAL COMMODITIES LIMITED Lai, Elsa Yick Tung 黎奕彤 -Rep 2016-04-13 2024-05-17
94   Yeung, Ngok Yan 楊諾茵 -Rep 2024-05-14
95 CELESTIAL SECURITIES LIMITED Lai, Elsa Yick Tung 黎奕彤 -Rep 2016-04-13 2024-05-17
96   Yeung, Ngok Yan 楊諾茵 -Rep 2024-05-14
97 CENTALINE SECURITIES LIMITED Chua, Syo Kat 蔡思杰 +Rep 2024-05-23
98 CENTALINE WEALTH MANAGEMENT LIMITED But, Ming Sze 畢銘詩 -Rep 2024-04-12 2024-05-16
99     +RO 2024-05-16
100 CENTRAL CHINA ASSET MANAGEMENT COMPANY LIMITED Tam, Hui Fai (SFC:BMQ329) 譚煦暉 -RO 2020-03-26 2024-05-22
101 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED Lee, Hin Pong 李顯邦 -RO 2023-10-30 2024-05-25
102 Cephei Capital Management (Hong Kong) Limited Li, Shihan 李诗晗 -Rep 2014-07-22 2024-05-20
103 CES Commodities (HK) Limited Chan, Tsz Kin (SFC:ANW367) 陳子健 -Rep 2006-09-04 2024-05-18
104 CES Forex (HK) Limited   -Rep 2014-05-26 2024-05-18
105 CHANGFENG ASSET MANAGEMENT LIMITED Zhang, Cheng (SFC:AYC302) 章程 -RO 2020-05-06 2024-05-14
106     +Rep 2024-05-14
107 Changjiang Securities Brokerage (HK) Limited Chen, Liang (SFC:BUW408) 陳亮 +Rep 2024-05-23
108   Gao, Yinan 高伊楠 +Rep 2024-05-17
109   Wong, Chor Ming 黃礎銘 +Rep 2024-05-14
110   Wu, Yifan (SFC:BUV596) 吳一凡 +Rep 2024-05-14
111   Yang, Yang (SFC:BUW100) 楊洋 +Rep 2024-05-17
112 Changyuan Securities Limited Tse, Lai Tung 謝禮東 +Rep 2024-05-21
113 CHEONG LEE SECURITIES LIMITED Ip, Sin Nam Ingrid 葉善嵐 -Rep 2022-11-22 2024-05-13
114 Cheung On Securities Limited Chen, David Wai Chung 陳維忠 -RO 2023-12-13 2024-05-26
115 CHIEF SECURITIES LIMITED Chung, Man Hei (SFC:BUV046) 鍾汶希 +Rep 2024-05-16
116 China Alpha Fund Management (HK) Limited Liao, Hon Wai 廖漢偉 -Rep 2023-11-03 2024-05-19
117 China Chengtong (Hong Kong) Asset Management Company Limited Hua, Zhongnan 華中南 +Rep 2024-05-22
118 China Enterprise Securities Company Limited Lee, Wai Chung (SFC:APV528) 李偉忠 +RO 2024-05-23
119 China Galaxy International Securities (Hong Kong) Co., Limited Zhang, Jia (SFC:BTF017) 張嘉 -Rep 2022-12-14 2024-05-17
120 China Harbour International Capital Limited Yan, Frankie Man Sing 甄文星 -Rep 2024-05-14 2024-06-27
121 China Harbour International Securities Limited   -Rep 2024-05-14 2024-06-27
122 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED He, Xiaoshen 賀晓深 -Rep 2023-01-16 2024-05-15
123 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED   -Rep 2023-01-16 2024-05-15
124 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Tian, Xiaolei 田小磊 +Rep 2024-05-24
125 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED   +Rep 2024-05-24
126 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Feng, Jing (SFC:BUW303) 馮婧 +Rep 2024-05-16
127   Hu, Zihui 胡子慧 +Rep 2024-05-22
128   Lin, Yuwei (SFC:BUB231) 林雨薇 -Rep 2023-09-28 2024-05-24
129   Qiu, Yinyue 邱胤越 +Rep 2024-05-16
130   Tian, Xiaolei 田小磊 +Rep 2024-05-24
131   Wang, Changzhou 王暢舟 -Rep 2023-10-18 2024-05-26
132   Wei, Shiyu (SFC:BHO460) 魏世玉 -Rep 2016-06-02 2024-05-24
133   Xue, Fengyun 薛豐昀 +Rep 2024-05-23
134   Yu, Jing (SFC:BUW440) 余靖 +Rep 2024-05-16
135   Zhu, Yuxiao (SFC:BTR242) 朱昱曉 -Rep 2023-05-02 2024-05-17
136 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED Yan, Ligang 閆立罡 -Rep 2024-05-22 2024-06-05
137 China PA Securities (Hong Kong) Company Limited Chen, Yajing (SFC:BQQ386) 陳雅靜 -Rep 2023-12-20 2024-05-15
138   Liu, Jinzhu (SFC:BUW170) 劉金鑄 +Rep 2024-05-13
139   Wai, Andy To Chung 韋道聰 -Rep 2024-01-23 2024-05-14
140     -RO 2024-05-14 2024-06-11
141 China Re Asset Management (Hong Kong) Company Limited Deng, Yun (SFC:BRQ451) 鄧云 -Rep 2022-12-28 2024-05-14
142 China Securities (International) Asset Management Company Limited Song, Yunzhe 宋云喆 -Rep 2020-07-22 2024-05-14
143 China Securities (International) Brokerage Company Limited Jing, Buhang 景步航 -Rep 2023-08-08 2024-05-22
144   Song, Yunzhe 宋云喆 -Rep 2020-07-22 2024-05-14
145 China Securities (International) Corporate Finance Company Limited Wang, Jun Wen 王君文 -Rep 2021-11-09 2024-05-18
146 China Vered Securities Limited Zhang, Miaoyao 張淼垚 -RO 2023-06-01 2024-05-14
147 CHINA XIN YONGAN FUTURES COMPANY LIMITED Lyu, Kaizhou 呂鎧洲 +Rep 2024-05-20
148 CIF Securities Futures Limited Lee, Fung Chuen 李豐全 -Rep 2024-01-31 2024-05-12
149 CIS SECURITIES ASSET MANAGEMENT LIMITED Li, Ting (SFC:BRR268) -Rep 2024-05-13 2024-07-15
150 CITIC CFI Securities Company Limited Liu, Jianwei (SFC:BUY028) 劉見微 +Rep 2024-05-21
151 CITIC Futures International Company Limited   +Rep 2024-05-21
152 CITIC Securities (Hong Kong) Limited Ma, Chiyu 马驰宇 -Rep 2021-05-10 2024-05-20
153   Ma, Xin (SFC:BUV663) 马鑫 +Rep 2024-05-22
154   Wang, Qin (SFC:BUT076) 王勤 +Rep 2024-05-13
155   Xu, Fanfei 許凡非 -Rep 2020-02-27 2024-05-20
156   Xu, Wenlan 许文澜 -Rep 2024-05-22 2024-07-31
157   Yang, Qian (SFC:BUV420) 杨倩 +Rep 2024-05-22
158   Zheng, Yimin (SFC:BUV600) 郑伊敏 +Rep 2024-05-22
159   Zhou, Yan (SFC:BUV617) 周焱 +Rep 2024-05-22
160   Zhu, Hongtao (SFC:BUT970) 朱宏涛 +Rep 2024-05-22
161 CITIC Securities Asset Management (HK) Limited Chen, Tianxing (SFC:BMN686) 陈天行 +Rep 2024-05-14
162 CITIC Securities Brokerage (HK) Limited Cheung, Kei 張旂 -Rep 2021-01-29 2024-05-17
163   Dai, Yilin (SFC:BUV988) 戴颐霖 +Rep 2024-05-21
164   Leung, Wai Yin (SFC:AZG790) 梁偉賢 -Rep 2022-03-09 2024-05-16
165   Mok, Ernest Shiu Wing 莫肇榮 -Rep 2011-10-17 2024-05-24
166   Wang, Yinan (SFC:ANB406) 王軼楠 +Rep 2024-05-21
167   Zheng, Wei (SFC:BUW120) 郑巍 +Rep 2024-05-23
168 CITIC Securities Futures (HK) Limited Cheung, Kei 張旂 -Rep 2021-01-29 2024-05-17
169   Dai, Yilin (SFC:BUV988) 戴颐霖 +Rep 2024-05-21
170   Leung, Wai Yin (SFC:AZG790) 梁偉賢 -Rep 2022-03-09 2024-05-16
171   Li, Hanqi 李涵琪 +Rep 2024-05-16
172   Mok, Ernest Shiu Wing 莫肇榮 -Rep 2011-10-17 2024-05-24
173   Song, Qihang 宋启航 +Rep 2024-05-16
174   Su, Junfei 蘇俊菲 +Rep 2024-05-16
175   Wang, Shurui 王澍蕊 +Rep 2024-05-16
176   Zhang, Qianyi (SFC:BTY584) 張千一 +Rep 2024-05-16
177   Zheng, Wei (SFC:BUW120) 郑巍 +Rep 2024-05-23
178 CITIC Securities International Global Markets Limited Chen, Ruiqin 陳睿欽 +Rep 2024-05-22
179   Wang, Da Qing 王大慶 +Rep 2024-05-14
180   Xu, Fanfei 許凡非 -Rep 2019-11-01 2024-05-20
181 Citigroup Global Markets Asia Limited Chang, Cristina Lin Wen 張令雯 -Rep 2007-10-29 2024-05-21
182     +RO 2024-05-21
183   Daswani, Dheeraj -Rep 2024-05-10 2024-05-16
184   Davis, Ryan (SFC:BUJ269) -Rep 2024-05-10 2024-05-14
185   Ezawa, Kota -Rep 2024-05-24 2024-05-29
186   Iyer, Sachin Ramnath -Rep 2017-11-07 2024-05-23
187   Kanekar, Jyotindra Mohan -Rep 2024-05-17 2024-05-23
188   Kim, Seung Beom +Rep 2024-05-24
189   Neo, Wee Tong Andy -Rep 2024-05-22 2024-05-25
190   Nishiyama, Yuta -Rep 2024-05-24 2024-05-29
191   Park, Jaeryung -Rep 2024-05-24 2024-05-29
192   Sakagami, Ryota -Rep 2024-05-24 2024-05-28
193   Shah, Kunal Deepak (SFC:BTO450) -Rep 2024-05-14 2024-05-18
194   Spratt, Stephen Kevin -Rep 2021-12-02 2024-05-21
195   Wong, Ferry Wijaya -Rep 2024-05-10 2024-05-14
196   Zhang, Qizhao 张骐昭 -Rep 2019-01-21 2024-05-17
197   Zhang, Shuping (SFC:BNX787) 張舒萍 -Rep 2021-12-17 2024-05-15
198 CLSA LIMITED Ma, Chiyu 马驰宇 -Rep 2021-05-10 2024-05-20
199   Ma, Xin (SFC:BUV663) 马鑫 -Rep 2024-05-22 2024-07-30
200   Wang, Qin (SFC:BUT076) 王勤 +Rep 2024-05-13
201   Withayarukson, Surawut -Rep 2023-09-04 2024-05-17
202   Xiong, Siyu 熊思雨 -Rep 2022-01-24 2024-05-24
203   Xu, Fanfei 許凡非 -Rep 2019-11-01 2024-05-20
204   Xu, Wenlan 许文澜 -Rep 2024-05-22 2024-07-31
205   Yang, Qian (SFC:BUV420) 杨倩 +Rep 2024-05-22
206   Zheng, Yimin (SFC:BUV600) 郑伊敏 +Rep 2024-05-22
207   Zhou, Yan (SFC:BUV617) 周焱 +Rep 2024-05-22
208   Zhu, Hongtao (SFC:BUT970) 朱宏涛 +Rep 2024-05-22
209 CMBC International Capital Limited Luo, Hao (SFC:BGK468) 羅浩 -Rep 2021-02-18 2024-05-14
210   Xiao, Qihan 肖启涵 +Rep 2024-05-13
211 CMBC INTERNATIONAL FUTURES COMPANY LIMITED Lee, Yuen Tsun 李遠浚 -Rep 2024-04-18 2024-05-21
212     +RO 2024-05-21
213 CMBC SECURITIES COMPANY LIMITED Bu, Yuxin 卜鈺馨 +Rep 2024-05-13
214   Lee, Yuen Tsun 李遠浚 -Rep 2024-04-18 2024-05-21
215     +RO 2024-05-21
216   Xiao, Qihan 肖启涵 +Rep 2024-05-13
217   Yau, Ka Chi (SFC:AMA951) 邱家智 +Rep 2024-05-23
218 CNCB (Hong Kong) Capital Limited Liu, Boyang (SFC:BRE190) 刘博阳 -Rep 2023-10-20 2024-05-13
219     +RO 2024-05-13
220 Credit Suisse (Hong Kong) Limited Bloxham, Thomas Charles -Rep 2014-11-21 2024-05-16
221   Chan, Chi Lok Roland -Rep 2023-08-28 2024-05-20
222   Zhang, Jiheng (SFC:BIC147) 張驥恆 -Rep 2022-01-11 2024-05-19
223 Credit Suisse Securities (Hong Kong) Limited Bloxham, Thomas Charles -Rep 2014-11-21 2024-05-16
224   Chan, Chi Lok Roland -Rep 2023-08-28 2024-05-20
225 Crosby Securities Limited Chan, Shan Shan (SFC:AVM545) 陳珊珊 -Rep 2024-04-12 2024-05-23
226     +RO 2024-05-23
227   Tham, Wai Ming 譚維明 -Rep 2024-03-12 2024-05-23
228 Da Shi Tong Securities Limited Ng, Tze Chung 吳子聰 +RO 2024-05-17
229   Ng, Wai Ho (SFC:AVL488) 吳惠豪 -RO 2024-05-17 2024-08-31
230   Yin, Geheng 尹戈亨 -Rep 2024-05-17 2024-06-25
231 Daiwa Capital Markets Hong Kong Limited Cork, Craig William 黃光程 +Rep 2024-05-17
232   Lau, Ka Siu 劉珈兆 -Rep 2021-12-08 2024-05-16
233   Yoshizumi, Robert Kei +Rep 2024-05-23
234 DAOYI ASSET MANAGEMENT LIMITED Cheng, Sze Yuen (SFC:AWX242) 鄭斯遠 +Rep 2024-05-20
235 Dapu Asset Management (HK) Limited Wang, Peng (SFC:BUV068) 王鵬 +RO 2024-05-24
236 DBS ASIA CAPITAL LIMITED Zhang, Zhenyu (SFC:BUY011) 张震宇 +Rep 2024-05-23
237 DBS VICKERS (HONG KONG) LIMITED Xia, Jiaxin (SFC:BUO168) 夏嘉鑫 -Rep 2024-01-19 2024-05-17
238 Delftware Capital Management (HK) Limited Huang, Po Jui 黃柏睿 +Rep 2024-05-22
239 Delphinium Capital Partners Limited Wong, Koon Ki 黃冠麒 -Rep 2024-04-19 2024-05-16
240     +RO 2024-05-16
241   Yung, Dorothy Tze Mei 翁紫薇 +RO 2024-05-14
242 DELTA ASIA SECURITIES LIMITED Fan, Chun Yin (SFC:BPN274) 范鎮燃 -Rep 2022-12-28 2024-05-25
243 Delta Asia Wealth Management Limited   -Rep 2023-07-28 2024-05-25
244 DEUTSCHE SECURITIES ASIA LIMITED Lai, King Chi 黎敬之 -Rep 2023-09-25 2024-05-23
245     +RO 2024-05-23
246   Lin, Chaohan (SFC:BNH490) 林超涵 -Rep 2021-07-07 2024-05-17
247   Song, Jialun 宋佳倫 -Rep 2021-07-13 2024-05-24
248 Direction Capital Limited Ma, Xiaona (SFC:AXA085) 馬曉娜 -RO 2024-02-23 2024-05-15
249 Dream Peak Capital Limited Bao, Xiaorui 包晓瑞 +RO 2024-05-13
250   Wu, Fei (SFC:BUN421) 吴菲 +RO 2024-05-13
251 DT Securities & Futures Co. Limited Kwan, Freddie Wai Kuen 關偉權 -Rep 2024-05-14 2024-06-14
252 DWS Investments Hong Kong Limited Poon, Shing Chi (SFC:BDD899) 潘承智 -Rep 2021-04-27 2024-05-24
253 Eastspring Investments (Hong Kong) Limited Yu, Chao (SFC:BSS075) -Rep 2022-07-13 2024-05-22
254 Easy Fund Management Company Limited Wong, Hong Ming (SFC:BIN600) 黃康銘 +RO 2024-05-22
255 Eclipse Options (HK) Limited Favre Felix, Adrien Pierre Louis -Rep 2022-05-03 2024-05-21
256   Gouyez-Benallal, Elias +Rep 2024-05-14
257 ELITE FINANCIAL SERVICES LIMITED (HK) Cheung, Ho Yeung Kelvin 張浩揚 +RO 2024-05-21
258 Emperor Asset Management Limited Han, Feng (SFC:BUY464) 韓風 +Rep 2024-05-22
259   Huang, Ling Kwan 黃凌群 -Rep 2022-10-05 2024-05-23
260   Lau, Tak Fai 劉德輝 -Rep 2021-08-02 2024-05-22
261     +RO 2024-05-22
262 EMPEROR FUTURES LIMITED Chow, Man Kin 鄒文健 +Rep 2024-05-16
263   Huang, Ling Kwan 黃凌群 -Rep 2022-10-05 2024-05-23
264 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED Leung, Chi Yin 梁智賢 +Rep 2024-05-24
265 EMPEROR SECURITIES LIMITED (HK) Chow, Man Kin 鄒文健 +Rep 2024-05-16
266   Han, Feng (SFC:BUY464) 韓風 +Rep 2024-05-22
267   Huang, Ling Kwan 黃凌群 -Rep 2022-10-05 2024-05-23
268   Ng, Bernice Silvana Nicole Rose 吳玥彤 +Rep 2024-05-17
269 EQT Partners Capital Limited Wang, Jeffery -Rep 2020-06-22 2024-05-13
270 Equities First Holdings Hong Kong Limited Chan, Ying Sin (SFC:BGE633) 陳映蒨 -Rep 2022-10-11 2024-05-17
271 Essence International Securities (Hong Kong) Limited Poon, Wai Tung 潘衛東 -Rep 2010-11-16 2024-05-17
272 Everbright Securities Investment Services (HK) Limited Chan, Tsz Kin (SFC:ANW367) 陳子健 -Rep 2006-09-04 2024-05-18
273   Chow, Chi Chung (SFC:AWZ197) 周志聰 -Rep 2011-03-18 2024-05-25
274   Liu, Zhetao (SFC:BQP532) 劉哲韜 +Rep 2024-05-23
275 Everpine Asset Management Limited Chen, Chen (SFC:BUM057) 陈晨 +RO 2024-05-23
276 Excelerate Fund Management Limited Dong, Zilue 董梓略 -Rep 2020-12-23 2024-05-22
277     +RO 2024-05-22
278   Ji, Shengfan 紀聖凡 +Rep 2024-05-24
279 ExodusPoint Capital Management Hong Kong, Limited Kanade, Pradeep Eknath +Rep 2024-05-21
280 EXS Capital Asia Limited Song, Hao (SFC:BNH693) 宋好 -Rep 2023-11-20 2024-05-17
281 Fiduciary Securities Limited Qiu, Anohng 邱安紅 -RO 2023-02-07 2024-05-23
282 FIL Investment Advisors Kim, Jeewon -Rep 2017-09-28 2024-05-14
283   Pang, Yeung Ping 彭揚萍 -Rep 2022-07-22 2024-05-16
284   Wan, Zhiyu 万智宇 -Rep 2022-11-21 2024-05-14
285   Wang, Miaozi 王苗子 -Rep 2020-08-10 2024-05-16
286 FIL Investment Management (Hong Kong) Limited Kim, Jeewon -Rep 2017-09-28 2024-05-14
287   Pang, Yeung Ping 彭揚萍 -Rep 2018-01-25 2024-05-16
288   Wan, Zhiyu 万智宇 -Rep 2022-11-21 2024-05-14
289   Wang, Miaozi 王苗子 -Rep 2020-08-10 2024-05-16
290 Finloop Finance Limited Li, Shanshan (SFC:BFD820) 李姍珊 -Rep 2021-11-19 2024-05-21
291 First Sentier Investors (Hong Kong) Limited Wen, Xuanhao 文炫皓 +Rep 2024-05-16
292 FIRST SHANGHAI FUTURES LIMITED Chu, Chun Shing 朱俊胜 +Rep 2024-05-22
293   Ho, Jonathan Chun Yu (SFC:ARO147) 何俊諭 -Rep 2020-04-07 2024-05-17
294 FIRST SHANGHAI SECURITIES LIMITED Chu, Chun Shing 朱俊胜 +Rep 2024-05-22
295   Ho, Jonathan Chun Yu (SFC:ARO147) 何俊諭 -Rep 2018-12-03 2024-05-17
296 Forthright Capital Management Limited Lin, Zhe (SFC:BQE083) 林哲 -Rep 2023-08-29 2024-05-16
297     +RO 2024-05-16
298 FORTHRIGHT SECURITIES COMPANY LIMITED Du, Jun (SFC:BUX607) 杜俊 +Rep 2024-05-24
299   Fu, Yingjie (SFC:BTS007) 傅英杰 -Rep 2023-06-12 2024-05-26
300 Fortress Hill Capital Limited Liu, Wen (SFC:BLV389) 劉雯 -Rep 2024-03-21 2024-05-17
301     +RO 2024-05-17
302   Shin, Tetsuro 進哲郎 -RO 2023-03-10 2024-05-17
303 FORTUNE (HK) SECURITIES LIMITED Cao, Yannan 曹雁南 -Rep 2024-02-01 2024-05-21
304   Zhou, Yuting (SFC:BNQ425) 周雨婷 -Rep 2018-10-11 2024-05-24
305 Fortune Asset Management Limited (HK) Li, Zhuo (SFC:BFX716) 李卓 -Rep 2023-06-05 2024-05-23
306     -RO 2024-05-23 2024-06-30
307   Zhou, Yuting (SFC:BNQ425) 周雨婷 -RO 2022-03-17 2024-05-24
308 Fortune Origin Securities Limited Cao, Xuesong (SFC:BUY382) 曹雪松 +Rep 2024-05-21
309   Zhang, Ran (SFC:BHP610) 張冉 -Rep 2024-03-18 2024-05-16
310     +RO 2024-05-16
311 Fosun Asset Management Limited Chang, Frank +Rep 2024-05-23
312 Fosun International Securities Limited Hao, Yi (SFC:BPF923) 郝毅 +Rep 2024-05-23
313   Liao, Honglin 廖虹琳 -Rep 2023-03-07 2024-05-15
314   Liu, Mingdi (SFC:BTN224) 劉明迪 +Rep 2024-05-23
315   Yu, Jiang (SFC:BOX256) 余江 -Rep 2019-10-22 2024-05-17
316     +RO 2024-05-17
317 FOUNDER SECURITIES (HONG KONG) LIMITED Chen, Zhe (SFC:BOG853) 陈哲 -Rep 2022-06-01 2024-05-25
318 FountainVest Capital Limited Marschang, Ryan Arthur +Rep 2024-05-13
319 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Kanapathippillai, Subash Efrem +RO 2024-05-24
320   Tong, San Mong 唐新望 -Rep 2023-08-11 2024-05-14
321   Yerram, Murali Krishna -Rep 2024-05-07 2024-05-13
322   Yeung, Ho Yip 楊豪業 -RO 2022-07-01 2024-05-22
323 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) Tai, Kevin Yiu Kuen 戴耀權 -Rep 2024-04-23 2024-05-16
324     +RO 2024-05-16
325 Fubon Fund Management (Hong Kong) Limited Jia, Mengting 贾梦婷 +Rep 2024-05-23
326 FUBON SECURITIES (HONG KONG) LIMITED Wei, I Yen 魏亦言 +Rep 2024-05-23
327 FUDA CAPITAL LIMITED Lu, Yiting (SFC:BUN866) 盧意婷 +RO 2024-05-16
328 FULBRIGHT FUTURES LIMITED Mak, Pang Yan 麥鵬恩 -Rep 2022-04-26 2024-05-16
329 FULBRIGHT SECURITIES LIMITED   -Rep 2022-04-26 2024-05-16
330 FUSION FORTUNE SECURITIES LIMITED Shen, Zheqing 沈哲清 -RO 2021-12-29 2024-05-14
331 Futu Securities International (HONG KONG) Limited Ho, Ho Man 何浩文 +Rep 2024-05-17
332 Future Securities Limited (HK) Soo, Chi Kit 蘇志傑 -Rep 2024-05-13 2024-05-29
333 FWD Financial Planning Limited (HK) Zhou, Yan (SFC:BMF144) 周艷 +Rep 2024-05-23
334 Garvis Capital Management Limited Chan, Ringo Man Yeuk 陳文躍 +Rep 2024-05-24
335   Leung, Chin Hung Jacky 梁展鴻 +Rep 2024-05-24
336 Geometry Capital (Hong Kong) Limited Chen, Jiahuan 陳家焕 +RO 2024-05-20
337   Li, Jianhao (SFC:BER124) 李建昊 +RO 2024-05-20
338 GF Capital (Hong Kong) Limited Yang, Jiajie (SFC:BUL161) 楊佳杰 -Rep 2023-12-22 2024-05-17
339 GF Securities (Hong Kong) Brokerage Limited Chan, Chaoping 產超平 +Rep 2024-05-14
340   Duan, Wenxin 段雯欣 +Rep 2024-05-17
341   Huang, Weikun 黃偉琨 +Rep 2024-05-21
342   Lu, Steven Shiming 陸世銘 +Rep 2024-05-14
343   Yang, Jiajie (SFC:BUL161) 楊佳杰 -Rep 2023-12-22 2024-05-17
344   Yu, Ke Cheng 余可騁 +Rep 2024-05-14
345 GLENWORTH CAPITAL LIMITED Zhong, Zhihao (SFC:BUU984) 鍾智豪 +Rep 2024-05-21
346 Global Investment Strategy HK Limited Whitaker, Thomas Grant -Rep 2022-04-22 2024-05-13
347 Global Voyager Fund (HK) Company Limited Pantawongdecha, Raktapa -RO 2021-04-12 2024-05-21
348 Golden Continent Securities Co., Limited Li, Xiaodong (SFC:BUD896) 李曉東 +Rep 2024-05-16
349 Golden Hen Investment Management Limited Lin, Min (SFC:BUY805) 林民 +Rep 2024-05-22
350 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED Cheung, Chui Yi (SFC:BRU974) 張翠怡 -Rep 2021-10-25 2024-05-21
351     +RO 2024-05-21
352   Luo, Jingyu (SFC:BPX012) 羅靜雨 -Rep 2021-02-16 2024-05-25
353 GOLDMAN SACHS (ASIA) L.L.C. Achoneftos, Laura Faye +Rep 2024-05-16
354   Ang, Sok Han -Rep 2024-05-03 2024-05-13
355   Anglin, Thomas William -Rep 2019-08-13 2024-05-25
356   Fakiyesi, Paul Patience Tolulope +Rep 2024-05-17
357   Lee, Nick Andre Pei Li 李培立 -Rep 2018-08-15 2024-05-17
358   Leung, Ming Hin (SFC:BRK304) 梁銘軒 -Rep 2021-07-13 2024-05-18
359   Liu, Simin (SFC:BUY423) 劉思敏 +Rep 2024-05-16
360   Yadav, Prashant (SFC:BKC039) -Rep 2024-05-03 2024-05-13
361   Yu, Joseph Chung Man 余仲文 +Rep 2024-05-13
362 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Achoneftos, Laura Faye +Rep 2024-05-16
363   Anglin, Thomas William -Rep 2019-08-13 2024-05-25
364   Fakiyesi, Paul Patience Tolulope +Rep 2024-05-17
365   Lee, Nick Andre Pei Li 李培立 -Rep 2018-08-15 2024-05-17
366   Leung, Ming Hin (SFC:BRK304) 梁銘軒 -Rep 2021-07-13 2024-05-18
367   Liu, Simin (SFC:BUY423) 劉思敏 +Rep 2024-05-16
368   Yu, Joseph Chung Man 余仲文 +Rep 2024-05-13
369 Goldman Sachs Asset Management (Hong Kong) Limited Kui, Florence 居嘉敏 -RO 2022-10-26 2024-05-23
370 Goldstream Capital Management Limited Gao, Ziqi (SFC:BBL664) 高子奇 -Rep 2024-03-21 2024-05-13
371     +RO 2024-05-13
372 Goldstream Securities Limited   -Rep 2024-03-21 2024-05-13
373     +RO 2024-05-13
374   Wang, Yichen (SFC:BBB859) 王亦宸 +Rep 2024-05-24
375 GRAND VIEW SECURITIES LIMITED Chau, Wing Ka 周榮嘉 -RO 2016-12-16 2024-05-20
376   Huang, Jiahao (SFC:BGT296) 黃嘉豪 -Rep 2017-01-20 2024-05-20
377   Lok, Siu Kee 駱兆基 -RO 2016-12-16 2024-05-20
378   Tai, Ka Chun Terence 戴家俊 -RO 2021-09-28 2024-05-20
379 GRANDLY FINANCIAL SERVICES LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 -Rep 2024-05-13 2024-07-07
380   Lee, Wesley Chun Yin 李俊賢 -Rep 2023-05-08 2024-05-24
381   Tse, Ming Pong 謝明邦 -Rep 2017-05-31 2024-05-23
382 Guosen Securities (HK) Brokerage Company, Limited Chan, Wai Ho (SFC:AUD980) 陳緯豪 -RO 2023-02-15 2024-05-23
383   Ouyang, Chang 歐陽昌 +RO 2024-05-23
384 GUOTAI JUNAN CAPITAL LIMITED Dong, Shuai (SFC:BSM251) 董帅 -Rep 2022-07-14 2024-05-21
385   Ge, Xinyue (SFC:BSL980) 葛忻悦 -Rep 2022-07-18 2024-05-22
386   Sit, Chun Yuen 薛珍媛 +Rep 2024-05-22
387 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Mao, Zhe (SFC:BNT074) 毛哲 -Rep 2021-09-09 2024-05-24
388     +RO 2024-05-24
389   Xing, Yingxue 邢迎雪 +Rep 2024-05-22
390 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Huang, Tianlong 黄天龙 +Rep 2024-05-14
391   Leung, Hui Hong 梁惠泓 -Rep 2021-09-17 2024-05-23
392   Yang, Yuchen (SFC:BUX516) 杨雨宸 +Rep 2024-05-14
393   Yung, Johnnie Ka Sing 翁嘉升 -Rep 2020-06-02 2024-05-17
394 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED Wang, Shengzu 王胜祖 -RO 2022-10-12 2024-05-22
395 HAITONG INTERNATIONAL FUTURES LIMITED Chau, Ka Kin 鄒家健 +Rep 2024-05-16
396   Yau, Vincent Wing Tsuen 邱穎臻 +Rep 2024-05-16
397 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Huang, Tianlong 黄天龙 +Rep 2024-05-14
398   Leung, Hui Hong 梁惠泓 -Rep 2021-09-17 2024-05-23
399   Yang, Yuchen (SFC:BUX516) 杨雨宸 +Rep 2024-05-14
400   Yung, Johnnie Ka Sing 翁嘉升 -Rep 2020-06-02 2024-05-17
401 HAITONG INTERNATIONAL RESEARCH LIMITED Feng, He (SFC:BQL100) 冯鹤 +Rep 2024-05-22
402   Liu, Mingpei 劉明沛 -Rep 2023-11-02 2024-05-21
403 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Tso, Sing Kit 曹勝杰 +Rep 2024-05-23
404   Yau, Vincent Wing Tsuen 邱穎臻 +Rep 2024-05-16
405   Ye, Xiaoyu (SFC:BUX501) 叶晓钰 +Rep 2024-05-14
406   Yu, Fiona Fei Yeung 余飛揚 -Rep 2022-08-26 2024-05-17
407 Hamilton Lane (Hong Kong) Limited Li, Shiyi (SFC:BTA207) 李詩逸 -Rep 2022-10-25 2024-05-13
408 HANG SENG INVESTMENT MANAGEMENT LIMITED Lam, Ronald Kam Yuen 林錦源 -Rep 2022-10-24 2024-05-12
409 HANG SENG INVESTMENT SERVICES LIMITED Wong, Ka Leung (SFC:BKL761) 王家樑 -Rep 2023-05-25 2024-05-19
410 HANG SENG SECURITIES LIMITED Mak, Gordon Yuen Pang 麥遠鵬 -Rep 2022-03-21 2024-05-17
411 HANSUI CAPITAL COMPANY LIMITED Hu, Qizhen 胡启楨 -Rep 2024-05-22 2024-06-13
412   Lam, Yiu Keung 林耀強 +Rep 2024-05-22
413 HANTEC SECURITIES CO., LIMITED Kiang, Ho Tin -Rep 2022-08-10 2024-05-21
414 HANTEC WEALTH MANAGEMENT COMPANY LIMITED   -Rep 2022-08-10 2024-05-21
415 Harmolands Capital Limited Qi, Bin (SFC:BUV004) 齊斌 +Rep 2024-05-13
416 HARVEST GLOBAL INVESTMENTS LIMITED Fan, Jing (SFC:BQI395) 范靜 -Rep 2020-11-24 2024-05-14
417 Hash Blockchain Limited He, Xiyu (SFC:BDI120) 何熙榆 +Rep 2024-05-20
418   Zhu, Zhenyu (SFC:AQW435) 朱振宇 +Rep 2024-05-20
419 HashKey Capital Limited Deng, Shujie 鄧書劼 -Rep 2023-08-14 2024-05-14
420 HERMES SECURITIES LIMITED Cheung, Louis Wing Kwan 張穎群 +RO 2024-05-14
421 HK KEYSTONE CAPITAL LIMITED Lui, Hiu Ki Jesine 呂曉琪 -RO 2023-07-31 2024-05-22
422   Tang, Wai Fung (SFC:ATN569) 鄧偉鋒 -RO 2023-05-11 2024-05-22
423 Hong Kong Broad Capital Limited Yao, Zhengwei (SFC:BEE981) 姚正薇 -RO 2023-01-09 2024-05-17
424 Houlihan Lokey (China) Limited Yang, Patrick Sing Yan -Rep 2019-09-20 2024-05-13
425 HSBC BROKING SECURITIES (HONG KONG) LIMITED Chang, Stephen Shu Tin 張樹田 -Rep 2022-09-26 2024-05-20
426     +RO 2024-05-20
427 HSBC Corporate Finance (Hong Kong) Limited Kwan, Tsz Wing Bridget 關芷穎 -Rep 2017-05-22 2024-05-13
428   Lau, Aidan Chak Yin 劉澤延 -Rep 2018-01-04 2024-05-13
429   Tian, Siqi 田思琪 -Rep 2018-06-05 2024-05-13
430   Yung, See Liang 翁思亮 -Rep 2013-11-07 2024-05-13
431 HSBC Global Asset Management (Hong Kong) Limited Duggal, Sanjiv -Rep 2024-05-24 2024-06-07
432   Fung, Chin Lok 馮展濼 +Rep 2024-05-23
433 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Duggal, Sanjiv -Rep 2024-05-24 2024-06-07
434 HSBC SECURITIES BROKERS (ASIA) LIMITED Ip, Chin Chung 葉展中 +Rep 2024-05-23
435   Lam, King Wai (SFC:APB311) 林經緯 +Rep 2024-05-23
436 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Liu, Jie (SFC:BUV409) 刘杰 +Rep 2024-05-13
437   Yue, Yang (SFC:BUX187) 岳阳 -Rep 2024-05-23 2024-08-16
438 Huayu Securities Limited Xing, Li (SFC:BMX389) 邢莉 +RO 2024-05-14
439 Hywin Asset Management (Hong Kong) Limited Lau, Zen Tung (SFC:BRX062) 劉善童 +Rep 2024-05-22
440 I WIN SECURITIES LIMITED Fung, Wing Hang 馮穎行 -Rep 2021-08-11 2024-05-16
441 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Chen, Yanzi 陳妍孜 +Rep 2024-05-22
442   Huang, Yuan (SFC:BTV874) 黃原 -Rep 2023-06-16 2024-05-17
443 Imagi Brokerage Limited Yao, Man Yi 姚敏怡 -Rep 2021-05-03 2024-05-14
444 INFINITY ASSET MANAGEMENT LIMITED Hai, Hermann Fung 奚鋒 -Rep 2022-12-20 2024-05-16
445   Yau, Christie Song 游桑 -Rep 2023-09-25 2024-05-25
446 INNOVATION CAPITAL CO., LIMITED Zhao, Fengkuan 趙鳳寬 -RO 2022-09-21 2024-05-22
447 Innovest Asset Management Limited Chung, Fu Shing 鍾富城 -Rep 2021-07-20 2024-05-13
448 INSTINET PACIFIC LIMITED Iu, Kwan Nam 姚君楠 -Rep 2022-01-03 2024-05-24
449 Interactive Brokers Hong Kong Limited Kao, Franklin Man Hey ⾼萌禧 +Rep 2024-05-22
450 INV ADVISORY LIMITED Lian, Songqing (SFC:AHK947) 練松青 +Rep 2024-05-22
451 INVESCO HONG KONG LIMITED Chen, Jiawen (SFC:BTR450) 陈佳雯 +Rep 2024-05-14
452 INVESTPORT (H.K.) LIMITED Chan, Yee Man (SFC:AEN676) 陳依雯 +RO 2024-05-23
453 IP Investment Management (HK) Limited Lam, Wah (SFC:BUW218) 林華 +Rep 2024-05-13
454 IPP Financial Advisers Limited Lau, Hei Yeung (SFC:BUV570) 劉熙揚 +Rep 2024-05-17
455 IVORY CAPITAL PRIVATE LIMITED Wang, Julius 王哲身 -Rep 2024-02-14 2024-05-14
456     +RO 2024-05-14
457 J.P. MORGAN BROKING (HONG KONG) LIMITED Blondin, Axel -Rep 2021-01-25 2024-05-24
458   Mehay, Neha (SFC:BQT665) -Rep 2021-04-14 2024-05-15
459   Meng, Xiangxi (SFC:BSE754) 孟祥熙 +Rep 2024-05-24
460   Zheng, Hanxia 鄭寒夏 -Rep 2016-06-16 2024-05-21
461 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Ma, Sai (SFC:BRJ245) 馬賽 -Rep 2021-07-19 2024-05-14
462   Xia, Yujie 夏宇杰 -Rep 2024-01-03 2024-05-14
463   Zhu, Yueyue 朱玥玥 -Rep 2012-01-13 2024-05-24
464 Jane Street Asia Pacific Limited Babidge, Alexander Jack +Rep 2024-05-22
465   Huang, Ricky Li Qi +Rep 2024-05-22
466   Khou, Victor +Rep 2024-05-13
467   Lee, Pin-Hung 李品宏 +Rep 2024-05-23
468   Lei, Wenkai 雷文凯 +Rep 2024-05-20
469   Molina Lovett, Antonio James +Rep 2024-05-20
470   Rexworthy, Christopher Alexander +Rep 2024-05-22
471   Wang, Tao (SFC:BBT740) 王弢 +Rep 2024-05-22
472   Wijerathna, Praveen -Rep 2021-10-26 2024-05-17
473 JANE STREET HONG KONG LIMITED Khou, Victor +Rep 2024-05-13
474   Molina Lovett, Antonio James +Rep 2024-05-20
475   Wijerathna, Praveen -Rep 2019-06-10 2024-05-17
476 Janus Henderson Investors Hong Kong Limited Cox, Andrew Michael (SFC:AOA555) +Rep 2024-05-24
477 Jefferies Hong Kong Limited Shah, Bhavish (SFC:BUO768) -Rep 2024-02-20 2024-05-21
478     +RO 2024-05-21
479   Wheatcroft, James Christopher Corkey (SFC:BUY218) +Rep 2024-05-13
480 JPMorgan Asset Management (Asia Pacific) Limited Wilson, Joseph Douglas -Rep 2024-05-22 2024-05-24
481 JPMorgan Funds (Asia) Limited   -Rep 2024-05-22 2024-05-24
482 JW Capital Limited (HK) Chow, Ka Lun 周嘉麟 -Rep 2020-11-23 2024-05-18
483 Keptain Securities and Asset Management Limited Wong, Mike Chun Lun 王珍倫 +Rep 2024-05-13
484 KGI ASIA LIMITED Chiu, Chiu-Huang 邱秋煌 +Rep 2024-05-16
485   Chow, Tsui Har 周翠霞 +Rep 2024-05-14
486 KGI Asset Management Limited Zhang, Chen (SFC:AOV341) 張琛 +Rep 2024-05-22
487 KGI FUTURES (HONG KONG) LIMITED Lee, Kai Yee 李啟怡 +Rep 2024-05-17
488 Kietex Capital Limited Kwan, Vincent Ming Chi 關明智 +Rep 2024-05-24
489 King Sun Securities Limited Yuen, Ying Ho 袁英豪 -Rep 2024-05-23 2024-07-09
490 KINGKEY ASSET MANAGEMENT LIMITED Cheung, Pui Yee (SFC:AOG703) 張佩怡 +Rep 2024-05-23
491   Lam, Hiu Ling 林曉鈴 -Rep 2023-11-14 2024-05-24
492   Zhou, Yanyan (SFC:BGK776) 周燕燕 -Rep 2018-06-28 2024-05-17
493 KINGKEY SECURITIES GROUP LIMITED   -Rep 2018-06-28 2024-05-17
494 KKR Capital Markets Asia II Limited Egloff, Markus Peter +RO 2024-05-14
495   Malter, Hannah Rebecca +RO 2024-05-14
496   Raposio, Diane +RO 2024-05-14
497   Richdale, Kate Gaskell +RO 2024-05-14
498   Tan, Wei Yu 陳威宇 +RO 2024-05-14
499   Xin, Wei (SFC:BEK839) 忻瑋 +RO 2024-05-14
500   Yin, Haining 殷海寧 +RO 2024-05-14
501   Yuan, Chen (SFC:BHE051) 袁晨 -RO 2024-05-14 2024-06-30
502 KKR CAPITAL MARKETS ASIA LIMITED Egloff, Markus Peter -RO 2021-10-15 2024-05-13
503   Malter, Hannah Rebecca -Rep 2022-08-02 2024-05-13
504   Tan, Wei Yu 陳威宇 -RO 2018-03-14 2024-05-13
505   Xin, Wei (SFC:BEK839) 忻瑋 -RO 2022-05-18 2024-05-13
506   Yuan, Chen (SFC:BHE051) 袁晨 -RO 2022-05-13 2024-05-13
507 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED Temple, Ronald Scott -Rep 2024-05-16 2024-05-20
508 LCA Solutions Limited Holden, Stephen Robert James (SFC:ADC639) -Rep 2024-05-14 2024-08-23
509 Legend Arb Advisors Limited Wong, Ching Tung 黃靖彤 +Rep 2024-05-16
510 Leo Capital Corp (Hong Kong) Limited Kattevilder, Jelmer Maarten +Rep 2024-05-20
511 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Yu, Josephine Wai Chi 余慧芝 +Rep 2024-05-16
512 Linkways Asset Management Limited Fan, Lester Kei Shun 范基信 -RO 2024-04-30 2024-05-19
513 Linkways Investment Management Limited   -RO 2024-04-30 2024-05-19
514 Lion International Securities Group Limited Yuen, Chi Kwong (SFC:ART642) 袁志光 -RO 2018-03-07 2024-05-21
515 Lochpine Capital Limited Du, Hao (SFC:BCB913) 杜浩 -RO 2024-05-02 2024-05-14
516 LOMBARD ODIER (HONG KONG) LIMITED Koh, Ushe Hon Tat -Rep 2024-02-02 2024-05-13
517 LUK FOOK FUTURES (HK) LIMITED Lau, Ka Chun (SFC:AVM124) 劉家俊 +Rep 2024-05-21
518   Tang, Tenny Yu Hin 鄧宇軒 -Rep 2012-01-18 2024-05-26
519 LUK FOOK SECURITIES (HK) LIMITED Lau, Ka Chun (SFC:AVM124) 劉家俊 +Rep 2024-05-21
520   Ng, Mi Fong 伍美芳 -Rep 2023-10-12 2024-05-14
521   Tang, Tenny Yu Hin 鄧宇軒 -Rep 2012-01-18 2024-05-26
522 M&G Investments (Hong Kong) Limited Cho, Amy Yee Kee 曹綺琪 -Rep 2024-05-13 2024-07-04
523 Macquarie Asia Securities Limited Edelman, Marilyn Miki -Rep 2020-12-01 2024-05-23
524   Fernandes, Vani Chawla -Rep 2023-03-17 2024-05-21
525 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Leslie, Christopher John (SFC:BJS909) +Rep 2024-05-13
526 Manulife Investment Management (Hong Kong) Limited Hui, Pui Yee 許佩儀 +Rep 2024-05-21
527 Marex Hong Kong Limited Lee, Hugo Tai Kin 李堤健 +Rep 2024-05-16
528 Market Securities (Hong Kong) Limited Chan, Timothy William +Rep 2024-05-21
529   Patel, Vinesh (SFC:BDC151) +Rep 2024-05-14
530 Marlin Capital Limited Chau, Chun Ho 周振豪 +Rep 2024-05-21
531 MARSHALL WACE ASIA LIMITED Zhou, Nan (SFC:BRI765) 周南 +Rep 2024-05-17
532 MAXA CAPITAL LIMITED Wang, Zhuoer (SFC:BTS745) 王卓尔 -Rep 2023-05-12 2024-05-20
533   Wong, Pak To (SFC:BRV749) 黃柏濤 +Rep 2024-05-17
534   Zhong, Yuchen 鍾宇琛 +Rep 2024-05-13
535 MCM Asia Limited Yuen, Man Wun 袁文煥 -Rep 2021-12-14 2024-05-21
536 MCM INVESTMENT PARTNERS LIMITED Chan, Siu Yau 陳少柔 -Rep 2024-05-07 2024-05-19
537   Mason, Rong Angie Ma -Rep 2023-05-12 2024-05-16
538     +RO 2024-05-16
539 Merrill Lynch (Asia Pacific) Limited Bana, Aashvi -Rep 2020-12-04 2024-05-13
540   Choo, John Matthew 朱浩然 -Rep 2021-09-27 2024-05-14
541   Kubota, Masashi -Rep 2024-05-24 2024-05-29
542   Man, Ronald Lok-Tod 文略韜 -Rep 2024-05-23 2024-05-24
543   Siegenthaler, Craig William -Rep 2024-05-24 2024-05-29
544   Tang, Kwan Ho 鄧鈞豪 -Rep 2021-12-20 2024-05-20
545     +RO 2024-05-20
546   Tayal, Kunal -Rep 2024-05-17 2024-05-24
547   Tiron, Adrian Cesar -Rep 2024-05-14 2024-05-16
548   Tupper, Nigel Robert -Rep 2024-05-20 2024-05-24
549   Wurtz, Gregory Aaron -Rep 2024-05-21 2024-05-24
550 Merrill Lynch Far East Limited Bana, Aashvi -Rep 2020-05-04 2024-05-13
551   Choo, John Matthew 朱浩然 -Rep 2021-09-27 2024-05-14
552   Wurtz, Gregory Aaron -Rep 2024-05-21 2024-05-24
553 MFG Limited (HK) Kok, Sen Kan 郭慎勤 -Rep 2024-05-08 2024-05-20
554     +RO 2024-05-20
555 Micro Connect (H.K.) Investment Management Limited Cheung, Yuk Chu Helen 張昱珠 -Rep 2022-08-26 2024-05-20
556   Fung, Bo Yi 馮寶兒 -Rep 2023-08-14 2024-05-20
557   Kwan, Beryl Wang Chi 管泓姿 -Rep 2023-10-05 2024-05-20
558   Poon, Eric Chi Lik 潘智力 -RO 2022-09-14 2024-05-21
559   Wan, Sandy San Ming 萬三敏 -Rep 2023-09-11 2024-05-21
560   Zhao, Hanqing (SFC:BUD761) 趙汗青 -Rep 2023-10-04 2024-05-20
561 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Currey, Stuart Dalyn +Rep 2024-05-20
562   Liu, Bi 刘碧 +Rep 2024-05-21
563   Liu, Yu (SFC:BUY430) 劉雨 +Rep 2024-05-20
564   Nayyar, Varun +Rep 2024-05-13
565   Yoshida, Aki-Joe +Rep 2024-05-21
566 Ming Yang Capital Limited Lai, Kwok Keung 黎國強 -RO 2024-03-12 2024-05-24
567   Lo, Chi Fun 樂芝芬 -Rep 2024-05-21 2024-07-29
568 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Lam, Ronald Kam Yuen 林錦源 +Rep 2024-05-16
569   Zhang, Hao (SFC:BUW241) 張皓 +Rep 2024-05-16
570 MIZUHO SECURITIES ASIA LIMITED Darby, Sean -Rep 2024-02-27 2024-05-17
571     +RO 2024-05-17
572   Kohtani, Motoya +Rep 2024-05-14
573   Wang, Yang (SFC:BPW781) 汪洋 -Rep 2020-08-03 2024-05-24
574   Wrenn, James Joseph +Rep 2024-05-21
575 MoneyMore Securities Limited Chan, Kei Shu 陳紀樹 -Rep 2024-03-12 2024-05-16
576     +RO 2024-05-16
577   Kwok, Tak Ming 郭德明 -Rep 2024-05-18
578   Mok, Pui Chung 莫沛聰 -Rep 2024-03-12 2024-05-16
579     +RO 2024-05-16
580   Suen, Connie Man Ching 孫文靜 -Rep 2024-05-18
581   Wong, Yue Shing (SFC:AAA934) 王裕盛 -Rep 2024-05-18
582 Mont Avenir Capital Limited Wong, Wun Yuen 黃煥沅 -Rep 2024-05-21 2024-06-25
583 Morgan Stanley Asia Limited Chow, Jadyn Shuk Man 周淑雯 -Rep 2023-08-22 2024-05-24
584   Grambling, Stephen White -Rep 2024-05-14 2024-05-17
585   Kim, Yoon (SFC:BDU251) 金潤 -Rep 2014-07-16 2024-05-21
586   Lian, Yifan 連一帆 -Rep 2022-03-22 2024-05-17
587   Lin, Yijing 林懿婧 -Rep 2021-08-19 2024-05-24
588   Liu, Kunyuan 刘坤元 -Rep 2024-05-13 2024-05-14
589   Mylott, Louise Renee -Rep 2024-05-24 2024-05-31
590   Palmisano, Alessandro +Rep 2024-05-14
591   Papandrea, Benjamin Joseph -Rep 2024-05-17 2024-05-24
592   To, Yu Hin 陶宇軒 +Rep 2024-05-16
593   Wong, Catherine Ka Woon 黃嘉媛 +Rep 2024-05-13
594   Wu, Tianyu (SFC:BUC348) 乌天宇 -Rep 2023-09-06 2024-05-13
595   Wu, Yulu -Rep 2016-08-08 2024-05-23
596   Yang, Yanjin 楊彦瑾 -Rep 2022-05-10 2024-05-17
597   Zhu, Da (SFC:BHF561) 朱達 -Rep 2018-11-28 2024-05-17
598 Morgan Stanley Hong Kong Securities Limited Palmisano, Alessandro +Rep 2024-05-14
599   Wu, Yulu -Rep 2021-08-03 2024-05-23
600   Yao, Kenneth (SFC:ANH517) 姚根霖 -Rep 2016-03-07 2024-05-13
601 Motilal Oswal Capital Markets (Hong Kong) Private Limited Duggad, Gautam Vijay +Rep 2024-05-16
602 Motto Global Asset Management Limited Ma, Xiaona (SFC:AXA085) 馬曉娜 -Rep 2024-05-16 2024-07-09
603 MSQ Asset Management (HK) Limited Wong, Ka Ching (SFC:AGI520) 黃家正 -RO 2021-03-17 2024-05-17
604 MY.Alpha Management HK Advisors Limited Lam, Kuen (SFC:ANJ657) 林娟 -Rep 2023-10-18 2024-05-22
605 NATIXIS ASIA LIMITED Yang, Le (SFC:BUR147) -Rep 2024-02-19 2024-05-18
606     -Rep 2024-05-20 2024-08-18
607 New China Asset Management (Hong Kong) Limited Cheung, Ivan Kin 張健 -Rep 2015-04-10 2024-05-22
608 New Harvest Wealth Securities Company Limited Chen, Yifei (SFC:BIU909) 陳伊菲 +Rep 2024-05-22
609 New Vision Asset Management Limited Lu, Yuxiang 陸宇翔 -RO 2017-07-20 2024-05-17
610   Zhang, Jing (SFC:BRP995) 張晶 -Rep 2021-09-14 2024-05-17
611 NEXTCORE ASSET MANAGEMENT LIMITED Lin, Zhaoyu (SFC:BUR135) 林兆宇 +Rep 2024-05-20
612 NIATROSS INVESTMENTS LIMITED Liu, Tao (SFC:BUT813) 劉濤 +Rep 2024-05-13
613   Tipan Sinche, Andy Fabricio +Rep 2024-05-13
614 Nice Talent Asset Management Limited Yip, Kit Ying (SFC:BUO181) 葉潔盈 +Rep 2024-05-22
615 NNFE International Asset Management Limited Chau, Yueh Jen 周日仁 -RO 2019-12-04 2024-05-13
616 NOMURA INTERNATIONAL (HONG KONG) LIMITED Bai, Yu (SFC:BRS330) 白宇 +Rep 2024-05-22
617   Matsuo, Hideyuki +Rep 2024-05-14
618   Moss, Alister Grahame -Rep 2015-11-02 2024-05-20
619     +RO 2024-05-20
620   Nakaya, Koji +Rep 2024-05-23
621   Rumjahn, Kevin Kalim 林基榮 -Rep 2023-11-17 2024-05-16
622     -RO 2024-05-16 2024-07-16
623   Yeung, Chun To Christo 楊鎮濤 +Rep 2024-05-14
624   Zheng, Yi (SFC:BPK769) 鄭怡 -Rep 2022-10-03 2024-05-24
625 Octo Rivers Asset Management (HK) Limited Wang, Qi (SFC:BTV139) 王祺 -Rep 2023-06-26 2024-05-19
626 OKASAN INTERNATIONAL (ASIA) LIMITED Mori, Yoji 森陽嗣 +Rep 2024-05-20
627 OnePlatform Asset Management Limited Chan, Yuen Lam (SFC:BSH324) 陳琬琳 -Rep 2022-05-06 2024-05-15
628   Cheng, Suet Kwan Shirley 鄭雪君 -Rep 2023-11-02 2024-05-16
629   Cheung, Jacky Shiu Ming 張兆明 -Rep 2024-05-21
630   Chiu, Wai Ling 趙慧玲 -RO 2023-07-25 2024-05-19
631   Chui, Mei 崔薇 -Rep 2018-06-13 2024-05-16
632   Fung, Kwun Ming 馮冠鳴 -Rep 2020-10-08 2024-05-16
633   Hsu, Yung Yung 許蓉蓉 -Rep 2017-05-23 2024-05-15
634   Huang, Yinchen 黃茵晨 -Rep 2012-03-12 2024-05-16
635   Kwong, Chung Ping (SFC:AHK068) 鄺中平 -RO 2008-10-08 2024-05-17
636   Lam, Sze Wai (SFC:BJG780) 林思慧 -Rep 2017-03-20 2024-05-17
637   Law, Katherine Ka Yee 羅嘉儀 -Rep 2014-05-28 2024-05-18
638   Law, Ying Sin 羅螢茜 -Rep 2018-04-27 2024-05-16
639   Leung, Hugo Man Him 梁文謙 -Rep 2011-06-09 2024-05-18
640   Leung, Wing Ngai (SFC:BRG449) 梁榮毅 -Rep 2022-11-17 2024-05-16
641   Lo, Nelson Tai Yue 盧泰瑜 -Rep 2020-09-16 2024-05-15
642   Ng, Ka Yan (SFC:BIN321) 伍家欣 -Rep 2016-11-21 2024-05-16
643   Ng, Kam Kwan 吳錦坤 -RO 2023-02-22 2024-05-14
644   Ng, Tsun Hing Anthony 伍晉興 -Rep 2012-04-30 2024-05-17
645   Siu, Kathleen Wing Mui 蕭詠梅 -Rep 2008-12-15 2024-05-16
646   Tam, Timmy Tin Yik 譚天翼 -Rep 2018-06-13 2024-05-21
647   Tsui, Sui Lun 徐瑞麟 -Rep 2020-11-09 2024-05-14
648   Wong, Wai Yi (SFC:AOA561) 黃惠儀 -Rep 2006-11-16 2024-05-14
649   Zhang, Long (SFC:BAK384) 張龍 -Rep 2012-12-03 2024-05-15
650 ORIENT FUTURES (HONG KONG) LIMITED Zhang, Zixuan (SFC:BUS746) 張子軒 +Rep 2024-05-16
651 ORIENT SECURITIES (HONG KONG) LIMITED Leung, Hing Tak 梁慶德 +Rep 2024-05-20
652   Xu, Dongrui 徐東睿 +Rep 2024-05-17
653 Ovata Capital Management Limited Ho, Dominic Pui Fung 何沛峰 +Rep 2024-05-13
654 Panda Securities Company Limited Xie, Xiaotian 謝嘯天 -Rep 2023-12-15 2024-05-13
655 Peakhouse Asset Management Limited Ho, Alice Yuen May 何婉薇 +Rep 2024-05-21
656 PHILLIP COMMODITIES (H.K.) LIMITED Kwok, Hung Leuk Ryan- 郭雄略 +Rep 2024-05-20
657   Mak, Hing Yung 麥慶庸 -Rep 2022-06-22 2024-05-23
658 PHILLIP SECURITIES (HONG KONG) LIMITED Kwok, Hung Leuk Ryan- 郭雄略 +Rep 2024-05-20
659   Mak, Hing Yung 麥慶庸 -Rep 2022-06-22 2024-05-23
660   Tao, Ran (SFC:BUX431) 陶然 +Rep 2024-05-20
661 Pictet Asset Management (Hong Kong) Limited Du, Yi (SFC:BEB003) 杜一 -Rep 2024-05-24 2024-05-31
662   Mouthon, Alexandre Remy -Rep 2024-05-20 2024-05-24
663   Shi, Yi (SFC:BUI831) 施义 -Rep 2024-05-24 2024-05-31
664   Tsang, Daegal (SFC:BUX517) 曾德剛 -Rep 2024-05-24 2024-05-31
665   Withaar, Jon Justin -Rep 2024-05-17 2024-05-24
666 PIMCO Asia Limited Bodereau, Philippe -Rep 2024-05-16 2024-05-17
667 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Shu, Karie Hoi Li 舒凱莉 -Rep 2019-10-16 2024-05-15
668   Shum, King Tung 岑璟彤 -Rep 2024-05-16 2024-06-07
669 Ping An of China Capital (Hong Kong) Company Limited Chen, Yajing (SFC:BQQ386) 陳雅靜 -Rep 2023-12-20 2024-05-15
670   Lee, Kwok Yan (SFC:BIO431) 李珏昕 -Rep 2023-05-25 2024-05-13
671     +RO 2024-05-13
672   Liu, Jinzhu (SFC:BUW170) 劉金鑄 +Rep 2024-05-13
673   Wai, Andy To Chung 韋道聰 -Rep 2024-01-23 2024-05-14
674     -RO 2024-05-14 2024-06-11
675 Pinpoint Asset Management Limited Wang, Dongchen (SFC:AWX611) 王冬辰 +Rep 2024-05-20
676 PINSEN INTERNATIONAL (HONG KONG) LIMITED Wong, Chung Ming (SFC:AEJ888) 王頌明 -RO 2023-10-25 2024-05-23
677 PrideRock Global Investment Management Limited Kong, Cheuk Bun (SFC:BQN516) 江卓斌 -Rep 2021-03-30 2024-05-17
678 PRUDENTIAL BROKERAGE LIMITED Chan, Debe Kam Wa 陳錦華 -Rep 2010-01-13 2024-05-24
679 PSI Capital Asia Limited Lee, Yuen Ling (SFC:BKU863) 李婉菱 -Rep 2024-01-03 2024-05-17
680 Pulun International Capital Limited Lee, Ka Ho (SFC:ATO877) 李家豪 +Rep 2024-05-20
681 PUREHEART CAPITAL ASIA LIMITED Li, Wanqi (SFC:BTY210) 李琬琪 -Rep 2023-07-14 2024-05-17
682 PYRMONT WEALTH MANAGEMENT LIMITED George, Abraham Yohan -Rep 2021-10-04 2024-05-20
683 PYXIS WEALTH ADVISORS LIMITED Chan, Koon Kit Matthew 陳冠傑 +Rep 2024-05-22
684 Quam Asset Management Limited (b1983-06-28) Perrin, Mark Richard -Rep 2024-03-20 2024-05-17
685     +RO 2024-05-17
686 Quam Capital Limited (b1994-08-04) Wu, Lingke 吴令珂 +Rep 2024-05-13
687 QUINTAR CAPITAL LIMITED Niederberger, Jurg Hans -RO 2020-09-08 2024-05-23
688 RAM Investment Advisors Limited Lee, Tsz Man 李子文 +Rep 2024-05-13
689 RAYS Capital Partners Limited Li, Sek Chuen 李錫全 +Rep 2024-05-17
690 Renco Investments Limited Ma, Maria Kit Man 馬潔文 +RO 2024-05-21
691 RISING GLORY FINANCE LIMITED Guo, Jiangxue 郭江雪 +Rep 2024-05-17
692   Xiao, Yuhao 肖裕浩 +Rep 2024-05-17
693 Robeco Hong Kong Limited De Groot, Wilhelmina Annemarie -Rep 2024-05-20 2024-05-22
694   Elliot, Graham (SFC:BJG894) -RO 2017-10-25 2024-05-24
695 Roofer Asset Management Limited Chan, Kin Wah (SFC:ABL924) 陳健華 -Rep 2024-04-08 2024-05-21
696     +RO 2024-05-21
697 Ruibang Securities Limited Au-Yeung, Pui Shan 歐陽佩珊 +Rep 2024-05-22
698 Sancus Advisors Limited Fu, Felix Chi Pui 符致培 +Rep 2024-05-16
699 Sanford C. Bernstein (Hong Kong) Limited Chhugani, Gautam Prakash -Rep 2024-05-13 2024-05-17
700 SC Lowy Asset Management (HK) Limited Choi, Man Chun Jonathan 蔡文晉 -Rep 2024-01-24 2024-05-13
701 SC Lowy Financial (HK) Limited   -Rep 2022-08-17 2024-05-13
702 Schonfeld Strategic Advisors (Hong Kong) Limited Butler, Aric Andrew +Rep 2024-05-20
703 SG SECURITIES (HK) LIMITED Wang, Han (SFC:BIC317) 汪涵 +Rep 2024-05-23
704 SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED Chan, Chiu Wun Leonard 陳招煥 -Rep 2022-03-28 2024-05-17
705 SHANXI SECURITIES INTERNATIONAL LIMITED   -Rep 2022-03-28 2024-05-17
706 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED Zhao, Jinhou 趙金厚 -Rep 2006-12-04 2024-05-24
707 SHENZHEN CAPITAL (INTERNATIONAL) ASSET MANAGEMENT COMPANY LIMITED Li, Guanda 李冠達 +RO 2024-05-20
708 Silk Road International Capital Limited Cao, Qing (SFC:BJT447) 曹青 -RO 2023-05-30 2024-05-24
709 Sino Cornerstone Capital Limited Wang, Jie (SFC:BGE556) 汪杰 +RO 2024-05-21
710   Yao, Sheng (SFC:ALL051) 姚聖 +RO 2024-05-21
711 Sino-Rich Securities & Futures Limited Leung, Yiu Hong 梁耀康 +Rep 2024-05-23
712 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED Jiang, Danqing 蔣丹清 -Rep 2023-06-06 2024-05-16
713   Ng, Chui Wah 吳翠華 -Rep 2023-11-01 2024-05-15
714 SINOPAC SECURITIES (ASIA) LIMITED Fung, Kwai Lun 馮桂麟 -Rep 2017-02-13 2024-05-15
715   Jiang, Yuxin (SFC:BUY095) 姜玉欣 +Rep 2024-05-14
716   Lin, I-Wen 林怡妏 +Rep 2024-05-21
717 SLTM (HK) LIMITED Xiao, Hantong Tony 肖瀚同 -Rep 2021-12-28 2024-05-15
718 SMART GRANDLY ASSET MANAGEMENT LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 -Rep 2024-05-13 2024-07-07
719   Tse, Ming Pong 謝明邦 -Rep 2018-06-26 2024-05-23
720 SMBC Nikko Securities (Hong Kong) Limited Bhagavath, Sunil Sudhakar +Rep 2024-05-20
721 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED Chan, Allan Kai Lun 陳啟綸 -RO 2024-05-20 2024-08-22
722 Solomon JFZ (Asia) Holdings Limited Yip, Ho Yan (SFC:AUS286) 葉浩恩 -Rep 2020-07-28 2024-05-17
723     +RO 2024-05-17
724 SOUTH CHINA SECURITIES LIMITED Cheng, Chi Kwong (SFC:AGN592) 鄭志光 +Rep 2024-05-13
725   Chow, Ho Yin Cecil 周浩然 -Rep 2023-06-13 2024-05-22
726   Leung, Hoi Kin 梁海鍵 +Rep 2024-05-13
727 SPDB International Capital Limited Wang, Binzhou 王彬舟 -Rep 2024-05-03 2024-05-22
728 SPDB International Investment Management Limited Hou, Haolin 侯昊林 -Rep 2022-09-30 2024-05-24
729   Luo, Zenglong 羅增龍 -Rep 2024-03-04 2024-05-13
730     +RO 2024-05-13
731 Sprout Asset Management (Asia) Limited Chan, Andrew Yue Tak 陳裕德 +Rep 2024-05-16
732 SR Wealth Securities Limited Poon, Chi Wai (SFC:AJC313) 潘智威 -Rep 2024-03-13 2024-05-20
733     +RO 2024-05-20
734 Star Sky Investment Holdings Limited Lee, Yan Lam (SFC:BHP426) 李欣霖 -Rep 2023-11-14 2024-05-17
735 STATE STREET GLOBAL ADVISORS ASIA LIMITED Jaruprateepkul, Janjira -Rep 2024-05-20 2024-05-23
736   Ng, Kheng Siang -Rep 2024-05-20 2024-05-24
737 Summit Asset Management Company Limited Chan, Pak Wai (SFC:BUS242) 陳柏煒 +Rep 2024-05-20
738 SunRiver International Securities Group Limited Deng, Lu (SFC:BSM515) 鄧璐 -Rep 2022-08-19 2024-05-15
739 T.F.S. Derivatives HK Limited Zerrudo, Oliver Duante +Rep 2024-05-14
740 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Ding, Wenjie (SFC:BUX704) 丁文洁 +Rep 2024-05-13
741 TAIREN CAPITAL LIMITED Fang, Zheyu 方喆禺 +Rep 2024-05-17
742 Target Securities International Limited Wan, Chi Shing John 尹志成 +Rep 2024-05-22
743 Telecom King Securities Limited Lee, Ka Wai (SFC:APW896) 李嘉慧 -RO 2016-10-19 2024-05-17
744 TFI Asset Management Limited Pan, Jian (SFC:BOL466) 潘暕 -Rep 2019-06-27 2024-05-24
745 TFI Capital Limited Wang, Yifan (SFC:BST257) 王一帆 -Rep 2022-08-25 2024-05-24
746   Wei, Jiren 魏己人 -Rep 2022-08-09 2024-05-19
747 TFI Securities and Futures Limited Pan, Jian (SFC:BOL466) 潘暕 -Rep 2023-05-29 2024-05-24
748   Wang, Yifan (SFC:BST257) 王一帆 -Rep 2022-07-15 2024-05-24
749   Wei, Jiren 魏己人 -Rep 2022-08-09 2024-05-19
750   Xu, Chang (SFC:BUY401) 徐暢 -Rep 2024-05-20 2024-07-15
751 TIANLI FINANCIAL LIMITED Cheung, Ngai Wa 張藝華 -Rep 2020-09-02 2024-05-25
752 Tiger Securities Asset Management Company Limited Sio, Devin Chan In 蕭震然 -Rep 2019-06-20 2024-05-14
753 TNS CAPITAL MANAGEMENT LIMITED Yeung, Chi Kit (SFC:AYV421) 楊智傑 +Rep 2024-05-13
754 Top Ace Asset Management Limited Chung, Siu Wah (SFC:AGC128) 鍾兆華 -RO 2015-10-13 2024-05-13
755   Tang, Ian Kenneth 鄧正行 -Rep 2022-12-01 2024-05-13
756 Tora Trading Services Limited (HK) Tan, James Ye-Hui -Rep 2022-11-15 2024-05-15
757 Trafalgar Capital Management (HK) Limited Dunwoody, Ross -Rep 2021-08-19 2024-05-21
758     +RO 2024-05-21
759 TSUN CHI YUEN SECURITIES COMPANY LIMITED Tsui, Hor Yee 徐可儀 -Rep 2024-05-20
760   Tsun, Christopher Wing Yip 秦榮業 +Rep 2024-05-13
761 Ubiquant Asset Management Co., Limited Ding, Ling (SFC:BJB899) 丁聆 +Rep 2024-05-22
762   Hui, Wai Ling (SFC:BUX873) 許慧鈴 +Rep 2024-05-22
763 UBS Asset Management (Hong Kong) Limited Afzal, Zieshan (SFC:BTJ036) -Rep 2024-05-24 2024-05-31
764   Chong, Sue Ching 張素菁 -Rep 2021-11-09 2024-05-14
765   Colesanto, Nino -Rep 2024-05-24 2024-05-29
766   Jiang, Yuan (SFC:BSE901) 姜遠 -Rep 2022-02-25 2024-05-13
767   Jung, Bo Young -Rep 2018-06-19 2024-05-24
768   Wong, May-Li Melanie -Rep 2024-05-24 2024-05-30
769 UBS SECURITIES ASIA LIMITED Abaquita, Micaela Gabrielle -Rep 2024-05-24 2024-05-30
770   Abrams, Randy I -Rep 2024-05-24 2024-06-17
771   Agarwal, Somesh Kumar -Rep 2024-05-24 2024-05-30
772   Ahmad Hashim, Noor Hashima Binti -Rep 2024-05-24 2024-05-28
773   Arora, Rohit (SFC:ART681) -Rep 2024-05-24 2024-05-31
774   Bangard, Nitin -Rep 2024-05-24 2024-06-02
775   Bapat, Rahul Rajendra -Rep 2024-05-14 2024-05-18
776   Briggs, James Thomas Edward -Rep 2024-05-24 2024-06-07
777   Chen, Hsing-Chia 陳星嘉 -Rep 2024-05-24 2024-06-03
778   Cho, Yunhaeng -Rep 2024-05-24 2024-06-03
779   Choi, Jae Hyung -Rep 2024-05-24 2024-05-31
780   Chow, Pei San 周佩珊 -Rep 2024-05-24 2024-06-03
781   Chung, Jeehyun -Rep 2024-05-24 2024-05-31
782   Curley, Marcus Christopher -Rep 2024-05-16 2024-05-22
783   Delmenico, Susan Jane -Rep 2024-05-24 2024-05-30
784   Donald, Luke Geoffrey -Rep 2024-05-24 2024-05-31
785   Foo, Hui Fang 符慧芳 -Rep 2024-05-24 2024-05-29
786   Fowler, Gerald Kenneth (SFC:BUW450) -Rep 2024-05-08 2024-05-15
787   Friestad, Sukrit -Rep 2024-05-24 2024-05-31
788   Guruvanich, Aekapop -Rep 2024-05-24 2024-05-30
789   Handerson, Timothy -Rep 2024-05-24 2024-06-03
790   Hong, Ji Woo -Rep 2024-05-24 2024-05-30
791   Hosangady, Ranjit Rammohan -Rep 2024-05-24 2024-05-30
792   Huh, Yoon Soo -Rep 2024-05-24 2024-05-30
793   Hyder, Riaz -Rep 2024-05-24 2024-05-30
794   Igor, Nyoman Putra -Rep 2024-05-24 2024-06-03
795   Javellana, Nicole Marie -Rep 2024-05-24 2024-05-29
796   Jin, Yixuan 金翊譞 -Rep 2024-05-24 2024-05-30
797   Kalb, Victoria Stacey -Rep 2024-05-23 2024-06-01
798   Kang, Yoojin -Rep 2024-05-24 2024-05-31
799   Kapteijn, Arie Jacobus -Rep 2024-05-24 2024-05-29
800   Kim, Dong Hyun (SFC:AMY253) 金東鉉 -Rep 2024-05-24 2024-05-30
801   Kondo, Masakatsu -Rep 2024-05-24 2024-05-29
802   Kumar, Shaleen -Rep 2024-05-21 2024-05-24
803   Laude, Windy -Rep 2024-05-22 2024-05-30
804   Lee, May Lin -Rep 2024-05-24 2024-05-30
805   Lee, Seung Won (SFC:BTV015) -Rep 2024-05-24 2024-05-30
806   Li, Liangde 李亮德 -Rep 2020-07-15 2024-05-21
807   Liang, Haokai 梁皓凯 -Rep 2024-05-24 2024-05-30
808   Liew, Xun -Rep 2024-05-24 2024-05-29
809   Lim, Kor Lei Grace -Rep 2024-05-24 2024-06-03
810   Liu, Yu-Chiao 劉宇喬 -Rep 2024-05-24 2024-06-03
811   Luangmettakul, Warayut -Rep 2024-05-24 2024-05-31
812   Malcolm, James David -Rep 2024-05-24 2024-05-30
813   Manoonpol, Alex -Rep 2024-05-24 2024-05-31
814   McCasker, Grant David -Rep 2019-07-24 2024-05-22
815   Meng, Cheng (SFC:BUY130) 孟成 -Rep 2024-05-24 2024-05-28
816   Naber, Natalia -Rep 2024-05-24 2024-05-31
817   Nakatomi, Ryosuke -Rep 2024-05-24 2024-05-30
818   Ouyang, Lianzi 歐陽蓮子 -Rep 2024-05-17 2024-05-31
819   Poole, Gregory Hauston -Rep 2024-05-24 2024-05-31
820   Prakash, Pramod Kumar -Rep 2024-05-24 2024-06-03
821   Prasertsintanah, Pornchai -Rep 2024-05-24 2024-06-01
822   Prince, Alexander Gilbert -Rep 2024-05-17 2024-05-24
823   Putri, Marissa -Rep 2024-05-24 2024-05-31
824   Rabinowitz, David -Rep 2024-05-24 2024-05-31
825   Ramskill, Timothy St John (SFC:BUY553) -Rep 2024-05-24 2024-05-31
826   Schellbach, Richard Hurley -Rep 2024-05-21 2024-05-30
827   Shaw, Lachlan John Rayner -Rep 2024-05-16 2024-05-23
828   Sole, Jay Daniel -Rep 2024-05-24 2024-05-30
829   Sutcliffe, Laura Francesca Rose (SFC:BTW538) -Rep 2024-05-24 2024-05-30
830   Takeuchi, Kazufumi 竹內一史 -Rep 2024-05-24 2024-06-03
831   Te, John Victor Cabarles -Rep 2024-05-24 2024-05-30
832   Wang, Jie (SFC:BPY134) 王捷 -Rep 2024-05-24 2024-05-31
833   Wong, Carson (SFC:BUX060) 黄家信 -Rep 2024-05-06 2024-05-13
834   Woodward, Anthony James Passingham -Rep 2024-05-24 2024-05-30
835   Ye, Linfei 葉琳菲 -Rep 2024-05-24 2024-05-30
836   Yin, Jun (SFC:BFN301) 殷俊 -Rep 2024-05-24 2024-05-29
837   Zheng, Xen 鄭欣 -Rep 2024-05-24 2024-05-29
838   Zhong, Tiantian 鐘田田 -Rep 2024-05-24 2024-05-31
839   Zhu, Jiqiong 诸纪琼 -Rep 2024-05-24 2024-05-30
840 UBS SECURITIES HONG KONG LIMITED Bangard, Nitin -Rep 2024-05-24 2024-06-02
841   Deng, Xinyi 邓欣仪 -Rep 2022-01-11 2024-05-17
842   Kang, Yoojin -Rep 2024-05-24 2024-05-31
843   Li, Liangde 李亮德 -Rep 2022-03-23 2024-05-21
844   Lin, Haiping (SFC:BLJ565) 林海萍 -Rep 2021-08-24 2024-05-16
845   Miao, Xi (SFC:BQH325) 缪溪 -Rep 2021-05-27 2024-05-17
846   Prasertsintanah, Pornchai -Rep 2024-05-24 2024-06-01
847   Prince, Alexander Gilbert -Rep 2024-05-17 2024-05-24
848   Rabinowitz, David -Rep 2024-05-24 2024-05-31
849   Tong, Xiwen (SFC:BTR412) 仝锡闻 -Rep 2023-09-01 2024-05-22
850   Wang, Jie (SFC:BPY134) 王捷 -Rep 2024-05-24 2024-05-31
851   Wang, Yinuo (SFC:BRQ634) 王译诺 -Rep 2021-11-11 2024-05-15
852 Uluwatu Limited Li, Zhong (SFC:BSX692) 李仲 -Rep 2022-09-13 2024-05-16
853     +RO 2024-05-16
854 UOB KAY HIAN (HONG KONG) LIMITED Chang, Keng Wei 張耿維 +Rep 2024-05-22
855 uSmart Securities Limited Li, Dengge 李登閣 +Rep 2024-05-14
856   Ting, Wan Yam 丁尹音 -Rep 2023-10-18 2024-05-16
857 VALUE PARTNERS HONG KONG LIMITED Chung, Wai Yan (SFC:ALB466) 鍾慧欣 -Rep 2016-04-25 2024-05-17
858     +RO 2024-05-17
859   Yu, Chenjun 余辰俊 -Rep 2015-02-02 2024-05-13
860     +RO 2024-05-13
861 VALUE PARTNERS LIMITED Chung, Wai Yan (SFC:ALB466) 鍾慧欣 -Rep 2016-04-25 2024-05-17
862     +RO 2024-05-17
863   Yu, Chenjun 余辰俊 -Rep 2015-02-02 2024-05-13
864     +RO 2024-05-13
865 VANTAGE ASSET MANAGEMENT LIMITED (HK) Pang, Pik Shan 彭碧珊 -Rep 2024-03-07 2024-05-20
866     +RO 2024-05-20
867 Vantage Capital Markets HK Limited Bosse, Hugo Jean Miroslav -Rep 2024-02-07 2024-05-22
868 VC BROKERAGE LIMITED Tsui, Dick Yee Daisy 徐狄怡 -RO 2019-05-30 2024-05-20
869     -Rep 2024-05-20 2024-06-25
870 VC International Asset Management Limited Kwok, Ka Yiu (SFC:AFG950) 郭家耀 -RO 2021-12-02 2024-05-17
871 Velotrade Management Limited De Angelis, Vittorio Roberto Vincenzo -RO 2018-11-15 2024-05-13
872 VICTORY SECURITIES COMPANY LIMITED Chan, Ching Hei (SFC:BSZ270) 陳靖羲 -Rep 2022-10-20 2024-05-19
873   Lu, Xiaoxue 陸笑雪 +Rep 2024-05-20
874 VMS Asset Management Limited Sanchez, Marlon Mikhail -Rep 2022-06-13 2024-05-22
875 VMS Securities Limited   -Rep 2022-06-13 2024-05-22
876 Vontobel (Hong Kong) Limited Tan, Wan Sin 谭婉欣 +Rep 2024-05-22
877 VS Partners (Hong Kong) Co., Limited Wang, Yi Peng 王亦蓬 -Rep 2024-04-15 2024-05-21
878     +RO 2024-05-21
879 WEBULL SECURITIES LIMITED Lui, Kin Wai 呂健威 -Rep 2024-05-21 2024-05-29
880 Wegoing Asset Management Limited Zhou, Huadan 周華旦 +RO 2024-05-16
881 Well Link Securities Limited Mak, Pang Yan 麥鵬恩 +Rep 2024-05-24
882 Wellington Management Hong Kong Limited (b2003-01-02) Chung, Chi Kin Joe -Rep 2024-05-17 2024-05-20
883   Dai, Xiaowen (SFC:BUV612) 戴小文 +Rep 2024-05-17
884   Li, Chun Mo 李俊武 -Rep 2022-06-22 2024-05-24
885   Liu, Yang (SFC:BFC549) 劉洋 -Rep 2019-08-15 2024-05-24
886 WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED Lo, Ming Cheung 羅銘璋 -Rep 2022-11-01 2024-05-24
887 WRise Prestige Asset Management Limited Lam, Sheung Yu 林尚瑜 +Rep 2024-05-14
888 WRise Wealth Management (Hong Kong) Limited Zheng, Hong (SFC:BTW610) 鄭红 -Rep 2023-08-21 2024-05-22
889 XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED Lee, Chak Ming 李澤銘 +Rep 2024-05-14
890   Lyu, Kaizhou 呂鎧洲 +Rep 2024-05-20
891 Xtreme Asset Management Limited Hsu, Kuang-Yao 徐光耀 -RO 2023-11-06 2024-05-15
892 Yan Yun Family Office (HK) Limited Hau, Bun Ho 侯斌皓 -Rep 2024-05-21 2024-07-03
893   Lo, Chi Fun 樂芝芬 -Rep 2023-10-24 2024-05-18
894 Yellow River Securities Limited Deng, Lu (SFC:BSM515) 鄧璐 +Rep 2024-05-22
895 YONG RONG (HK) ASSET MANAGEMENT LIMITED Li, Qiao (SFC:BNO029) 李喬 -Rep 2020-12-01 2024-05-22
896 Yuanta Securities (Hong Kong) Company Limited Hung, Ka Wing Jimson 洪嘉榮 -Rep 2024-03-07 2024-05-24
897     +RO 2024-05-24
898   Lau, Nim Cho 劉念祖 +Rep 2024-05-16
899 Yue Xiu Capital Limited Yang, Yilin (SFC:BUA205) 楊懿琳 -Rep 2023-08-16 2024-05-21
900   Zhang, Yang (SFC:BUK862) 章洋 -Rep 2023-12-19 2024-05-25
901 YUE XIU FUTURES COMPANY LIMITED Cheng, Tin Lun 鄭天麟 -Rep 2020-06-08 2024-05-24
902 YUE XIU SECURITIES COMPANY LIMITED   -Rep 2020-06-08 2024-05-24
903   Yang, Yilin (SFC:BUA205) 楊懿琳 -Rep 2023-08-16 2024-05-21
904   Zhang, Yang (SFC:BUK862) 章洋 -Rep 2023-12-19 2024-05-25
905 Yun Heng Investment Management Limited Cheung, Howard Hoi Wa 張海華 +RO 2024-05-20
906   Luo, Shengjie 羅聖杰 +RO 2024-05-20
907 Yunfeng Financial Markets Limited Liu, Rongxin 劉榕欣 -Rep 2021-06-04 2024-05-17
908 Yunfeng Securities Limited   -Rep 2021-06-04 2024-05-17
909 Zhong Wang Capital Partners Limited Sheng, Weiwen 盛衛文 -RO 2023-04-11 2024-05-24
910 Zhong Yang Capital Limited Chow, Ronnie Kam Hung 周榆桐 -Rep 2020-08-31 2024-05-23
911 Zhong Yang Securities Limited   -Rep 2020-08-31 2024-05-23
912 ZHONGTAI INTERNATIONAL CAPITAL LIMITED Hua, Weifeng 華偉丰 -Rep 2023-09-25 2024-05-16
913 ZHONGTAI INTERNATIONAL FUTURES LIMITED Leung, Ping Chuen 梁炳銓 -Rep 2021-09-20 2024-05-25
914 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Lee, Man Chun (SFC:AFD148) 李文駿 -Rep 2023-03-30 2024-05-15
915   Leung, Ping Chuen 梁炳銓 -Rep 2021-09-20 2024-05-25
916   Zhao, Hongmei (SFC:BHY882) 趙紅梅 -RO 2020-08-05 2024-05-18

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