GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 國泰君安證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2004 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chan, Ka Wah (SFC:ACT175) 陳家驊 |
|
|
ACT175 |
Rep |
|
2020-10-31 |
| 2 |
Chan, Kin Mui 陳建梅 |
|
|
AHY123 |
Rep |
|
2005-08-19 |
| 3 |
Chan, Kwok Chu 陳國柱 |
|
|
ACV735 |
Rep |
|
2021-09-30 |
| 4 |
Chan, Loi Tak 陳來得 |
|
|
AFG864 |
Rep |
|
2025-04-16 |
| 5 |
Chan, Wai Tung (SFC:ABH394) 陳偉東 |
|
|
ABH394 |
Rep |
|
|
| 6 |
Chau, Po Shan 周寶山 |
|
|
ACL187 |
Rep |
|
2019-12-31 |
| 7 |
Cheung, Ben Hung 張鴻 |
36 |
M |
ABP330 |
Rep |
|
2008-09-12 |
| 8 |
Cheung, Charles Lai Yan 張禮仁 |
|
M |
AAV372 |
RO |
|
2007-03-21 |
| 9 |
Cheung, Hei Choi 張喜財 |
|
|
AGR038 |
Rep |
|
2004-10-18 |
| 10 |
Chiang, Peter Sze Kit 蔣詩傑 |
|
M |
ACP251 |
Rep |
|
2012-06-29 |
| 11 |
Chik, Chuk Nor 戚竹娜 |
|
|
AJD283 |
Rep |
2003-09-19 |
2022-07-31 |
| 12 |
Chu, Yin Man (SFC:ABS053) 朱賢文 |
|
|
ABS053 |
Rep |
|
|
| 13 |
Dai, Zuxiang 戴祖祥 |
|
|
AJE159 |
Rep |
2003-11-26 |
2006-10-27 |
| 14 |
Feng, Arthur Jing Keung 馮正強 |
|
M |
ACB209 |
Rep |
2003-06-16 |
2009-09-26 |
| 15 |
Jiang, Lawrence |
|
M |
ACM894 |
Rep |
|
2017-02-14 |
| 16 |
Kwok, Keung (SFC:AED064) 郭強 |
|
|
AED064 |
Rep |
|
2014-08-06 |
| 17 |
Lai, Kai Hung 黎啟雄 |
|
|
ABU524 |
Rep |
|
2021-10-28 |
| 18 |
Lam, Chi Lun 林子麟 |
|
|
ABN461 |
Rep |
|
2012-04-02 |
| 19 |
Lam, Chi Yuen (SFC:AEV066) 林志遠 |
|
|
AEV066 |
Rep |
|
2007-04-26 |
| 20 |
Lau, Alberto Chi Yuen 劉志遠 |
|
M |
ABF222 |
Rep |
|
2006-06-30 |
| 21 |
Lau, Ying (SFC:AGB977) 劉營 |
|
|
AGB977 |
Rep |
|
2009-07-01 |
| 22 |
Lee, Eric Ming Chuan 李明權 |
43 |
M |
ABI189 |
RO |
|
2021-02-07 |
| 23 |
Leung, Chi On (SFC:ADA866) 梁志安 |
|
|
ADA866 |
Rep |
|
2007-05-03 |
| 24 |
Leung, Kam Yiu 梁錦耀 |
|
|
AAD911 |
Rep |
|
2008-10-11 |
| 25 |
Leung, Wai Nang 梁偉能 |
|
|
ADZ995 |
Rep |
|
2006-01-01 |
| 26 |
Li, Jamie Chiu 李超 |
|
M |
ACN575 |
Rep |
|
2008-01-12 |
| 27 |
Lian, Kai 連凱 |
|
|
AJC734 |
Rep |
2003-09-23 |
2008-08-01 |
| 28 |
Liu, Gu 劉谷 |
|
|
AJE163 |
Rep |
2003-11-19 |
2014-02-27 |
| 29 |
Lou, Simon Wing Chung 羅永頌 |
|
M |
ABI724 |
Rep |
|
2018-06-15 |
| 30 |
Lui, David 雷昌年 |
|
M |
ABJ630 |
Rep |
2004-04-06 |
2011-04-16 |
| 31 |
Mak, Winnie (SFC:AAI867) 麥婉儀 |
|
F |
AAI867 |
Rep |
2003-11-08 |
2021-02-15 |
| 32 |
Ng, Betty Shuet Lin 吳雪蓮 |
|
F |
AHR079 |
Rep |
|
2005-06-23 |
| 33 |
Ng, Suet Man 吳雪雯 |
|
|
AEK106 |
Rep |
|
2020-08-31 |
| 34 |
San To, Hok Kwan 申屠學軍 |
|
M |
AID493 |
Rep |
|
2006-03-07 |
| 35 |
Shen, Yue (SFC:AIH410) 沈悅 |
|
|
AIH410 |
Rep |
|
|
| 36 |
Shum, Christ Chi Kau 岑智球 |
|
|
ACO429 |
Rep |
|
2007-03-29 |
| 37 |
Tang, Siu Kei (SFC:AGR034) 鄧兆基 |
|
|
AGR034 |
Rep |
|
2010-05-05 |
| 38 |
Tung, Corona Wing Fong 董詠芳 |
|
|
ABN060 |
Rep |
|
|
| 39 |
Tung, Shun 董淳 |
37 |
F |
AFU288 |
Rep |
|
2009-05-18 |
| 40 |
Wai, Lai Man (SFC:AFU670) 衛麗雯 |
|
|
AFU670 |
Rep |
|
2007-02-01 |
| 41 |
Wang, Gang (SFC:AGN326) 王剛 |
|
|
AGN326 |
Rep |
2004-02-05 |
|
| 42 |
Wong, Kit (SFC:AFV257) 黃杰 |
|
|
AFV257 |
Rep |
|
2007-12-04 |
| 43 |
Wong, Ming Chi Ming 王志明 |
33 |
M |
AEU689 |
Rep |
|
2005-01-17 |
| 44 |
Wong, Tin Lai 黃天禮 |
|
|
AEJ312 |
Rep |
|
2005-12-23 |
| 45 |
Wong, Tung Ching 王冬青 |
33 |
M |
AGG343 |
Rep |
|
2004-09-10 |
| 46 |
Wong, Wai Fong (SFC:AFK470) 黃惠芳 |
|
|
AFK470 |
Rep |
2003-08-19 |
2016-07-12 |
| 47 |
Wu, Xianfeng (SFC:AJE853) 吳險峰 |
|
|
AJE853 |
Rep |
2003-11-27 |
2007-04-18 |
| 48 |
Yau, Deirdre 邱迪怡 |
|
F |
ADS781 |
Rep |
2004-04-06 |
2021-01-31 |
| 49 |
Ye, Lingyun 叶凌云 |
|
|
AJK453 |
Rep |
2004-03-13 |
2004-11-16 |
| 50 |
Yim, Fung 閻峰 |
41 |
M |
AFP741 |
RO |
|
2015-07-28 |
| 51 |
Yim, Siu Cheung 閻紹樟 |
|
|
AHF674 |
Rep |
2003-05-06 |
|
| 52 |
Zhang, Lingyun (SFC:AJC735) 張凌云 |
|
|
AJC735 |
Rep |
2003-09-24 |
2004-07-07 |
| 53 |
Zhang, Sijun (SFC:AHK260) 張嗣君 |
|
|
AHK260 |
Rep |
|
|
| 54 |
Zhang, Wenxian (SFC:AJC736) 張文先 |
|
|
AJC736 |
Rep |
2003-09-24 |
2007-11-24 |
| 55 |
Zhu, Qizhi (SFC:AHI943) 朱奇志 |
|
|
AHI943 |
RO |
2003-05-07 |
2009-06-01 |
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