Officers: UBS SECURITIES HONG KONG LIMITED

UBS SECURITIES HONG KONG LIMITED

Current
History

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2006	⚥	SFC ID	Role	From	Until
1	Au, Alexander Pak Cheung 區柏祥	30	M	AKP472	Rep	2004-05-18	2008-03-11
2	Beshke, Clarence John		M	ADS271	RO		2010-03-18
3	Bradshaw, John (SFC:AHC328)		M	AHC328	Rep	2006-01-06	2012-03-29
4	Chan, Andy Kok Heng			AFC953	RO	2005-12-29	2011-02-16
5	Chan, Brian Hon Kei 陳漢基		M	AKI936	Rep	2004-04-15	2009-04-22
6	Chao, Benjamin Sze Chung 趙思聰		M	AKW740	Rep	2004-06-25	2006-10-04
7	Cheng, Jimmy Min Tat 鄭勉達		M	ACV741	RO		2007-04-28
8	Chu, Peter		M	AIR824	Rep	2004-08-06	2007-02-23
9	Fok, Ronald King Man 霍敬文	29	M	AGE025	Rep		2016-12-18
10	Ho, Diana Pui Kwan 何佩君		F	ABY481	Rep		2011-10-18
11	Ho, Kwok Chung (SFC:AAB905) 何國仲			AAB905	Rep		2008-05-07
12	Ho, Tsz Leung 何子樑			AJD615	Rep	2003-09-02	2016-12-18
13	Hong, Shaw-Shiun 洪紹勛			ALC783	Rep	2004-08-20	2009-04-22
14	Kwan, Sing Yuen 關承遠			ABW052	Rep		2016-12-18
15	Lam, Hu Yang 林曉陽			ADU633	Rep		2006-09-16
16	Lau, Marcus Chi Chiu 劉志超		M	AAC292	Rep		2006-06-08
17	Lee, Hyun Jae (SFC:AHN694) 李賢宰			AHN694	Rep		2007-04-19
18	Lee, Samuel Man Fat 李萬發	37	M	ADR824	Rep	2004-12-03	2009-09-05
19	Lee, Simon Chun Kit 李俊傑	30	M	AHA361	Rep		2009-04-22
20	Li, Man Wing 李文穎			AJO743	Rep	2005-05-24	2014-10-01
21	McQueen, Lee Michael		M	ACR744	Rep	2005-05-10	2009-04-04
22	Melwani, Rajesh Ramesh (SFC:AEU252)		M	AEU252	Rep		2010-01-26
23	Ng, Kai Yan 吳啟仁			AAE153	Rep		2012-10-25
24	Ng, Kwong Man 吳光民			AME704	Rep	2005-07-04	2008-03-15
25	Sum, Hing Man 岑慶文			ABW145	Rep		2014-04-11
26	Tang, Ming Wai (SFC:AIH670) 鄧明緯			AIH670	Rep	2005-04-07	2009-04-06
27	Wong, Stephen (SFC:AJO207) 黃錦豪		M	AJO207	Rep	2004-03-19	2008-04-30
28	Yu, Jason Wah Chiu 余華超		M	AAD859	Rep	2005-03-24	2011-06-30

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