SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 西證(香港)資產管理有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Lai Yin (SFC:ACC427) 陳麗賢 | ACC427 | Rep | 2006-03-20 | 2009-04-01 | ||
| 2 | Chan, Lee Yeung 陳利揚 | AAH761 | RO | 2016-04-30 | |||
| 3 | Chow, Yin Shan 周燕珊 | F | ABV666 | Rep | 2003-10-17 | 2013-07-01 | |
| 4 | Choy, Chak Wai 蔡澤偉 | AFE593 | Rep | 2007-03-09 | 2008-10-21 | ||
| 5 | Kwok, Ka Yiu (SFC:AFG950) 郭家耀 | AFG950 | Rep | 2005-04-18 | 2009-08-03 | ||
| 6 | Lam, Mandy Choi Ying 林賽盈 | F | AFE592 | Rep | 2004-04-30 | 2009-02-01 | |
| 7 | Lee, Chi Wing (SFC:AOI909) 李之穎 | AOI909 | Rep | 2006-12-20 | 2007-08-06 | ||
| 8 | Lee, Hung Kwong 李鴻光 | AAJ756 | Rep | 2007-03-21 | 2008-06-01 | ||
| 9 | Liu, Ka Po (SFC:AOM985) 廖嘉寶 | AOM985 | Rep | 2007-02-03 | 2007-12-29 | ||
| 10 | Pun, Tit Shan 潘鐵珊 | 47 | M | ABR234 | RO | 2004-09-21 | 2008-01-01 |
| 11 | Tsui, Ching Wan 徐青雲 | APG565 | Rep | 2007-07-12 | 2008-02-02 | ||
| 12 | Yeung, Ching (SFC:ALW845) 楊靜 | ALW845 | Rep | 2005-04-21 | 2011-12-30 | ||
| 13 | Ying, Chien Huang 英建煌 | ABZ553 | Rep | 2006-03-24 | 2008-03-06 | ||
| 14 | Yue, Wing Man (SFC:AOE779) 俞穎文 | AOE779 | Rep | 2006-11-28 | 2008-02-07 |
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