HSBC SECURITIES BROKERS (ASIA) LIMITED 滙豐證券經紀(亞洲)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2007
SFC ID Role From Until
1 Au Yeung, Tat H 歐陽達顯 AFZ713 RO 2004-01-15
2 Barton, Richard Jeremy M ACF860 Rep 2005-12-20 2008-07-18
3 Barton, Stuart John M APH304 Rep 2007-07-19 2008-01-07
4 Birlenbach, Michael Dieter M APK741 Rep 2007-08-15 2011-03-25
5 Bormann, Frank M AOP021 Rep 2007-02-21 2007-06-27
RO 2007-06-27 2010-10-26
6 Chan, Mark Kar Yue 陳嘉裕 M ABB625 Rep 2005-10-27
7 Chan, Otto Chun Shing 陳鎮成 45 M AAF999 RO 2006-09-07
8 Chan, Rene Hoi Yan 陳海茵 ANG332 Rep 2006-03-29 2007-08-06
9 Chaneb, Khalid AFM356 Rep 2006-07-19 2007-04-21
10 Chang, Yung Ching 張永經 AFF918 RO 2007-08-15 2008-09-20
11 Cheng, Ivan Kwok Lueng 鄭國良 M AGZ747 Rep 2005-12-20 2009-06-03
12 Choi, Stephen Joon M AJH431 Rep 2007-07-27 2008-11-18
13 Chung, Alden Kam Wah 鍾金華 M ABH271 Rep 2004-01-28
14 Chung, Tony Ming Lok 鍾明烙 M AAF326 RO 2003-09-03
Rep 2003-09-03 2004-04-30
15 Crispin, James Anthony M ANU647 Rep 2006-08-18 2009-02-16
16 Dunham, Christopher Mark M ANU648 Rep 2006-08-18 2007-05-08
RO 2007-05-08 2009-02-18
17 Finkbeiner, Kurt Ernst (SFC:AMW602) M AMW602 RO 2007-09-05 2007-09-08
18 Foley, Cathal Brendan M APB451 Rep 2007-06-08 2010-03-16
19 Guglietta, Joel Stephan AHD235 Rep 2007-07-19 2008-07-24
20 Hancock, Jonathan Stiles M ACJ318 RO 2009-01-31
21 Heng, Franklin Ching Kuen 幸正權 42 M ACY056 RO 2006-04-14
22 Jaffer, Nooreshan Shamsuddin APJ487 Rep 2007-08-06 2011-08-16
23 Ko, Desmond Chin Hung 高展雄 M APH990 Rep 2007-07-26 2014-02-20
24 Lam, Sum Sum 林森森 AFY780 Rep 2005-06-30
25 Lau, Che Wah 劉志華 AAB300 Rep 2005-09-27 2007-09-29
26 Lau, Chun Hou 劉俊厚 AAE282 Rep 2009-07-11
27 Lau, Peter Yim Lam 劉炎霖 M ABE725 Rep 2004-10-14
28 Lau, Shek Wing 劉錫榮 AAC254 Rep 2004-12-09
29 Lau, Wing Shan 劉詠珊 AFE210 Rep 2006-05-26 2010-06-08
30 Lee, Angela Mei Lan 李美蘭 F ADB609 Rep 2007-05-25 2014-03-05
31 Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋 ADJ622 Rep 2003-07-10
32 Lee, Louis Pang 李鵬 M APO909 Rep 2007-09-11 2009-08-22
33 Leleu, Stephane Clement Daniel M AMU224 Rep 2005-12-09 2006-02-15
RO 2006-02-15 2006-08-01
34 Leung, Kwok Wing (SFC:AAF592) 梁國榮 AAF592 Rep
35 Leung, Wai Man (SFC:AGO399) 梁偉民 AGO399 Rep 2005-03-24 2018-12-11
36 Leung, Wai Yin (SFC:AGO097) 梁偉賢 AGO097 Rep 2005-08-04 2007-07-01
37 Lui, Moses Yu Mo 雷裕武 M AGL154 Rep 2006-05-24 2007-06-09
38 Ma, Diana Ka Lai 馬嘉麗 F AHN555 Rep 2005-10-27
39 McGee, Alan Craig M AMJ457 Rep 2006-04-21 2007-04-10
40 Ng, Chi Fai (SFC:APK565) 吳志輝 APK565 Rep 2007-08-15
41 Ng, Chi Hung (SFC:APM137) 吳志雄 APM137 Rep 2007-08-27 2012-01-08
42 Ng, Sze Man (SFC:AOT397) 吳詩敏 AOT397 Rep 2007-03-30 2007-06-23
43 Patel, Rakesh (SFC:ALI605) M ALI605 RO 2006-05-16 2019-07-31
44 Scott, David Paul Mcleod M ADX363 RO 2007-08-31 2008-09-20
45 Shek, Simon Ming Hon 石明翰 M AFS192 Rep 2007-07-10
46 Shum, Tommy Chung Lai 沈仲禮 M ANT372 Rep 2007-07-10 2019-07-15
47 Sillam, Jonathan Charles Marc M AOM654 Rep 2007-01-29 2009-06-03
48 Sim, Mong Kwang 沈茂琼 ADJ827 Rep 2006-12-12 2011-09-28
49 Taesch, Frederic Marcel Georges Marie M AML240 Rep 2005-09-08 2007-04-28
50 Wallace, Lee Peter M ADM554 Rep 2005-07-20 2006-05-16
RO 2006-05-16 2008-11-18
51 Wong, Gary Man Kuen 黃文權 M AGO032 Rep 2005-08-04 2007-04-21
52 Wong, Michael Sheh Chung 王錫聰 M AFY781 Rep 2006-06-20
53 Wong, Siu Leung 黃紹良 ANK932 Rep 2006-05-24 2009-03-28
54 Yiong, Hoi San 楊海山 AGT132 Rep 2007-09-05 2009-10-16
55 Yu, Anthony Sai Yin 余世賢 M ACM394 Rep 2007-08-11
56 Zhang, Justin Yisha M APR486 Rep 2007-09-24 2008-09-26
57 Zhou, Sheng (SFC:APL667) 周晟 APL667 Rep 2007-08-22 2014-04-26

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