CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 建達(香港)資本市場有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
SFC ID Role From Until
1 Ainslie, Bradford ALQ438 Rep 2005-01-14 2008-07-22
RO 2008-07-22 2011-05-30
2 Boyer, Jason Jon 41 M AKN214 RO 2004-07-15 2011-05-30
3 Bridgeford, Shannon Richard M APK142 Rep 2007-08-08 2010-01-05
4 Brown, Martyn Roger M ALJ768 Rep 2005-04-14 2006-09-29
5 Burke, Daniel Christopher (SFC:ASE642) M ASE642 Rep 2008-12-29 2009-03-03
6 Carle, Richard Jude M APB498 Rep 2007-06-12 2008-05-22
7 Cha, Louis Min 車珉 M ANE739 Rep 2009-03-19 2010-01-25
8 Chan, Kam Kuan ARL401 Rep 2008-08-04 2009-03-03
9 Chan, Vincent Toi Tung 陳代東 M ABP916 Rep 2005-07-18 2009-03-16
RO 2009-03-16
10 Chang, Ioi Tim 曾銳添 ADZ296 Rep 2009-05-04 2010-11-30
11 Chin, Cheryl Pi I 秦碧儀 AHT190 Rep 2007-01-31 2009-03-03
12 Christie, Glen Alexander M ANY032 Rep 2006-09-12 2009-02-20
13 Chu Tsang Kwan, Caroline F AQS309 Rep 2008-08-18 2009-03-03
14 Chua, Alvin Cheng Hock 蔡清福 51 M AED730 Rep 2009-05-14 2010-03-26
15 Cornaire, Christophe Louis Jacques 41 M ANG360 Rep 2006-03-29 2008-09-22
RO 2008-09-22 2011-03-17
16 Davidson, Duncan Neil M AFR872 Rep 2006-02-06 2015-05-29
17 Delrue, Thibault Marc M AOJ141 Rep 2006-12-28 2009-10-09
18 Ding, Yuwen (SFC:AQI394) 丁煜雯 AQI394 Rep 2008-02-01 2009-03-03
19 Faidi, Ghazi APR550 Rep 2007-09-21 2011-04-14
20 Feeney, Eugene Tomas M AQS146 Rep 2008-03-19 2009-05-18
21 Giraudeau, Sylvain Dimitri M AOB407 Rep 2006-10-18 2007-06-08
22 Grimes, Ryan Mccracken M AOA142 Rep 2006-09-27 2006-10-27
23 Ha, Steve Wai Cheung 夏偉祥 M ARQ021 Rep 2008-09-18 2009-03-03
Rep 2009-04-14 2013-01-25
24 Hall, Grant Conway Dorian Arthur M AEE202 Rep 2006-02-06
25 Harrison, David Martin (SFC:AKO500) M AKO500 RO 2004-07-16 2006-04-11
26 Henke Von Parpart, Uwe APY709 Rep 2007-11-01 2009-03-13
RO 2009-03-13 2011-05-30
27 Ho, Anita Hoi Lam 何海琳 F AOC914 Rep 2009-04-17 2015-07-09
28 Hoegee, Brian Richard M ARF808 Rep 2008-06-27 2012-04-01
29 Hong, Christine Kee Wing 孔基穎 F ALO528 Rep 2009-01-20 2010-09-08
30 Hughes, Anthony Michael (SFC:ARG524) M ARG524 Rep 2008-07-02 2009-02-12
31 Kirley, John Andrew M AQI918 Rep 2008-01-22 2011-11-04
32 Knott, David Barry M AKW758 Rep 2004-07-16 2009-05-31
33 Ko, Kurt C 高翹楚 M AOX350 Rep 2007-10-05 2009-03-31
34 Kong, Kam Fan 江錦帆 ANA058 Rep 2006-02-03 2016-05-05
35 Kwan, Angelina Agnes 關蕙 43 F AEH541 RO 2008-11-13 2010-09-06
36 Kwok, Ka Chung (SFC:AFG520) 郭家聰 AFG520 Rep 2006-06-16 2007-05-19
37 La Rocca, Daniel Anthony Jr M AQG793 Rep 2008-01-17 2011-07-05
38 Lam, Karvan Ka Man 林嘉敏 ADQ312 Rep 2005-10-26 2016-06-06
39 Langan, Helen Mary F ABW191 Rep 2005-06-02 2007-03-21
RO 2007-03-21 2009-02-27
40 Larbier, Patrick M ABY856 Rep 2004-10-15 2005-10-26
41 Lawrence, Nicholas Spencer Parslo M AOV924 Rep 2007-05-02 2008-01-15
Rep 2008-11-24 2010-02-01
42 Lay, Richard Donovan M ALW485 Rep 2008-05-29 2010-08-31
43 Lee, Paul Wang Tak 李宏德 M ASQ170 Rep 2009-04-03 2010-03-01
44 Leung, Sze Man (SFC:ARG096) 梁思敏 ARG096 Rep 2008-06-24 2011-03-01
45 Ma, Lai Mei 馬麗眉 AHC358 Rep 2006-06-29 2012-04-23
46 Malhotra, Anish (SFC:AOV242) AOV242 Rep 2007-04-19 2007-07-18
47 Manas, Francois Vincent M APB257 Rep 2007-06-06 2007-12-17
48 Martin, Guillaume Claude Jean-Marie M ARK560 Rep 2008-08-20 2009-01-06
49 Mascolo, Fabiano Hugues Joseph M ANE267 Rep 2006-03-13 2009-01-31
50 McGonegal, Brett Alexander 37 M AOH375 Rep 2006-12-13 2008-07-16
RO 2008-07-16 2011-05-30
51 McKay, Mark Andrew (SFC:ASH863) M ASH863 Rep 2009-01-20 2011-10-17
52 Miller, Ryan James (SFC:ARF537) M ARF537 Rep 2008-06-20 2008-06-20
53 Ngo, Francois M AHG859 Rep 2004-07-23 2011-06-17
54 Nichols, Michael Christian M AFB033 Rep 2008-05-16 2008-09-16
55 Seah, Mitchell Yee Yong 謝于榮 M AOL511 Rep 2007-01-23 2009-03-02
56 Selig, William Louis M AHC330 Rep 2007-05-08 2011-02-24
57 Servant, Remy Jerome AOY167 Rep 2007-05-22 2011-11-02
58 Sing, Raymond Pui Choy 成培洲 M ALZ057 Rep 2005-07-13 2006-02-15
59 Smedhall, Sandra Estelle F ARW143 Rep 2008-11-13 2009-03-03
60 Stapanavatr, Niphon ARI960 Rep 2008-07-22 2009-03-31
61 Sultan, Asad Turab ADW848 Rep 2007-03-08 2008-09-16
62 Tin, Yuk 田旭 ANH344 Rep 2009-01-21 2009-04-28
63 Tsui, Wai Chi 徐偉智 ASF937 Rep 2009-01-20 2011-03-05
64 Tuthill, David Theodore M APR551 Rep 2007-10-17 2008-08-30
65 Watts, Nigel Owen M ALF227 Rep 2009-01-20 2011-10-31
66 Weil, Daniel Scott M ANW215 Rep 2006-09-04 2006-12-03
Rep 2007-04-26 2007-07-27
Rep 2007-11-12 2009-06-15
67 Wong, Jackie Kin Fung 黃建峰 AST362 Rep 2009-05-04 2011-07-29
68 Wong, Kwun Hung 王冠雄 AJF996 Rep 2007-10-17 2009-05-04
69 Wong, Wah Lam 黃華林 AAV422 Rep 2007-05-10 2007-09-22
70 Work, David Lyall M AFD445 RO 2004-07-15 2008-07-23
71 Young, Timothy James (SFC:AOX767) M AOX767 Rep 2007-05-16 2010-05-31
72 Zhang, Wei (SFC:AQD327) 張威 AQD327 Rep 2007-12-12 2008-08-21
73 Zhu, Kai (SFC:AHC311) 朱凱 AHC311 Rep 2009-04-06 2015-06-04

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