CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Alexander, Michael Lewis | M | Rep | 2005-08-04 | 2010-07-19 | |
| 2 | Ambler, Hanna Sofia | Rep | 2007-08-27 | 2010-04-01 | ||
| 3 | Ang, Bee Leng | Rep | 2008-08-05 | 2010-06-04 | ||
| 4 | Ang, Kok Thye Ian 汪國泰 | Rep | 2006-06-01 | 2019-10-18 | ||
| 5 | Balanco, Laurence | M | Rep | 2009-02-16 | ||
| 6 | Beddard, Henry Terence | M | Rep | 2007-03-07 | 2015-06-05 | |
| 7 | Bird, John David (SFC:AKY461) | M | RO | 2005-02-01 | 2012-02-27 | |
| 8 | Biswas, Swagatam | Rep | 2009-09-17 | 2022-03-14 | ||
| 9 | Boyd, Geoffrey Cameron | M | Rep | 2006-03-30 | 2017-10-14 | |
| 10 | Bradley, Edmund Hugh | M | RO | 2019-04-16 | ||
| 11 | Brinker, Anthony Ambrose | M | Rep | 2009-04-24 | 2012-01-17 | |
| 12 | Broeren, Daniel Christopher | M | Rep | 2009-08-24 | 2010-05-26 | |
| 13 | Buckle, Karen Jane | F | Rep | 2014-01-24 | ||
| 14 | Bunyaraksh, Ariya | Rep | 2007-09-13 | 2011-06-24 | ||
| 15 | Campbell, Oliver Martin (SFC:AOO985) | M | Rep | 2007-02-21 | 2014-03-01 | |
| 16 | Carino, Jasmine Magno | F | Rep | 2007-07-03 | 2011-04-27 | |
| 17 | Caruso, Richard Blaise | M | Rep | 2004-10-19 | 2012-11-28 | |
| 18 | Chak, Alan Kwok Fai 翟國輝 | M | Rep | 2008-06-02 | 2010-11-23 | |
| 19 | Chambers, Michael Edmund Carrick | M | Rep | 2008-09-17 | 2014-02-01 | |
| 20 | Chan, George Lung Cheung 陳龍翔 | M | Rep | 2004-07-12 | 2012-06-13 | |
| 21 | Chan, Vonnie Lai Yin 陳麗妍 | Rep | 2006-09-07 | 2019-12-11 | ||
| 22 | Charlton-Jones, John Murray | M | Rep | 2009-09-10 | 2015-06-04 | |
| 23 | Chen, Shun Pin 陳舜萍 | Rep | 2008-09-18 | 2013-10-03 | ||
| 24 | Cheng, Chun Pong (SFC:AQH613) 鄭振邦 | Rep | 2008-01-15 | 2012-08-18 | ||
| 25 | Cheng, Ming-Kai 鄭名凱 | Rep | 2009-07-02 | 2013-08-05 | ||
| 26 | Cheuk, Alexander Siu Bun 卓兆斌 | M | Rep | 2014-07-30 | ||
| 27 | Chiais, GianClaudio | Rep | 2008-09-18 | 2013-01-31 | ||
| 28 | Chong, Carmen Yu 莊瑜 | F | Rep | 2009-05-13 | 2024-07-02 | |
| 29 | Choo, Shan | Rep | 2007-07-03 | 2015-03-23 | ||
| 30 | Chow, Wing Hong (SFC:ACI634) 周永康 | Rep | 2007-01-25 | 2012-12-01 | ||
| 31 | Chugh, Saurabh (SFC:AQN361) | Rep | 2008-02-28 | 2015-09-30 | ||
| 32 | Chung, Eugene Bob 鍾易彤 | M | Rep | 2008-09-11 | 2013-09-01 | |
| 33 | Cotterchio, David Maurice | M | Rep | 2006-07-04 | 2016-03-18 | |
| 34 | Daniel, Thomas Jude | M | Rep | 2009-11-16 | 2015-08-21 | |
| 35 | Dauz, Alexander Ludwig Lim | M | Rep | 2008-09-18 | 2018-09-15 | |
| 36 | De Dios, Maria Martha Araullo | F | Rep | 2007-06-25 | ||
| 37 | Del Papa, Massimiliano | Rep | 2006-02-20 | |||
| 38 | Denton, Thomas Andrew | M | Rep | 2008-09-10 | 2010-05-31 | |
| 39 | Dhasmana, Vaibhav | Rep | 2008-02-14 | 2011-08-26 | ||
| 40 | Dhillon, Inquilab Singh | Rep | 2008-02-14 | 2011-01-24 | ||
| 41 | Doshi, Mihir Vinod | M | Rep | 2008-09-25 | 2020-02-18 | |
| 42 | Downes, Dianne Michelle | F | Rep | 2009-10-15 | 2012-01-16 | |
| 43 | Eng, Karen Jane 伍倚华 | F | Rep | 2004-08-03 | 2020-10-16 | |
| 44 | Enticknap, David (SFC:AMS233) | M | Rep | 2005-11-11 | 2013-07-04 | |
| 45 | Everaert, Veronique M. C. G. | Rep | 2009-09-04 | 2015-06-04 | ||
| 46 | Feng, Dawei (SFC:AQO276) 馮大為 | Rep | 2008-02-22 | 2018-01-20 | ||
| 47 | Fisher, Kirstie Jane | F | Rep | 2006-09-18 | 2015-10-05 | |
| 48 | Fishwick, Eric James | M | Rep | |||
| 49 | Forsyth, Ian Robert | M | Rep | 2008-09-18 | 2015-01-21 | |
| 50 | Galligan, Jonathan Philip | M | Rep | 2008-02-14 | 2019-09-02 | |
| 51 | Gan, Jia C 干嘉琛 | Rep | 2008-03-05 | 2010-09-03 | ||
| 52 | Gan, Tanya Li Phing | F | Rep | 2007-02-21 | 2021-08-23 | |
| 53 | Gandhi, Vivek Subhash | M | Rep | 2008-02-18 | 2018-07-27 | |
| 54 | Giese, Jason Andrew | M | Rep | 2009-01-19 | 2012-01-17 | |
| 55 | Gruber, James | M | Rep | 2006-01-17 | 2010-07-03 | |
| 56 | Gundu, Mohan Krishna | Rep | 2008-09-22 | 2014-08-09 | ||
| 57 | Han, Yuanping 韓元平 | Rep | 2008-09-18 | 2015-01-21 | ||
| 58 | Hansom, George Ian | M | Rep | 2008-09-18 | 2015-06-04 | |
| 59 | Henning, Edmund Anthony Biddulph | M | Rep | 2009-05-14 | 2012-01-17 | |
| 60 | Hillen, Derek Hopkins | M | Rep | 2006-07-25 | 2010-06-09 | |
| 61 | Ho, Johnny Cheong Chak 何昌澤 | M | Rep | 2008-01-28 | 2015-07-10 | |
| 62 | Hong, Jenny | F | Rep | 2008-02-18 | 2012-11-24 | |
| 63 | Hopkinson, Gary Philip | M | Rep | 2008-03-17 | 2014-01-11 | |
| 64 | Howie, Fraser John Thomas (SFC:ADW025) | M | Rep | 2003-08-08 | 2012-11-01 | |
| 65 | Huang, Chen (SFC:AQM708) 黃晨 | Rep | 2008-02-14 | 2014-05-30 | ||
| 66 | Huddy, John Michael | M | Rep | 2008-01-31 | 2017-01-24 | |
| 67 | Jaeger, Christian John | M | Rep | 2007-07-03 | ||
| 68 | Jain, Sonal (SFC:ARQ497) | Rep | 2008-09-22 | |||
| 69 | James, Anthony Peter | M | Rep | 2009-01-19 | 2010-01-15 | |
| 70 | Jiang, Sosia | Rep | 2005-05-11 | 2012-12-07 | ||
| 71 | Johnson, Brian David | M | Rep | 2009-04-14 | 2019-06-20 | |
| 72 | Johnson, Pekka David (SFC:ADL598) | M | Rep | 2009-09-18 | 2019-12-31 | |
| 73 | Kalb, Victoria Stacey | F | Rep | 2008-09-18 | 2010-07-28 | |
| 74 | Kam, Stephen Cheuk Hang 甘卓亨 | M | Rep | 2009-07-20 | 2010-01-13 | |
| 75 | Kamath, Sujay Anthony Derrick | M | Rep | 2009-09-17 | 2021-11-18 | |
| 76 | Kanevsky, Eugene | M | Rep | 2009-11-16 | 2014-08-13 | |
| 77 | Kanga, Cyrus Darius | M | Rep | 2006-02-22 | 2013-08-05 | |
| 78 | Kestel, Damian Paul | M | Rep | 2010-12-10 | ||
| 79 | Kirton, Daniel Earle William | M | Rep | 2009-01-13 | 2012-06-27 | |
| 80 | Kung, Joyce Suk Han 龔淑嫻 | F | Rep | 2009-10-21 | 2010-11-10 | |
| 81 | Kwong, Lorraine Phaik May | F | Rep | 2008-09-18 | 2014-01-29 | |
| 82 | Ladeuix, Hernan | Rep | 2006-03-29 | 2012-04-03 | ||
| 83 | Lai, Cheuk Yin (SFC:AFE658) 黎卓賢 | Rep | 2009-09-21 | 2015-03-21 | ||
| 84 | Lam, Don Ting 林挺 | Rep | 2006-09-14 | 2015-11-20 | ||
| 85 | Law, Lucia Yuk Ha 羅玉霞 | F | Rep | 2017-11-15 | ||
| 86 | Lee, Michael Douglas 李嘉文 | M | Rep | 2009-09-15 | 2012-02-16 | |
| 87 | Lee, Poh Aik | Rep | 2009-06-19 | 2015-12-31 | ||
| 88 | Lee, Voon Hsien 李文賢 | Rep | 2007-02-21 | 2019-08-20 | ||
| 89 | Lenzner, Anna | F | Rep | 2009-09-11 | 2015-06-04 | |
| 90 | Leouzon, Nicolas Christian Guy Eugene | M | Rep | 2008-09-18 | 2012-02-03 | |
| 91 | Leung, Wai Ming (SFC:AQA974) 梁慧明 | Rep | 2007-12-03 | 2011-10-25 | ||
| 92 | Lewis, Gareth Rhys (SFC:AOX202) | M | Rep | 2009-10-13 | 2014-04-01 | |
| 93 | Lewis, Nathan Gray | M | Rep | 2009-01-19 | 2012-01-17 | |
| 94 | Lim, Joann Phaik Gim | Rep | 2008-03-04 | 2010-04-20 | ||
| 95 | Lim, Kit Yng | Rep | 2007-06-13 | 2015-06-22 | ||
| 96 | Lim, Tay Her 林泰禾 | Rep | 2006-05-23 | 2010-10-18 | ||
| 97 | McDonough, Sean Joseph | M | Rep | 2007-11-13 | 2011-05-10 | |
| 98 | McIlhagga, Basil | RO | 2009-08-28 | 2011-12-31 | ||
| 99 | McNamara, Mary Elizabeth | F | Rep | 2003-12-29 | 2010-05-14 | |
| 100 | Menezes, Elsa Edward | M | Rep | 2008-02-18 | 2013-08-30 | |
| 101 | Mohamed Kamal Bin Mohd, Ridzam Deva | Rep | 2007-06-25 | 2011-04-05 | ||
| 102 | Morinobu, Kaori | Rep | 2007-08-28 | 2014-05-28 | ||
| 103 | Morrow, Stuart Anthony | M | Rep | 2005-05-10 | 2013-10-28 | |
| 104 | Moss, Adam Alexander Guy | M | Rep | 2010-09-20 | ||
| 105 | Moullin, Andrew James | M | Rep | 2008-02-27 | 2013-08-23 | |
| 106 | Naguib Hussin, Bin Abdul Hamid | Rep | 2008-02-14 | 2015-06-22 | ||
| 107 | Nahar, Pawan | Rep | 2009-09-18 | 2012-03-14 | ||
| 108 | Namba, Hiromitsu | Rep | 2007-07-24 | 2011-03-25 | ||
| 109 | Napier, Russell Allen Richard | 45 | M | Rep | 2008-09-19 | 2010-12-29 |
| 110 | Neoh, Chee Keat | Rep | 2007-06-20 | 2010-06-25 | ||
| 111 | Ng, Janice Kwan Yee 吳君頤 | Rep | 2008-01-21 | 2012-11-01 | ||
| 112 | Ngai, Henry Chun Kit 倪俊傑 | M | Rep | 2007-06-11 | 2014-10-14 | |
| 113 | Oen, Daniel Thian Liong | M | Rep | 2009-09-17 | ||
| 114 | Oldfield, Alexander Toby | M | Rep | 2008-09-18 | 2010-05-31 | |
| 115 | Ong, Polly So Po 王素寶 | F | Rep | |||
| 116 | Panitchpakdi, Prinn | Rep | 2007-07-23 | 2019-05-18 | ||
| 117 | Park, Edward (SFC:ASD313) | M | Rep | 2008-12-09 | 2018-01-12 | |
| 118 | Paterson, James Willock | M | RO | 2007-03-09 | 2012-10-10 | |
| 119 | Peramunetilleke, Desamanya C. | Rep | 2009-10-27 | 2014-07-10 | ||
| 120 | Phillips, Ned | Rep | 2008-09-18 | 2009-12-31 | ||
| 121 | Pope, Leavitt Joseph | M | Rep | 2007-05-25 | 2010-08-20 | |
| 122 | Powell, Simon Philip | M | Rep | 2009-02-16 | 2015-04-17 | |
| 123 | Presler, Paul Erik | M | Rep | 2008-09-17 | 2015-06-04 | |
| 124 | Pritchard, Philip (SFC:AAV591) | 46 | M | Rep | 2008-09-18 | 2013-01-31 |
| 125 | Reid, Robert Stephen | M | Rep | 2009-04-14 | 2010-12-01 | |
| 126 | Riddick, Andrew William | M | RO | 2013-12-12 | ||
| 127 | Ro, Soong Chu | Rep | 2008-02-20 | 2020-02-03 | ||
| 128 | Rothman, Andrew Charles | M | Rep | 2014-03-01 | ||
| 129 | Samter, Mark Graham | M | Rep | 2009-09-29 | 2012-01-17 | |
| 130 | Sangiambut, Manop | Rep | 2005-09-28 | 2012-03-08 | ||
| 131 | Seagrim, John Christopher | M | Rep | 2008-09-18 | 2015-06-04 | |
| 132 | Shah, Kshitij | Rep | 2008-02-14 | 2019-12-02 | ||
| 133 | Shiu, Wing Sun 蕭榮申 | Rep | 2019-12-11 | |||
| 134 | Simsek, Cenk | Rep | 2008-02-14 | 2016-07-08 | ||
| 135 | Sin, Connie Hong Yee 冼康怡 | F | Rep | 2009-05-06 | 2010-07-02 | |
| 136 | Sinha, Neel NA | Rep | 2009-05-07 | 2010-01-29 | ||
| 137 | Skinner, Donald William Lennox | 47 | M | RO | 2012-07-05 | |
| 138 | Smith, Brad Franklin | M | Rep | 2007-06-04 | 2010-05-31 | |
| 139 | Smith, Timothy Clement | M | Rep | 2009-06-30 | 2012-06-13 | |
| 140 | Snaith, Michael Lachman | M | Rep | 2003-12-18 | 2014-08-12 | |
| 141 | Somani, Anirudh | Rep | 2009-09-17 | |||
| 142 | Soo, Chee Kin | Rep | 2008-04-23 | 2012-11-30 | ||
| 143 | Stewart, Ian Colin | M | Rep | 2008-09-22 | 2016-02-27 | |
| 144 | Streeter, Mark (SFC:ATS186) | M | Rep | 2009-09-14 | 2014-04-09 | |
| 145 | Sze, Winnie Wei Ling 施惠玲 | F | Rep | 2007-09-21 | 2010-01-05 | |
| 146 | Tabbush, Daniel Lawrence | M | Rep | 2006-05-29 | 2012-03-13 | |
| 147 | Tan, Shao Khing Bruce | M | Rep | 2009-06-05 | 2010-05-29 | |
| 148 | Tangitvet, Jiralawan | Rep | 2007-09-13 | 2014-04-11 | ||
| 149 | Tapley, Kevin Thomas | M | Rep | 2009-07-27 | 2014-05-31 | |
| 150 | Tripajayakorn, Pangkhum | Rep | 2008-02-04 | 2010-01-15 | ||
| 151 | Tse, Oi Yue 謝藹愉 | Rep | 2008-02-06 | 2016-08-23 | ||
| 152 | Vohra, Dhruv | Rep | 2003-12-29 | 2012-06-01 | ||
| 153 | Wai, Helena Suk Chong 衛淑莊 | 62 | F | RO | 2019-05-01 | |
| 154 | Wallis, Shane Bernard | M | Rep | 2006-07-21 | 2015-01-09 | |
| 155 | Wan, Sandy San Ming 萬三敏 | Rep | 2003-09-17 | 2013-10-31 | ||
| 156 | Wang, Chien-Chung 王建中 | Rep | 2008-10-16 | 2012-06-21 | ||
| 157 | Wang, Yinan (SFC:ANB406) 王軼楠 | Rep | 2006-02-20 | 2022-08-12 | ||
| 158 | Warachij, Witranan | Rep | 2008-09-22 | 2018-04-10 | ||
| 159 | Warsono, Wuddy | Rep | 2007-06-25 | 2015-01-30 | ||
| 160 | Wijaya, Annie | F | Rep | 2006-05-29 | 2021-04-09 | |
| 161 | Wilkinson, Anthony John Cooper | M | Rep | 2011-05-27 | ||
| 162 | Woods, Adam James | M | Rep | 2009-01-19 | 2012-01-17 | |
| 163 | Wu, Changgen 吳長根 | 58 | Rep | 2008-03-27 | 2012-06-21 | |
| 164 | Wu, Fei (SFC:AQM713) 吳菲 | Rep | 2008-02-14 | 2011-04-15 | ||
| 165 | Yamashita, Alexander Han | M | Rep | 2008-03-17 | 2011-08-08 | |
| 166 | Yeung, Kwok Mo 楊國武 | Rep | 2009-05-19 | 2012-09-28 | ||
| 167 | Yip, Cheng Kwok 葉振國 | Rep | 2007-11-28 | 2021-07-08 | ||
| 168 | Yuan, Ting-Ting 袁婷婷 | Rep | 2008-09-18 | 2013-10-30 | ||
| 169 | Zhu, Liliang (SFC:AQW227) 朱麗凉 | Rep | 2008-04-21 | 2011-04-01 | ||
| 170 | Ziegler, Richard Paul | 38 | M | Rep | 2005-11-29 | 2024-02-14 |
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