BGC SECURITIES (HONG KONG) LLC

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
SFC ID Role From Until
1 Aldeen, Andrew George M AGD988 Rep 2016-07-31
2 Baddeley, Alexander Richard M ATS851 Rep 2009-09-16 2011-03-17
3 Bavis, Mark John M ALH714 Rep 2004-10-25 2005-12-23
4 Benn, Philip M ARA106 Rep 2008-05-16 2012-01-13
5 Boyer, Jason Jon 41 M AKN214 RO 2004-05-18 2004-07-15
RO 2005-10-31 2008-06-13
6 Brady, Matthew Robert Murray M ALH727 Rep 2004-10-15 2010-06-30
7 Brown, Martyn Roger M ALJ768 Rep 2004-10-28 2005-04-14
8 Burr, Robert Francis Edwin (SFC:ACZ475) M ACZ475 Rep 2008-10-10 2008-12-04
RO 2008-12-04 2012-08-13
9 Chan, Terence Sai Kid 陳世傑 M ALN663 Rep 2008-11-28 2010-01-31
10 Chau, Lester Rory Kwok Chung 周國頌 ACR631 Rep 2003-11-17 2016-12-31
11 Choi, Man Ho (SFC:ANU921) 蔡文豪 34 M ANU921 Rep 2008-06-26 2013-02-28
12 Downer, Michael David Leonard M ADI094 Rep 2008-10-10 2008-12-02
RO 2008-12-02 2009-09-17
Rep 2009-09-17 2010-10-11
13 Downs, Lee ANK760 Rep 2008-02-22 2008-10-31
14 Du Puch, Amaury Olivier M ATO540 Rep 2009-08-21 2012-09-21
15 Duffield, John Michael Leslie M AIP443 RO 2004-03-11 2005-12-15
16 Evans, Daniel Peter (SFC:AOE193) M AOE193 Rep 2006-11-17 2008-01-11
17 Fender, Darren Michael (SFC:ALL042) M ALL042 Rep 2004-12-21 2016-12-13
18 Fung, Kin Leung 馮健樑 APP362 Rep 2008-10-15 2016-03-11
19 Fung, Patrick Wai Yip 馮偉業 35 M AOW903 Rep 2008-02-25 2013-02-28
20 Goldsmith, Robert James M AOS667 Rep 2008-11-04 2014-07-15
21 Guy, Simon Philip M ASO495 Rep 2009-05-06 2014-05-31
22 Hall, Jon (SFC:AGK991) AGK991 Rep 2004-12-22
23 Hardman, Thomas Charles M AHX013 Rep 2010-04-07
24 Harrison, David Martin (SFC:AKO500) M AKO500 RO 2004-05-18 2004-07-15
25 Ho, Po 何保 ALP981 RO 2007-08-29 2008-08-31
26 Hurst, Nicola Carolyn F ASK780 Rep 2009-02-17 2020-04-02
27 Kavanagh, Ruvann John M ARW149 Rep 2008-11-18 2011-04-08
28 Kong, Yin Yu 江燕瑜 ARD477 Rep 2008-07-11 2010-05-31
29 Kwon, Seok Yeol ALJ766 Rep 2004-10-28 2005-09-13
30 Lagarde, Arnaud Ludovic M AQM256 Rep 2009-03-25 2014-07-01
31 Lai, Chak On 黎澤安 ACF328 Rep 2009-10-06 2017-04-30
32 Laird, Jonathan James M ALW935 Rep 2005-04-20 2005-11-24
Rep 2009-04-14 2024-06-28
33 Lau, Kwok Hung (SFC:ARU111) 劉國雄 ARU111 Rep 2009-02-20 2012-02-13
34 Law, Nga Ying 羅雅盈 AQC354 Rep 2008-02-25 2020-03-31
35 Lee, Cliff Yee Gong 李宜剛 M AEH826 Rep 2008-11-21 2009-04-30
36 Lee, Dick Tik Man 李迪文 34 M AFM918 Rep 2008-02-25 2008-06-25
RO 2008-06-25 2013-02-28
37 Lee, Dun Shing (SFC:ACZ763) 李敦成 ACZ763 Rep 2008-07-10 2017-01-31
38 Lee, Sherman Shiu Man 李兆民 M AMS547 RO 2007-08-09 2010-05-01
39 Liew, Arthur Chean Chuan M ARD480 Rep 2008-05-29 2013-10-31
40 Madayag, Claro Jr Ilagan ARD958 Rep 2008-06-06 2012-08-13
41 Mak, Kitty King Tze 麥敬慈 F AQV618 Rep 2009-06-02 2009-09-30
42 McCann, Neil Anthony M ACR495 Rep 2003-09-01
43 McGlynn, Paul Anthony (SFC:ALJ765) M ALJ765 Rep 2004-10-27 2006-07-07
44 Miles, Andrew Nicholas M AEV880 Rep 2009-02-20 2012-02-13
45 Moore, Gregory Patrick M ASK786 Rep 2009-02-19 2010-09-24
46 Murphy, Laura Claire F AUC921 Rep 2009-11-09 2012-02-01
47 Ng, Yu Fai 吳宇輝 34 M AMJ712 Rep 2008-02-25 2013-04-13
48 O'Hara, Bryan Bernard M AJH353 Rep 2004-01-06 2004-04-06
49 Patel, Amit (SFC:AOT743) AOT743 Rep 2009-06-15 2011-04-01
50 Shea, Colin Michael M ARD486 Rep 2008-05-29 2010-04-23
51 Shepherd, Daniel Lee M ALW937 Rep 2005-04-20 2005-11-24
Rep 2009-10-06 2016-08-23
52 Shiu, Carmen Yin Man 邵燕文 26 F AMK135 Rep 2008-02-25 2019-12-31
53 Shiu, Kam Man 邵錦文 34 M AGW055 Rep 2008-02-25 2008-06-25
RO 2008-06-25 2019-12-31
54 Sing, Raymond Pui Choy 成培洲 M ALZ057 Rep 2005-05-05 2005-07-13
55 Son, Yong Koo 孫容九 ARD485 Rep 2008-05-29 2009-01-30
56 Song, Wonkook 宋源國 AOB157 Rep 2006-10-16 2016-06-30
57 Stiles, Timothy David M ARW398 Rep 2009-02-17 2019-09-30
58 Tang, Wai Yan (SFC:AJH033) 鄧偉仁 AJH033 Rep 2008-08-12 2008-09-02
RO 2008-09-02 2010-03-31
59 Valansot, Pascal AOR978 Rep 2008-11-12 2012-05-09
60 Veres, Octavien Gabriel M ATO538 Rep 2009-08-21 2011-04-12
61 Wells, Sarah Elizabeth (SFC:AOE190) F AOE190 Rep 2006-11-17 2008-05-26
62 Wong, Rebecca Shuk Ping 黃家蔚 F AQK030 Rep 2008-04-15 2010-08-27
63 Work, David Lyall M AFD445 RO 2009-11-30

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