CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Alexander, Michael Lewis | M | AGR372 | Rep | 2005-08-04 | 2010-07-19 | |
| 2 | Ang, Kok Thye Ian 汪國泰 | ANM185 | Rep | 2006-06-01 | 2019-10-18 | ||
| 3 | Bairstow, Hayden Peter | M | AUZ522 | Rep | 2010-04-07 | 2013-04-17 | |
| 4 | Baker, Maureen Lee | F | AOT370 | Rep | 2010-05-12 | 2016-04-06 | |
| 5 | Balanco, Laurence | M | APG273 | Rep | 2009-02-16 | ||
| 6 | Beddard, Henry Terence | M | AOQ827 | Rep | 2007-03-07 | 2015-06-05 | |
| 7 | Bird, John David (SFC:AKY461) | M | AKY461 | RO | 2005-02-01 | 2012-02-27 | |
| 8 | Biswas, Swagatam | ATS185 | Rep | 2009-09-17 | 2022-03-14 | ||
| 9 | Bolon, Jonathan Quinn | M | ARH276 | Rep | 2010-05-17 | 2010-07-29 | |
| 10 | Boyd, Geoffrey Cameron | M | AGE081 | Rep | 2006-03-30 | 2017-10-14 | |
| 11 | Bradley, Edmund Hugh | M | ABS842 | RO | 2019-04-16 | ||
| 12 | Brinker, Anthony Ambrose | M | ASU307 | Rep | 2009-04-24 | 2012-01-17 | |
| 13 | Buckle, Karen Jane | F | ACP924 | Rep | 2014-01-24 | ||
| 14 | Bunyaraksh, Ariya | ACS350 | Rep | 2007-09-13 | 2011-06-24 | ||
| 15 | Byun, Ralph Yong Hoon | M | AVE766 | Rep | 2010-05-20 | 2014-12-15 | |
| 16 | Campbell, Oliver Martin (SFC:AOO985) | M | AOO985 | Rep | 2007-02-21 | 2014-03-01 | |
| 17 | Carino, Jasmine Magno | F | APB991 | Rep | 2007-07-03 | 2011-04-27 | |
| 18 | Caruso, Richard Blaise | M | AKU347 | Rep | 2004-10-19 | 2012-11-28 | |
| 19 | Chak, Alan Kwok Fai 翟國輝 | M | AAY091 | Rep | 2008-06-02 | 2010-11-23 | |
| 20 | Chambers, Michael Edmund Carrick | M | ARP470 | Rep | 2008-09-17 | 2014-02-01 | |
| 21 | Chan, Christian James | M | ARQ002 | Rep | 2010-03-29 | 2010-10-08 | |
| 22 | Chan, George Lung Cheung 陳龍翔 | M | AFK978 | Rep | 2004-07-12 | 2012-06-13 | |
| 23 | Chan, Vonnie Lai Yin 陳麗妍 | AFY292 | Rep | 2006-09-07 | 2019-12-11 | ||
| 24 | Charlton-Jones, John Murray | M | ATR494 | Rep | 2009-09-10 | 2015-06-04 | |
| 25 | Chen, Shun Pin 陳舜萍 | ARP291 | Rep | 2008-09-18 | 2013-10-03 | ||
| 26 | Cheng, Chun Pong (SFC:AQH613) 鄭振邦 | AQH613 | Rep | 2008-01-15 | 2012-08-18 | ||
| 27 | Cheng, Ming-Kai 鄭名凱 | AML921 | Rep | 2009-07-02 | 2013-08-05 | ||
| 28 | Cheuk, Alexander Siu Bun 卓兆斌 | M | ABX790 | Rep | 2014-07-30 | ||
| 29 | Chiais, GianClaudio | ARP693 | Rep | 2008-09-18 | 2013-01-31 | ||
| 30 | Chong, Carmen Yu 莊瑜 | F | ADT651 | Rep | 2009-05-13 | 2024-07-02 | |
| 31 | Chong, Jack Chung-Taek | M | AUZ307 | Rep | 2010-04-08 | 2019-07-11 | |
| 32 | Choo, Shan | APD421 | Rep | 2007-07-03 | 2015-03-23 | ||
| 33 | Chow, Wing Hong (SFC:ACI634) 周永康 | ACI634 | Rep | 2007-01-25 | 2012-12-01 | ||
| 34 | Chugh, Saurabh (SFC:AQN361) | AQN361 | Rep | 2008-02-28 | 2015-09-30 | ||
| 35 | Chun, Jung-Won | AUZ199 | Rep | 2010-04-08 | 2010-11-04 | ||
| 36 | Chung, Eugene Bob 鍾易彤 | M | ARP376 | Rep | 2008-09-11 | 2013-09-01 | |
| 37 | Collett, Michael James (SFC:AUB134) | M | AUB134 | Rep | 2010-06-09 | 2010-07-22 | |
| 38 | Cotterchio, David Maurice | M | ANQ201 | Rep | 2006-07-04 | 2016-03-18 | |
| 39 | Daniel, Thomas Jude | M | AOE195 | Rep | 2009-11-16 | 2015-08-21 | |
| 40 | Dauz, Alexander Ludwig Lim | M | ARP906 | Rep | 2008-09-18 | 2018-09-15 | |
| 41 | De Dios, Maria Martha Araullo | F | APA364 | Rep | 2007-06-25 | ||
| 42 | Del Papa, Massimiliano | ANA972 | Rep | 2006-02-20 | |||
| 43 | Dhasmana, Vaibhav | AQM703 | Rep | 2008-02-14 | 2011-08-26 | ||
| 44 | Dhillon, Inquilab Singh | AQM704 | Rep | 2008-02-14 | 2011-01-24 | ||
| 45 | Doshi, Mihir Vinod | M | AKY575 | Rep | 2008-09-25 | 2020-02-18 | |
| 46 | Downes, Dianne Michelle | F | ATY162 | Rep | 2009-10-15 | 2012-01-16 | |
| 47 | Eng, Karen Jane 伍倚华 | F | ALB111 | Rep | 2004-08-03 | 2020-10-16 | |
| 48 | Engel, James Andrew | M | AUZ510 | Rep | 2010-03-31 | 2010-08-24 | |
| 49 | Enticknap, David (SFC:AMS233) | M | AMS233 | Rep | 2005-11-11 | 2013-07-04 | |
| 50 | Everaert, Veronique M. C. G. | ATN737 | Rep | 2009-09-04 | 2015-06-04 | ||
| 51 | Feng, Dawei (SFC:AQO276) 馮大為 | AQO276 | Rep | 2008-02-22 | 2018-01-20 | ||
| 52 | Fisher, Kirstie Jane | F | ANY183 | Rep | 2006-09-18 | 2015-10-05 | |
| 53 | Fishwick, Eric James | M | AFJ086 | Rep | 2025-05-02 | ||
| 54 | Forsyth, Ian Robert | M | ARP700 | Rep | 2008-09-18 | 2015-01-21 | |
| 55 | Frankish, Ian Peter | M | AVJ538 | Rep | 2010-06-29 | 2012-01-17 | |
| 56 | Frost, Michael (SFC:AHQ485) | M | AHQ485 | Rep | 2010-03-23 | ||
| 57 | Galligan, Jonathan Philip | M | AQM705 | Rep | 2008-02-14 | 2019-09-02 | |
| 58 | Gan, Jia C 干嘉琛 | AQN362 | Rep | 2008-03-05 | 2010-09-03 | ||
| 59 | Gan, Tanya Li Phing | F | AOP016 | Rep | 2007-02-21 | 2021-08-23 | |
| 60 | Gandhi, Vivek Subhash | M | AQM706 | Rep | 2008-02-18 | 2018-07-27 | |
| 61 | Giese, Jason Andrew | M | AFU281 | Rep | 2009-01-19 | 2012-01-17 | |
| 62 | Gilmour, Digby Neil | M | AUZ660 | Rep | 2010-04-19 | 2012-01-17 | |
| 63 | Gruber, James | M | AMX921 | Rep | 2006-01-17 | 2010-07-03 | |
| 64 | Gundu, Mohan Krishna | ARQ493 | Rep | 2008-09-22 | 2014-08-09 | ||
| 65 | Halliwell, Thomas Alan | M | ANL835 | Rep | 2010-04-20 | 2010-08-01 | |
| 66 | Han, Yuanping 韓元平 | ARP685 | Rep | 2008-09-18 | 2015-01-21 | ||
| 67 | Hansom, George Ian | M | ARP705 | Rep | 2008-09-18 | 2015-06-04 | |
| 68 | Henning, Edmund Anthony Biddulph | M | ASY194 | Rep | 2009-05-14 | 2012-01-17 | |
| 69 | Ho Lam, Emily Tim Yi 何林恬兒 | 26 | F | AUS277 | Rep | 2010-02-09 | 2010-10-11 |
| 70 | Ho, Johnny Cheong Chak 何昌澤 | M | AMV284 | Rep | 2008-01-28 | 2015-07-10 | |
| 71 | Hong, Jenny | F | AQM707 | Rep | 2008-02-18 | 2012-11-24 | |
| 72 | Hopkinson, Gary Philip | M | AQR076 | Rep | 2008-03-17 | 2014-01-11 | |
| 73 | Howie, Fraser John Thomas (SFC:ADW025) | M | ADW025 | Rep | 2003-08-08 | 2012-11-01 | |
| 74 | Huang, Chen (SFC:AQM708) 黃晨 | AQM708 | Rep | 2008-02-14 | 2014-05-30 | ||
| 75 | Huddy, John Michael | M | AQJ549 | Rep | 2008-01-31 | 2017-01-24 | |
| 76 | Hudson, Scott Lyndon | M | AUZ661 | Rep | 2010-04-08 | 2012-01-17 | |
| 77 | Jaeger, Christian John | M | APD422 | Rep | 2007-07-03 | 2025-06-06 | |
| 78 | Jain, Sonal (SFC:ARQ497) | ARQ497 | Rep | 2008-09-22 | |||
| 79 | Jiang, Sosia | ALZ474 | Rep | 2005-05-11 | 2012-12-07 | ||
| 80 | Johnson, Brian David | M | AFS218 | Rep | 2009-04-14 | 2019-06-20 | |
| 81 | Johnson, Pekka David (SFC:ADL598) | M | ADL598 | Rep | 2009-09-18 | 2019-12-31 | |
| 82 | Kalb, Victoria Stacey | F | AHT205 | Rep | 2008-09-18 | 2010-07-28 | |
| 83 | Kam, Joel Wing 甘穎 | AVA613 | Rep | 2010-05-10 | 2012-01-17 | ||
| 84 | Kamath, Sujay Anthony Derrick | M | ATS181 | Rep | 2009-09-17 | 2021-11-18 | |
| 85 | Kanevsky, Eugene | M | ASY848 | Rep | 2009-11-16 | 2014-08-13 | |
| 86 | Kanga, Cyrus Darius | M | ANC096 | Rep | 2006-02-22 | 2013-08-05 | |
| 87 | Kestel, Damian Paul | M | AGI601 | Rep | 2010-12-10 | ||
| 88 | Kim, John Piljung | M | ASL857 | Rep | 2010-06-22 | 2014-10-03 | |
| 89 | Kim, Jongmin (SFC:AUZ227) | AUZ227 | Rep | 2010-04-08 | |||
| 90 | Kirton, Daniel Earle William | M | ASH434 | Rep | 2009-01-13 | 2012-06-27 | |
| 91 | Krien, Alexander David | M | AUZ544 | Rep | 2010-04-13 | 2012-01-17 | |
| 92 | Kung, Joyce Suk Han 龔淑嫻 | F | ARF360 | Rep | 2009-10-21 | 2010-11-10 | |
| 93 | Kwong, Lorraine Phaik May | F | ARP707 | Rep | 2008-09-18 | 2014-01-29 | |
| 94 | Ladeuix, Hernan | ANF060 | Rep | 2006-03-29 | 2012-04-03 | ||
| 95 | Lai, Cheuk Yin (SFC:AFE658) 黎卓賢 | AFE658 | Rep | 2009-09-21 | 2015-03-21 | ||
| 96 | Lam, Don Ting 林挺 | ABN490 | Rep | 2006-09-14 | 2015-11-20 | ||
| 97 | Lao, Ruby Margaret Tan | F | AVA611 | Rep | 2010-05-03 | ||
| 98 | Law, Lucia Yuk Ha 羅玉霞 | F | AAD560 | Rep | 2017-11-15 | ||
| 99 | Lawlor, Patrick Martin | M | AGU696 | Rep | 2010-01-14 | 2014-05-28 | |
| 100 | Lee, Michael Douglas 李嘉文 | M | ANE426 | Rep | 2009-09-15 | 2012-02-16 | |
| 101 | Lee, Poh Aik | ATD682 | Rep | 2009-06-19 | 2015-12-31 | ||
| 102 | Lee, Voon Hsien 李文賢 | AOP017 | Rep | 2007-02-21 | 2019-08-20 | ||
| 103 | Lenzner, Anna | F | ATO802 | Rep | 2009-09-11 | 2015-06-04 | |
| 104 | Leouzon, Nicolas Christian Guy Eugene | M | ARP680 | Rep | 2008-09-18 | 2012-02-03 | |
| 105 | Leung, Wai Ming (SFC:AQA974) 梁慧明 | AQA974 | Rep | 2007-12-03 | 2011-10-25 | ||
| 106 | Levine, Robert Peter | M | AGL783 | Rep | 2010-03-15 | 2014-09-01 | |
| 107 | Lewis, Gareth Rhys (SFC:AOX202) | M | AOX202 | Rep | 2009-10-13 | 2014-04-01 | |
| 108 | Lewis, Nathan Gray | M | AQA638 | Rep | 2009-01-19 | 2012-01-17 | |
| 109 | Lim, Kit Yng | APA092 | Rep | 2007-06-13 | 2015-06-22 | ||
| 110 | Lim, Tay Her 林泰禾 | ANK937 | Rep | 2006-05-23 | 2010-10-18 | ||
| 111 | Lord, Phillip Wilson | M | AJG087 | Rep | 2010-05-17 | 2010-08-21 | |
| 112 | McDonough, Sean Joseph | M | APY383 | Rep | 2007-11-13 | 2011-05-10 | |
| 113 | McIlhagga, Basil | AKJ006 | RO | 2009-08-28 | 2011-12-31 | ||
| 114 | Menezes, Elsa Edward | M | AQM710 | Rep | 2008-02-18 | 2013-08-30 | |
| 115 | Mohamed Kamal Bin Mohd, Ridzam Deva | APA077 | Rep | 2007-06-25 | 2011-04-05 | ||
| 116 | Mok, Shirley Nga Woon 莫雅媛 | F | AVF163 | Rep | 2010-05-20 | 2011-06-21 | |
| 117 | Morinobu, Kaori | APJ720 | Rep | 2007-08-28 | 2014-05-28 | ||
| 118 | Morrow, Stuart Anthony | M | ALZ458 | Rep | 2005-05-10 | 2013-10-28 | |
| 119 | Moss, Adam Alexander Guy | M | AEI504 | Rep | 2010-09-20 | ||
| 120 | Moullin, Andrew James | M | AQN363 | Rep | 2008-02-27 | 2013-08-23 | |
| 121 | Naguib Hussin, Bin Abdul Hamid | AQM108 | Rep | 2008-02-14 | 2015-06-22 | ||
| 122 | Nahar, Pawan | ATT423 | Rep | 2009-09-18 | 2012-03-14 | ||
| 123 | Namba, Hiromitsu | APG735 | Rep | 2007-07-24 | 2011-03-25 | ||
| 124 | Napier, Russell Allen Richard | 46 | M | ACV316 | Rep | 2008-09-19 | 2010-12-29 |
| 125 | Ng, Janice Kwan Yee 吳君頤 | ANV115 | Rep | 2008-01-21 | 2012-11-01 | ||
| 126 | Ngai, Henry Chun Kit 倪俊傑 | M | AEF259 | Rep | 2007-06-11 | 2014-10-14 | |
| 127 | O'Neill, John Daniel (SFC:AUV896) | M | AUV896 | Rep | 2010-03-09 | 2011-06-21 | |
| 128 | Oen, Daniel Thian Liong | M | ATS911 | Rep | 2009-09-17 | ||
| 129 | Ong, Polly So Po 王素寶 | F | ABH437 | Rep | |||
| 130 | Panitchpakdi, Prinn | APH254 | Rep | 2007-07-23 | 2019-05-18 | ||
| 131 | Park, Edward (SFC:ASD313) | M | ASD313 | Rep | 2008-12-09 | 2018-01-12 | |
| 132 | Park, Linda Sharon | F | AUZ206 | Rep | 2010-04-08 | 2017-04-06 | |
| 133 | Paterson, James Willock | M | ADA085 | RO | 2007-03-09 | 2012-10-10 | |
| 134 | Peramunetilleke, Desamanya C. | ALY370 | Rep | 2009-10-27 | 2014-07-10 | ||
| 135 | Pope, Leavitt Joseph | M | AOY694 | Rep | 2007-05-25 | 2010-08-20 | |
| 136 | Powell, Simon Philip | M | AOA162 | Rep | 2009-02-16 | 2015-04-17 | |
| 137 | Presler, Paul Erik | M | ARP675 | Rep | 2008-09-17 | 2015-06-04 | |
| 138 | Pritchard, Philip (SFC:AAV591) | 47 | M | AAV591 | Rep | 2008-09-18 | 2013-01-31 |
| 139 | Reid, Robert Stephen | M | AIC473 | Rep | 2009-04-14 | 2010-12-01 | |
| 140 | Riddick, Andrew William | M | AAA869 | RO | 2013-12-12 | ||
| 141 | Ro, Soong Chu | AQM712 | Rep | 2008-02-20 | 2020-02-03 | ||
| 142 | Roberts, Peter Bruce | M | AVF324 | Rep | 2010-06-15 | 2012-01-17 | |
| 143 | Roper, Ian David (SFC:AVI752) | M | AVI752 | Rep | 2010-06-18 | 2015-09-10 | |
| 144 | Rothman, Andrew Charles | M | AFW955 | Rep | 2014-03-01 | ||
| 145 | Rutkowski, Paul William | M | AVJ086 | Rep | 2010-06-29 | 2012-01-17 | |
| 146 | Samter, Mark Graham | M | ATW081 | Rep | 2009-09-29 | 2012-01-17 | |
| 147 | Sangiambut, Manop | AJN957 | Rep | 2005-09-28 | 2012-03-08 | ||
| 148 | Seagrim, John Christopher | M | ARP678 | Rep | 2008-09-18 | 2015-06-04 | |
| 149 | Shah, Kshitij | AQM709 | Rep | 2008-02-14 | 2019-12-02 | ||
| 150 | Shiu, Wing Sun 蕭榮申 | ADZ443 | Rep | 2019-12-11 | |||
| 151 | Shute, Christopher Linford | M | ASS289 | Rep | 2009-12-01 | 2010-11-01 | |
| 152 | Simsek, Cenk | AQM711 | Rep | 2008-02-14 | 2016-07-08 | ||
| 153 | Sin, Connie Hong Yee 冼康怡 | F | AGJ915 | Rep | 2009-05-06 | 2010-07-02 | |
| 154 | Skinner, Donald William Lennox | 48 | M | AAI493 | RO | 2012-07-05 | |
| 155 | Smith, Timothy Clement | M | AMI208 | Rep | 2009-06-30 | 2012-06-13 | |
| 156 | Snaith, Michael Lachman | M | AJI329 | Rep | 2003-12-18 | 2014-08-12 | |
| 157 | Somani, Anirudh | ATS210 | Rep | 2009-09-17 | |||
| 158 | Soo, Chee Kin | AQX408 | Rep | 2008-04-23 | 2012-11-30 | ||
| 159 | Stanford, Michael Robert | M | AVC115 | Rep | 2010-04-30 | 2012-01-17 | |
| 160 | Stewart, Ian Colin | M | ARM928 | Rep | 2008-09-22 | 2016-02-27 | |
| 161 | Stewart, James Michael | M | AVF503 | Rep | 2010-05-25 | 2012-01-17 | |
| 162 | Streeter, Mark (SFC:ATS186) | M | ATS186 | Rep | 2009-09-14 | 2014-04-09 | |
| 163 | Tabbush, Daniel Lawrence | M | ANK169 | Rep | 2006-05-29 | 2012-03-13 | |
| 164 | Tangitvet, Jiralawan | APP541 | Rep | 2007-09-13 | 2014-04-11 | ||
| 165 | Tapley, Kevin Thomas | M | ATJ099 | Rep | 2009-07-27 | 2014-05-31 | |
| 166 | Taveeratanasilp, Nuntana | AQM288 | Rep | 2010-03-08 | 2023-02-28 | ||
| 167 | Thomson, Stuart Douglas Peter | M | AUZ195 | Rep | 2010-04-12 | 2012-06-13 | |
| 168 | Toohey, Daniel Paul | M | AUZ521 | Rep | 2010-04-12 | 2011-05-06 | |
| 169 | Tse, Oi Yue 謝藹愉 | AQM172 | Rep | 2008-02-06 | 2016-08-23 | ||
| 170 | Vohra, Dhruv | AJI706 | Rep | 2003-12-29 | 2012-06-01 | ||
| 171 | Wai, Helena Suk Chong 衛淑莊 | 63 | F | AAB508 | RO | 2019-05-01 | |
| 172 | Wallis, Shane Bernard | M | ANR608 | Rep | 2006-07-21 | 2015-01-09 | |
| 173 | Wan, Sandy San Ming 萬三敏 | ADI757 | Rep | 2003-09-17 | 2013-10-31 | ||
| 174 | Wang, Chien-Chung 王建中 | AIC939 | Rep | 2008-10-16 | 2012-06-21 | ||
| 175 | Wang, Yinan (SFC:ANB406) 王軼楠 | ANB406 | Rep | 2006-02-20 | 2022-08-12 | ||
| 176 | Warachij, Witranan | ARM699 | Rep | 2008-09-22 | 2018-04-10 | ||
| 177 | Warsono, Wuddy | APA097 | Rep | 2007-06-25 | 2015-01-30 | ||
| 178 | Wenham, James Alexander Scott | M | AVF334 | Rep | 2010-05-20 | 2018-12-29 | |
| 179 | Wijaya, Annie | F | AHI788 | Rep | 2006-05-29 | 2021-04-09 | |
| 180 | Wilkinson, Anthony John Cooper | M | AFD111 | Rep | 2011-05-27 | ||
| 181 | Woods, Adam James | M | ASH603 | Rep | 2009-01-19 | 2012-01-17 | |
| 182 | Wu, Changgen 吳長根 | 59 | ADU997 | Rep | 2008-03-27 | 2012-06-21 | |
| 183 | Wu, Fei (SFC:AQM713) 吳菲 | AQM713 | Rep | 2008-02-14 | 2011-04-15 | ||
| 184 | Yamashita, Alexander Han | M | AQQ472 | Rep | 2008-03-17 | 2011-08-08 | |
| 185 | Yeung, Kwok Mo 楊國武 | ASY866 | Rep | 2009-05-19 | 2012-09-28 | ||
| 186 | Yeung, See Ah 楊思雅 | ARD761 | Rep | 2010-06-11 | 2013-07-18 | ||
| 187 | Yip, Cheng Kwok 葉振國 | AQB007 | Rep | 2007-11-28 | 2021-07-08 | ||
| 188 | Yuan, Ting-Ting 袁婷婷 | ARP681 | Rep | 2008-09-18 | 2013-10-30 | ||
| 189 | Zhu, Liliang (SFC:AQW227) 朱麗凉 | AQW227 | Rep | 2008-04-21 | 2011-04-01 | ||
| 190 | Ziegler, Richard Paul | 39 | M | AMS785 | Rep | 2005-11-29 | 2024-02-14 |
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