CLSA LIMITED 中信里昂證券有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
Role From Until
1 Ang, Kok Thye Ian 汪國泰 Rep 2006-06-01 2019-10-18
2 Baars, Andrew Paul M Rep 2010-09-07 2013-06-04
3 Bairstow, Hayden Peter M Rep 2010-04-07 2013-04-17
4 Baker, Maureen Lee F Rep 2010-05-12 2016-04-06
5 Balanco, Laurence M Rep 2009-02-16
6 Bao, Wenjun 包文駿 Rep 2011-04-12 2012-08-01
7 Beddard, Henry Terence M Rep 2007-03-07 2015-06-05
8 Bhuralal, Sheinal Amratlal Rep 2010-10-04 2016-05-28
9 Bird, John David (SFC:AKY461) M RO 2005-02-01 2012-02-27
10 Biswas, Swagatam Rep 2009-09-17 2022-03-14
11 Blanquet, Ludovic Marcel Michel M Rep 2010-09-06 2012-06-30
12 Boyd, Geoffrey Cameron M Rep 2006-03-30 2017-10-14
13 Bradley, Edmund Hugh M RO 2019-04-16
14 Brinker, Anthony Ambrose M Rep 2009-04-24 2012-01-17
15 Browne, Daniel Joseph M Rep 2011-07-25 2016-11-15
16 Buckle, Karen Jane F Rep 2014-01-24
17 Bucks, Tobias James M Rep 2010-10-05 2011-12-01
18 Byun, Ralph Yong Hoon M Rep 2010-05-20 2014-12-15
19 Campbell, Oliver Martin (SFC:AOO985) M Rep 2007-02-21 2014-03-01
20 Caruso, Richard Blaise M Rep 2004-10-19 2012-11-28
21 Chambers, Michael Edmund Carrick M Rep 2008-09-17 2014-02-01
22 Chan, George Lung Cheung 陳龍翔 M Rep 2004-07-12 2012-06-13
23 Chan, Sze Chung (SFC:AWQ116) 陳思聰 Rep 2011-01-13 2012-06-13
24 Chan, Vonnie Lai Yin 陳麗妍 Rep 2006-09-07 2019-12-11
25 Charlton-Jones, John Murray M Rep 2009-09-10 2015-06-04
26 Chen, Cheng Kai (SFC:AVV704) 陳振凱 Rep 2010-09-07 2012-06-19
27 Chen, Shun Pin 陳舜萍 Rep 2008-09-18 2013-10-03
28 Chen, Tzung-Chi 陳宗岐 Rep 2010-09-07 2013-09-12
29 Cheng, Chun Pong (SFC:AQH613) 鄭振邦 Rep 2008-01-15 2012-08-18
30 Cheng, Eric Ning Hin 鄭寧軒 M Rep 2010-07-19 2016-06-03
31 Cheng, Ming-Kai 鄭名凱 Rep 2009-07-02 2013-08-05
32 Cheuk, Alexander Siu Bun 卓兆斌 M Rep 2014-07-30
33 Chiais, GianClaudio Rep 2008-09-18 2013-01-31
34 Chong, Carmen Yu 莊瑜 F Rep 2009-05-13 2024-07-02
35 Chong, Jack Chung-Taek M Rep 2010-04-08 2019-07-11
36 Choo, Shan Rep 2007-07-03 2015-03-23
37 Chow, Wing Hong (SFC:ACI634) 周永康 Rep 2007-01-25 2012-12-01
38 Chugh, Saurabh (SFC:AQN361) Rep 2008-02-28 2015-09-30
39 Chung, Eugene Bob 鍾易彤 M Rep 2008-09-11 2013-09-01
40 Citaku, Shpendi Norman M Rep 2011-08-31 2024-01-18
41 Cooper, Richard David (SFC:AVU997) M Rep 2010-09-03 2017-05-11
42 Cotterchio, David Maurice M Rep 2006-07-04 2016-03-18
43 Da Cruz, Antonia Maria 告崇 F Rep 2010-08-27 2012-12-01
44 Daniel, Thomas Jude M Rep 2009-11-16 2015-08-21
45 Dauz, Alexander Ludwig Lim M Rep 2008-09-18 2018-09-15
46 De Dios, Maria Martha Araullo F Rep 2007-06-25
47 Del Papa, Massimiliano Rep 2006-02-20
48 Doshi, Mihir Vinod M Rep 2008-09-25 2020-02-18
49 Downes, Dianne Michelle F Rep 2009-10-15 2012-01-16
50 Eng, Karen Jane 伍倚华 F Rep 2004-08-03 2020-10-16
51 Enticknap, David (SFC:AMS233) M Rep 2005-11-11 2013-07-04
52 Evans, Michael John (SFC:AWA046) M Rep 2010-10-06 2012-01-17
53 Everaert, Veronique M. C. G. Rep 2009-09-04 2015-06-04
54 Fan, Lei (SFC:AXL810) 樊磊 Rep 2011-07-08 2012-06-14
55 Feng, Dawei (SFC:AQO276) 馮大為 Rep 2008-02-22 2018-01-20
56 Fisher, Kirstie Jane F Rep 2006-09-18 2015-10-05
57 Fishwick, Eric James M Rep
58 Fong, Serena F Rep 2010-12-17 2012-01-20
59 Forsyth, Ian Robert M Rep 2008-09-18 2015-01-21
60 Foxall, Christopher Michael (SFC:AVW184) M Rep 2010-09-10 2012-06-02
61 Frankish, Ian Peter M Rep 2010-06-29 2012-01-17
62 Frost, Michael (SFC:AHQ485) M Rep 2010-03-23
63 Galligan, Jonathan Philip M Rep 2008-02-14 2019-09-02
64 Gan, Tanya Li Phing F Rep 2007-02-21 2021-08-23
65 Gandhi, Vivek Subhash M Rep 2008-02-18 2018-07-27
66 Giese, Jason Andrew M Rep 2009-01-19 2012-01-17
67 Gilmour, Digby Neil M Rep 2010-04-19 2012-01-17
68 Goh, Andrew Thian Beng M Rep 2010-08-27 2013-08-08
69 Gopalaswamy, Chitra Narasimha Rep 2011-04-20 2013-12-30
70 Goyal, Atul Rep 2011-08-22 2012-11-30
71 Guidera, Nicholas James M Rep 2010-07-19 2012-01-17
72 Gundu, Mohan Krishna Rep 2008-09-22 2014-08-09
73 Gupta, Manish (SFC:AVU992) Rep 2010-09-03 2015-04-27
74 Han, Yuanping 韓元平 Rep 2008-09-18 2015-01-21
75 Hansom, George Ian M Rep 2008-09-18 2015-06-04
76 Henning, Edmund Anthony Biddulph M Rep 2009-05-14 2012-01-17
77 Ho Lam, Emily Tim Yi 何林恬兒 27 F Rep 2010-11-08 2014-12-16
78 Ho, Johnny Cheong Chak 何昌澤 M Rep 2008-01-28 2015-07-10
79 Hong, Jenny F Rep 2008-02-18 2012-11-24
80 Hopkinson, Gary Philip M Rep 2008-03-17 2014-01-11
81 Howie, Fraser John Thomas (SFC:ADW025) M Rep 2003-08-08 2012-11-01
82 Howitt, Bryan William M Rep 2010-07-06 2012-01-17
83 Huang, Chen (SFC:AQM708) 黃晨 Rep 2008-02-14 2014-05-30
84 Huang, Li Shun 黃立舜 Rep 2010-07-19 2011-09-02
85 Huddy, John Michael M Rep 2008-01-31 2017-01-24
86 Hudson, Scott Lyndon M Rep 2010-04-08 2012-01-17
87 Jaeger, Christian John M Rep 2007-07-03
88 Jain, Sonal (SFC:ARQ497) Rep 2008-09-22
89 Jiang, Sosia Rep 2005-05-11 2012-12-07
90 Johnson, Brian David M Rep 2009-04-14 2019-06-20
91 Johnson, Pekka David (SFC:ADL598) M Rep 2009-09-18 2019-12-31
92 Johnston, Andrew Ian (SFC:AVY765) M Rep 2010-10-27 2012-01-17
93 Jones, Lloyd Thomas Meldrum M Rep 2011-08-19 2012-04-05
94 Kam, Joel Wing 甘穎 Rep 2010-05-10 2012-01-17
95 Kamath, Sujay Anthony Derrick M Rep 2009-09-17 2021-11-18
96 Kanevsky, Eugene M Rep 2009-11-16 2014-08-13
97 Kanga, Cyrus Darius M Rep 2006-02-22 2013-08-05
98 Kanna, Ninus Rep 2010-09-15 2012-01-17
99 Kapra, Bilal Ahmed M Rep 2011-08-31 2019-01-16
100 Kim, John Piljung M Rep 2010-06-22 2014-10-03
101 Kim, Jongmin (SFC:AUZ227) Rep 2010-04-08
102 Kirton, Daniel Earle William M Rep 2009-01-13 2012-06-27
103 Krien, Alexander David M Rep 2010-04-13 2012-01-17
104 Kulvanichpisit, Yuvadee Rep 2010-07-28 2012-09-21
105 Kwong, Lorraine Phaik May F Rep 2008-09-18 2014-01-29
106 Ladeuix, Hernan Rep 2006-03-29 2012-04-03
107 Lai, Cheuk Yin (SFC:AFE658) 黎卓賢 Rep 2009-09-21 2015-03-21
108 Lam, Don Ting 林挺 Rep 2006-09-14 2015-11-20
109 Lao, Ruby Margaret Tan F Rep 2010-05-03
110 Lau, Sze Nga (SFC:ARD193) 劉詩雅 Rep 2010-09-30 2015-08-13
111 Law, Lucia Yuk Ha 羅玉霞 F Rep 2017-11-15
112 Lawlor, Patrick Martin M Rep 2010-01-14 2014-05-28
113 Lee, Beom Jun Rep 2010-09-09 2016-08-29
114 Lee, Michael Douglas 李嘉文 M Rep 2009-09-15 2012-02-16
115 Lee, Poh Aik Rep 2009-06-19 2015-12-31
116 Lee, Voon Hsien 李文賢 Rep 2007-02-21 2019-08-20
117 Lee, Yuna (SFC:AVV760) Rep 2010-09-09
118 Leeming, Marsali Mary F Rep 2010-09-03 2012-12-01
119 Lenzner, Anna F Rep 2009-09-11 2015-06-04
120 Leouzon, Nicolas Christian Guy Eugene M Rep 2008-09-18 2012-02-03
121 Leung, Fiona Man Yee 梁文怡 F Rep 2011-08-19 2012-02-28
122 Leung, Wai Ming (SFC:AQA974) 梁慧明 Rep 2007-12-03 2011-10-25
123 Levine, Robert Peter M Rep 2010-03-15 2014-09-01
124 Lewis, Gareth Rhys (SFC:AOX202) M Rep 2009-10-13 2014-04-01
125 Lewis, Nathan Gray M Rep 2009-01-19 2012-01-17
126 Lim, Kit Yng Rep 2007-06-13 2015-06-22
127 Lo, Ka Ying (SFC:AVK938) 羅嘉盈 Rep 2010-07-19 2012-11-30
128 Mahomed, Ferheen 馬穎欣 46 M Rep 2010-09-01 2014-06-09
129 Maynard, Andrew Charles M Rep 2011-05-30 2011-11-17
130 McIlhagga, Basil RO 2009-08-28 2011-12-31
131 McKee, Simon Charles M Rep 2010-08-16 2011-09-23
132 Mehta, Brijesh Rep 2011-03-30 2013-06-04
133 Mehta, Viraf Dinshaw Rep 2010-09-03
134 Mei, Jingping 梅璟萍 Rep 2010-09-10 2012-11-03
135 Menezes, Elsa Edward M Rep 2008-02-18 2013-08-30
136 Moore, Baden James M Rep 2010-09-15 2012-01-17
137 Morinobu, Kaori Rep 2007-08-28 2014-05-28
138 Morrow, Stuart Anthony M Rep 2005-05-10 2013-10-28
139 Moullin, Andrew James M Rep 2008-02-27 2013-08-23
140 Naguib Hussin, Bin Abdul Hamid Rep 2008-02-14 2015-06-22
141 Nahar, Pawan Rep 2009-09-18 2012-03-14
142 Ng, Janice Kwan Yee 吳君頤 Rep 2008-01-21 2012-11-01
143 Ngai, Henry Chun Kit 倪俊傑 M Rep 2007-06-11 2014-10-14
144 Oberg, Oscar Donald Angus M Rep 2010-11-22 2012-01-17
145 Oen, Daniel Thian Liong M Rep 2009-09-17
146 Ohara, Ren Rep 2011-08-31 2014-06-23
147 Ong, Polly So Po 王素寶 F Rep
148 Pang, Lei Kan 彭麗勤 Rep 2011-08-01 2014-01-22
149 Pangali, Pawandeep Rep 2010-09-09 2014-07-09
150 Panitchpakdi, Prinn Rep 2007-07-23 2019-05-18
151 Park, Edward (SFC:ASD313) M Rep 2008-12-09 2018-01-12
152 Park, Linda Sharon F Rep 2010-04-08 2017-04-06
153 Park, Sang Eun Rep 2011-02-14
154 Paterson, James Willock M RO 2007-03-09 2012-10-10
155 Peramunetilleke, Desamanya C. Rep 2009-10-27 2014-07-10
156 Powell, Simon Philip M Rep 2009-02-16 2015-04-17
157 Presler, Paul Erik M Rep 2008-09-17 2015-06-04
158 Pritchard, Philip (SFC:AAV591) 48 M Rep 2008-09-18 2013-01-31
159 Ramdev, Amit Kumar M Rep 2010-12-08 2012-01-17
160 Reid, Jonathan Paul M Rep 2010-09-03 2017-04-19
161 Riddick, Andrew William M RO 2013-12-12
162 Ro, Soong Chu Rep 2008-02-20 2020-02-03
163 Roberts, Peter Bruce M Rep 2010-06-15 2012-01-17
164 Roper, Ian David (SFC:AVI752) M Rep 2010-06-18 2015-09-10
165 Rothman, Andrew Charles M Rep 2014-03-01
166 Rutkowski, Paul William M Rep 2010-06-29 2012-01-17
167 Ryall, Scott John M Rep 2010-11-01 2017-04-28
168 Samter, Mark Graham M Rep 2009-09-29 2012-01-17
169 Sangiambut, Manop Rep 2005-09-28 2012-03-08
170 Seagrim, John Christopher M Rep 2008-09-18 2015-06-04
171 Shah, Kshitij Rep 2008-02-14 2019-12-02
172 Shek, Winnie Po Wan 石寶雲 F Rep 2011-01-03
173 Shiu, Wing Sun 蕭榮申 Rep 2019-12-11
174 Simsek, Cenk Rep 2008-02-14 2016-07-08
175 Skinner, Donald William Lennox 49 M RO 2012-07-05
176 Smith, Timothy Clement M Rep 2009-06-30 2012-06-13
177 Snaith, Michael Lachman M Rep 2003-12-18 2014-08-12
178 Somani, Anirudh Rep 2009-09-17
179 Soo, Chee Kin Rep 2008-04-23 2012-11-30
180 Stanford, Michael Robert M Rep 2010-04-30 2012-01-17
181 Stewart, Ian Colin M Rep 2008-09-22 2016-02-27
182 Stewart, James Michael M Rep 2010-05-25 2012-01-17
183 Streeter, Mark (SFC:ATS186) M Rep 2009-09-14 2014-04-09
184 Tabbush, Daniel Lawrence M Rep 2006-05-29 2012-03-13
185 Tan, Aik Chuan Rep 2011-03-28 2018-06-29
186 Tangitvet, Jiralawan Rep 2007-09-13 2014-04-11
187 Tapley, Kevin Thomas M Rep 2009-07-27 2014-05-31
188 Taveeratanasilp, Nuntana Rep 2010-03-08 2023-02-28
189 Thomson, Stuart Douglas Peter M Rep 2010-04-12 2012-06-13
190 To, William Chak Yan 陶澤恩 M Rep 2010-07-19 2012-06-13
191 Tsang, Stacey Ti Rep 2011-03-21 2014-10-30
192 Tsang, Tsz Mei 曾紫微 Rep 2011-07-04
193 Tse, Oi Yue 謝藹愉 Rep 2008-02-06 2016-08-23
194 Vidale, Nicholas John M Rep 2010-08-24 2012-06-29
195 Vohra, Dhruv Rep 2003-12-29 2012-06-01
196 Wai, Helena Suk Chong 衛淑莊 64 F RO 2019-05-01
197 Wallis, Shane Bernard M Rep 2006-07-21 2015-01-09
198 Wan, Sandy San Ming 萬三敏 Rep 2003-09-17 2013-10-31
199 Wang, Chien-Chung 王建中 Rep 2008-10-16 2012-06-21
200 Wang, Yinan (SFC:ANB406) 王軼楠 Rep 2006-02-20 2022-08-12
201 Warachij, Witranan Rep 2008-09-22 2018-04-10
202 Warsono, Wuddy Rep 2007-06-25 2015-01-30
203 Wenham, James Alexander Scott M Rep 2010-05-20 2018-12-29
204 Wijaya, Annie F Rep 2006-05-29 2021-04-09
205 Wills, Jennifer Barbara F Rep 2011-05-03 2011-09-19
206 Wilson, Edward Paul M Rep 2010-09-06 2012-01-17
207 Wong, Alan Ka Ming 王嘉明 M Rep 2010-10-29 2018-10-20
208 Wong, Peter Pui To 黃沛濤 M Rep 2011-08-10
209 Wong, Wing Sze (SFC:AQH362) 黃詠詩 Rep 2010-08-03 2017-11-20
210 Woods, Adam James M Rep 2009-01-19 2012-01-17
211 Wu, Changgen 吳長根 60 Rep 2008-03-27 2012-06-21
212 Yadav, Gaurav Rep 2011-04-01 2012-03-26
213 Yang, Yan (SFC:AXG818) 楊艷 Rep 2011-05-23 2013-06-22
214 Yeung, Kwok Mo 楊國武 Rep 2009-05-19 2012-09-28
215 Yeung, See Ah 楊思雅 Rep 2010-06-11 2013-07-18
216 Yip, Cheng Kwok 葉振國 Rep 2007-11-28 2021-07-08
217 Youk, Won Seok Rep 2010-09-09 2012-10-20
218 Yuan, Ting-Ting 袁婷婷 Rep 2008-09-18 2013-10-30
219 Zhang, Weifeng (SFC:AOT367) 張偉峰 Rep 2011-04-06 2014-04-30
220 Zhao, Yingxiang 趙英向 Rep 2010-07-02 2015-10-01
221 Zhou, Enxu 周恩旭 Rep 2010-11-30 2014-07-06
222 Zhou, Ling (SFC:AQM715) 周靈 Rep 2011-04-06 2012-05-22
223 Ziegler, Richard Paul 40 M Rep 2005-11-29 2024-02-14

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top