CLSA LIMITED 中信里昂證券有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
SFC ID Role From Until
1 Ang, Kok Thye Ian 汪國泰 ANM185 Rep 2006-06-01 2019-10-18
2 Baars, Andrew Paul M APW807 Rep 2010-09-07 2013-06-04
3 Bairstow, Hayden Peter M AUZ522 Rep 2010-04-07 2013-04-17
4 Baker, Maureen Lee F AOT370 Rep 2010-05-12 2016-04-06
5 Balanco, Laurence M APG273 Rep 2009-02-16
6 Bao, Wenjun 包文駿 AXC978 Rep 2011-04-12 2012-08-01
7 Beddard, Henry Terence M AOQ827 Rep 2007-03-07 2015-06-05
8 Bhuralal, Sheinal Amratlal APD436 Rep 2010-10-04 2016-05-28
9 Bird, John David (SFC:AKY461) M AKY461 Rep 2012-02-27 2015-03-28
10 Biswas, Swagatam ATS185 Rep 2009-09-17 2022-03-14
11 Blanquet, Ludovic Marcel Michel M AVV559 Rep 2010-09-06 2012-06-30
12 Boyd, Geoffrey Cameron M AGE081 Rep 2006-03-30 2017-10-14
13 Bradley, Edmund Hugh M ABS842 RO 2019-04-16
14 Browne, Daniel Joseph M AVC916 Rep 2011-07-25 2016-11-15
15 Buckle, Karen Jane F ACP924 Rep 2014-01-24
16 Byrne, Luke William M AUB086 Rep 2012-03-23 2013-12-03
17 Byun, Ralph Yong Hoon M AVE766 Rep 2010-05-20 2014-12-15
18 Campbell, Oliver Martin (SFC:AOO985) M AOO985 Rep 2007-02-21 2014-03-01
19 Caruso, Richard Blaise M AKU347 Rep 2004-10-19 2012-11-28
20 Chambers, Michael Edmund Carrick M ARP470 Rep 2008-09-17 2014-02-01
21 Chan, George Lung Cheung 陳龍翔 M AFK978 Rep 2004-07-12 2012-06-13
22 Chan, Sze Chung (SFC:AWQ116) 陳思聰 AWQ116 Rep 2011-01-13 2012-06-13
23 Chan, Vonnie Lai Yin 陳麗妍 AFY292 Rep 2006-09-07 2019-12-11
24 Charlton-Jones, John Murray M ATR494 Rep 2009-09-10 2015-06-04
25 Chen, Cheng Kai (SFC:AVV704) 陳振凱 AVV704 Rep 2010-09-07 2012-06-19
26 Chen, I-Hen AXZ608 Rep 2011-09-07 2013-09-12
27 Chen, Kuan-Chun AXZ660 Rep 2011-09-07 2012-09-20
28 Chen, Qian (SFC:AYH384) 陳前 AYH384 Rep 2011-10-21 2014-06-25
29 Chen, Shun Pin 陳舜萍 ARP291 Rep 2008-09-18 2013-10-03
30 Chen, Tzung-Chi 陳宗岐 AVV547 Rep 2010-09-07 2013-09-12
31 Cheng, Chun Pong (SFC:AQH613) 鄭振邦 AQH613 Rep 2008-01-15 2012-08-18
32 Cheng, Eric Ning Hin 鄭寧軒 M AVM591 Rep 2010-07-19 2016-06-03
33 Cheng, Ming-Kai 鄭名凱 AML921 Rep 2009-07-02 2013-08-05
34 Cheuk, Alexander Siu Bun 卓兆斌 M ABX790 Rep 2014-07-30
35 Chiais, GianClaudio ARP693 Rep 2008-09-18 2013-01-31
36 Chong, Carmen Yu 莊瑜 F ADT651 Rep 2009-05-13 2024-07-02
37 Chong, Jack Chung-Taek M AUZ307 Rep 2010-04-08 2019-07-11
38 Choo, Shan APD421 Rep 2007-07-03 2015-03-23
39 Chow, Wing Hong (SFC:ACI634) 周永康 ACI634 Rep 2007-01-25 2012-12-01
40 Chugh, Saurabh (SFC:AQN361) AQN361 Rep 2008-02-28 2015-09-30
41 Chung, Eugene Bob 鍾易彤 M ARP376 Rep 2008-09-11 2013-09-01
42 Citaku, Shpendi Norman M AXW982 Rep 2011-08-31 2024-01-18
43 Cooper, Richard David (SFC:AVU997) M AVU997 Rep 2010-09-03 2017-05-11
44 Cotterchio, David Maurice M ANQ201 Rep 2006-07-04 2016-03-18
45 Da Cruz, Antonia Maria 告崇 F AQD991 Rep 2010-08-27 2012-12-01
46 Daniel, Thomas Jude M AOE195 Rep 2009-11-16 2015-08-21
47 Dauz, Alexander Ludwig Lim M ARP906 Rep 2008-09-18 2018-09-15
48 De Dios, Maria Martha Araullo F APA364 Rep 2007-06-25
49 Del Papa, Massimiliano ANA972 Rep 2006-02-20
50 Dhaliwal, Indar Singh AZB959 Rep 2012-03-01 2015-02-26
51 Dharia, Akash AYO672 Rep 2011-12-13 2012-06-13
52 Doshi, Mihir Vinod M AKY575 Rep 2008-09-25 2020-02-18
53 Eng, Karen Jane 伍倚华 F ALB111 Rep 2004-08-03 2020-10-16
54 Enticknap, David (SFC:AMS233) M AMS233 Rep 2005-11-11 2013-07-04
55 Everaert, Veronique M. C. G. ATN737 Rep 2009-09-04 2015-06-04
56 Fan, Lei (SFC:AXL810) 樊磊 AXL810 Rep 2011-07-08 2012-06-14
57 Fan, Lin (SFC:AUD641) 樊林 AUD641 Rep 2011-09-01 2013-05-07
58 Feng, Dawei (SFC:AQO276) 馮大為 AQO276 Rep 2008-02-22 2018-01-20
59 Feng, Lingtian 馮令天 AYQ548 Rep 2011-12-13 2015-01-30
60 Fisher, Kirstie Jane F ANY183 Rep 2006-09-18 2015-10-05
61 Fishwick, Eric James M AFJ086 Rep 2025-05-02
62 Forsyth, Ian Robert M ARP700 Rep 2008-09-18 2015-01-21
63 Foxall, Christopher Michael (SFC:AVW184) M AVW184 Rep 2010-09-10 2012-06-02
64 Frost, Michael (SFC:AHQ485) M AHQ485 Rep 2010-03-23
65 Galligan, Jonathan Philip M AQM705 Rep 2008-02-14 2019-09-02
66 Gan, Tanya Li Phing F AOP016 Rep 2007-02-21 2021-08-23
67 Gandhi, Vivek Subhash M AQM706 Rep 2008-02-18 2018-07-27
68 Goh, Andrew Thian Beng M AVT312 Rep 2010-08-27 2013-08-08
69 Gopalaswamy, Chitra Narasimha AMY886 Rep 2011-04-20 2013-12-30
70 Goyal, Atul APF163 Rep 2011-08-22 2012-11-30
71 Gundu, Mohan Krishna ARQ493 Rep 2008-09-22 2014-08-09
72 Gupta, Manish (SFC:AVU992) AVU992 Rep 2010-09-03 2015-04-27
73 Han, Yuanping 韓元平 ARP685 Rep 2008-09-18 2015-01-21
74 Hansom, George Ian M ARP705 Rep 2008-09-18 2015-06-04
75 Ho Lam, Emily Tim Yi 何林恬兒 28 F AUS277 Rep 2010-11-08 2014-12-16
76 Ho, Johnny Cheong Chak 何昌澤 M AMV284 Rep 2008-01-28 2015-07-10
77 Hong, Jenny F AQM707 Rep 2008-02-18 2012-11-24
78 Hopkinson, Gary Philip M AQR076 Rep 2008-03-17 2014-01-11
79 Howie, Fraser John Thomas (SFC:ADW025) M ADW025 Rep 2003-08-08 2012-11-01
80 Huang, Chen (SFC:AQM708) 黃晨 AQM708 Rep 2008-02-14 2014-05-30
81 Huddy, John Michael M AQJ549 Rep 2008-01-31 2017-01-24
82 Jaeger, Christian John M APD422 Rep 2007-07-03 2025-06-06
83 Jain, Sonal (SFC:ARQ497) ARQ497 Rep 2008-09-22
84 Jiang, Sosia ALZ474 Rep 2005-05-11 2012-12-07
85 Johnson, Brian David M AFS218 Rep 2009-04-14 2019-06-20
86 Johnson, Pekka David (SFC:ADL598) M ADL598 Rep 2009-09-18 2019-12-31
87 Kamath, Sujay Anthony Derrick M ATS181 Rep 2009-09-17 2021-11-18
88 Kanevsky, Eugene M ASY848 Rep 2009-11-16 2014-08-13
89 Kanga, Cyrus Darius M ANC096 Rep 2006-02-22 2013-08-05
90 Kapra, Bilal Ahmed M AXX077 Rep 2011-08-31 2019-01-16
91 Kim, John Piljung M ASL857 Rep 2010-06-22 2014-10-03
92 Kim, Jongmin (SFC:AUZ227) AUZ227 Rep 2010-04-08
93 Kirton, Daniel Earle William M ASH434 Rep 2009-01-13 2012-06-27
94 Kulvanichpisit, Yuvadee AUK285 Rep 2010-07-28 2012-09-21
95 Kwong, Lorraine Phaik May F ARP707 Rep 2008-09-18 2014-01-29
96 Lai, Cheuk Yin (SFC:AFE658) 黎卓賢 AFE658 Rep 2009-09-21 2015-03-21
97 Lam, Don Ting 林挺 ABN490 Rep 2006-09-14 2015-11-20
98 Lao, Ruby Margaret Tan F AVA611 Rep 2010-05-03
99 Lau, Sze Nga (SFC:ARD193) 劉詩雅 ARD193 Rep 2010-09-30 2015-08-13
100 Law, Lucia Yuk Ha 羅玉霞 F AAD560 Rep 2017-11-15
101 Lawlor, Patrick Martin M AGU696 Rep 2010-01-14 2014-05-28
102 Lee, Beom Jun AVV713 Rep 2010-09-09 2016-08-29
103 Lee, Kuen Long 李坤龍 AXR044 Rep 2011-10-13 2019-10-22
104 Lee, Poh Aik ATD682 Rep 2009-06-19 2015-12-31
105 Lee, Voon Hsien 李文賢 AOP017 Rep 2007-02-21 2019-08-20
106 Lee, Yi-Wei AXZ657 Rep 2011-09-07 2012-06-13
107 Lee, Yuna (SFC:AVV760) AVV760 Rep 2010-09-09
108 Leeming, Marsali Mary F AVU842 Rep 2010-09-03 2012-12-01
109 Lenzner, Anna F ATO802 Rep 2009-09-11 2015-06-04
110 Levine, Robert Peter M AGL783 Rep 2010-03-15 2014-09-01
111 Lewis, Gareth Rhys (SFC:AOX202) M AOX202 Rep 2009-10-13 2014-04-01
112 Lim, Hsu An AYA337 Rep 2011-09-09
113 Lim, Kit Yng APA092 Rep 2007-06-13 2015-06-22
114 Lin, Heng-Kuang AXZ669 Rep 2011-09-07 2013-09-12
115 Liu, Wei Chun 劉惟珺 AYA197 Rep 2011-09-20 2013-04-16
116 Lo, Ka Ying (SFC:AVK938) 羅嘉盈 AVK938 Rep 2010-07-19 2012-11-30
117 Lynch, Michael Joseph (SFC:AYW249) M AYW249 Rep 2012-01-27 2012-12-04
118 Mahomed, Ferheen 馬穎欣 47 M ANG990 Rep 2010-09-01 2014-06-09
119 Maynard, Andrew Charles M ACK647 RO 2011-11-17 2015-03-19
120 Mehta, Brijesh AXB900 Rep 2011-03-30 2013-06-04
121 Mehta, Viraf Dinshaw AVU840 Rep 2010-09-03
122 Mei, Jingping 梅璟萍 AVV764 Rep 2010-09-10 2012-11-03
123 Menezes, Elsa Edward M AQM710 Rep 2008-02-18 2013-08-30
124 Morinobu, Kaori APJ720 Rep 2007-08-28 2014-05-28
125 Morrow, Stuart Anthony M ALZ458 Rep 2005-05-10 2013-10-28
126 Moullin, Andrew James M AQN363 Rep 2008-02-27 2013-08-23
127 Naguib Hussin, Bin Abdul Hamid AQM108 Rep 2008-02-14 2015-06-22
128 Ng, Janice Kwan Yee 吳君頤 ANV115 Rep 2008-01-21 2012-11-01
129 Ngai, Henry Chun Kit 倪俊傑 M AEF259 Rep 2007-06-11 2014-10-14
130 Oen, Daniel Thian Liong M ATS911 Rep 2009-09-17
131 Ohara, Ren AXX088 Rep 2011-08-31 2014-06-23
132 Ong, Polly So Po 王素寶 F ABH437 Rep
133 Pan, Feng (SFC:AYE809) 潘峰 AYE809 Rep 2011-10-07 2012-09-08
134 Pang, Lei Kan 彭麗勤 AXP154 Rep 2011-08-01 2014-01-22
135 Pangali, Pawandeep AVU841 Rep 2010-09-09 2014-07-09
136 Panitchpakdi, Prinn APH254 Rep 2007-07-23 2019-05-18
137 Park, Edward (SFC:ASD313) M ASD313 Rep 2008-12-09 2018-01-12
138 Park, Linda Sharon F AUZ206 Rep 2010-04-08 2017-04-06
139 Park, Sang Eun AQI679 Rep 2011-02-14 2024-11-30
140 Paterson, James Willock M ADA085 RO 2007-03-09 2012-10-10
141 Patil, Girish Shivaji AYO673 Rep 2011-12-07 2012-10-27
142 Peramunetilleke, Desamanya C. ALY370 Rep 2009-10-27 2014-07-10
143 Powell, Simon Philip M AOA162 Rep 2009-02-16 2015-04-17
144 Presler, Paul Erik M ARP675 Rep 2008-09-17 2015-06-04
145 Pritchard, Philip (SFC:AAV591) 49 M AAV591 Rep 2008-09-18 2013-01-31
146 Reid, Jonathan Paul M AVU983 Rep 2010-09-03 2017-04-19
147 Riddick, Andrew William M AAA869 RO 2013-12-12
148 Ro, Soong Chu AQM712 Rep 2008-02-20 2020-02-03
149 Roper, Ian David (SFC:AVI752) M AVI752 Rep 2010-06-18 2015-09-10
150 Rothman, Andrew Charles M AFW955 Rep 2014-03-01
151 Ryall, Scott John M AWE006 Rep 2010-11-01 2017-04-28
152 Seagrim, John Christopher M ARP678 Rep 2008-09-18 2015-06-04
153 Shah, Kshitij AQM709 Rep 2008-02-14 2019-12-02
154 Sharp, Richard Anthony (SFC:AJL639) M AJL639 Rep 2011-10-18 2015-06-26
155 Shek, Winnie Po Wan 石寶雲 F ADY724 Rep 2011-01-03
156 Shiu, Wing Sun 蕭榮申 ADZ443 Rep 2019-12-11
157 Simsek, Cenk AQM711 Rep 2008-02-14 2016-07-08
158 Skinner, Donald William Lennox 50 M AAI493 RO 2012-07-05
159 Smith, Timothy Clement M AMI208 Rep 2009-06-30 2012-06-13
160 Snaith, Michael Lachman M AJI329 Rep 2003-12-18 2014-08-12
161 Snyder, Nathan Westley M AXV966 Rep 2011-09-01 2016-01-22
162 Somani, Anirudh ATS210 Rep 2009-09-17
163 Soo, Chee Kin AQX408 Rep 2008-04-23 2012-11-30
164 Stewart, Ian Colin M ARM928 Rep 2008-09-22 2016-02-27
165 Streeter, Mark (SFC:ATS186) M ATS186 Rep 2009-09-14 2014-04-09
166 Tan, Aik Chuan AXA192 Rep 2011-03-28 2018-06-29
167 Tan, Ruby Enrika Sock Mei F AYJ627 Rep 2011-11-10 2016-01-29
168 Tangitvet, Jiralawan APP541 Rep 2007-09-13 2014-04-11
169 Tapley, Kevin Thomas M ATJ099 Rep 2009-07-27 2014-05-31
170 Taveeratanasilp, Nuntana AQM288 Rep 2010-03-08 2023-02-28
171 Thomson, Stuart Douglas Peter M AUZ195 Rep 2010-04-12 2012-06-13
172 To, William Chak Yan 陶澤恩 M AVJ725 Rep 2010-07-19 2012-06-13
173 Tsang, Stacey Ti AXA193 Rep 2011-03-21 2014-10-30
174 Tsang, Tsz Mei 曾紫微 AXO517 Rep 2011-07-04
175 Tse, Oi Yue 謝藹愉 AQM172 Rep 2008-02-06 2016-08-23
176 Vidale, Nicholas John M AVM748 Rep 2010-08-24 2012-06-29
177 Vohra, Dhruv AJI706 Rep 2003-12-29 2012-06-01
178 Wai, Helena Suk Chong 衛淑莊 65 F AAB508 RO 2019-05-01
179 Wallis, Shane Bernard M ANR608 Rep 2006-07-21 2015-01-09
180 Wan, Sandy San Ming 萬三敏 ADI757 Rep 2003-09-17 2013-10-31
181 Wang, Chien-Chung 王建中 AIC939 Rep 2008-10-16 2012-06-21
182 Wang, Yinan (SFC:ANB406) 王軼楠 ANB406 Rep 2006-02-20 2022-08-12
183 Warachij, Witranan ARM699 Rep 2008-09-22 2018-04-10
184 Warsono, Wuddy APA097 Rep 2007-06-25 2015-01-30
185 Wenham, James Alexander Scott M AVF334 Rep 2010-05-20 2018-12-29
186 Wijaya, Annie F AHI788 Rep 2006-05-29 2021-04-09
187 Wong, Alan Ka Ming 王嘉明 M ARQ657 Rep 2010-10-29 2018-10-20
188 Wong, Gilbert King Wai 黃景威 M AFW098 Rep 2011-09-15
189 Wong, Lesley Ka Lam 黃嘉琳 AZJ507 Rep 2012-04-27 2012-05-19
190 Wong, Peter Pui To 黃沛濤 M AXT647 Rep 2011-08-10
191 Wong, Wing Sze (SFC:AQH362) 黃詠詩 AQH362 Rep 2010-08-03 2017-11-20
192 Wu, Changgen 吳長根 61 ADU997 Rep 2008-03-27 2012-06-21
193 Wu, Jiaxin (SFC:ARD174) 吳佳鑫 ARD174 Rep 2011-10-26 2012-12-01
194 Wu, Kit Ling 胡潔玲 AZC825 Rep 2012-03-08 2019-05-03
195 Wu, Wei-Han (SFC:AXZ644) AXZ644 Rep 2011-09-07 2013-11-14
196 Yang, Yan (SFC:AXG818) 楊艷 AXG818 Rep 2011-05-23 2013-06-22
197 Yau, Michael (SFC:ANH079) 邱威豪 M ANH079 Rep 2011-12-15 2017-12-20
198 Yeung, Kwok Mo 楊國武 ASY866 Rep 2009-05-19 2012-09-28
199 Yeung, See Ah 楊思雅 ARD761 Rep 2010-06-11 2013-07-18
200 Yip, Cheng Kwok 葉振國 AQB007 Rep 2007-11-28 2021-07-08
201 Youk, Won Seok AVV762 Rep 2010-09-09 2012-10-20
202 Yuan, Ting-Ting 袁婷婷 ARP681 Rep 2008-09-18 2013-10-30
203 Zhang, Weifeng (SFC:AOT367) 張偉峰 AOT367 Rep 2011-04-06 2014-04-30
204 Zhao, Yingxiang 趙英向 AVK731 Rep 2010-07-02 2015-10-01
205 Zhou, Enxu 周恩旭 AWJ278 Rep 2010-11-30 2014-07-06
206 Zhou, Ling (SFC:AQM715) 周靈 AQM715 Rep 2011-04-06 2012-05-22
207 Ziegler, Richard Paul 41 M AMS785 Rep 2005-11-29 2024-02-14

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top