SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2019
SFC ID Role From Until
1 Ang, Chow Yang APC577 Rep 2007-06-18
2 Bazany, Rosalind Jane F BIC636 Rep 2016-09-19 2021-06-25
3 Bhatia, Manish (SFC:AGL970) AGL970 Rep 2008-09-02
4 Brenner, Patrick Olivier M BCC759 RO 2018-01-26 2021-09-01
5 Bryant, Steve Roger M ALI655 RO 2012-11-16 2021-04-14
6 Carline, Christian Benjamin M AQZ701 Rep 2008-05-13 2019-10-24
7 Chan, Chi Wai (SFC:BLY761) 陳志偉 BLY761 Rep 2018-01-22 2023-06-01
8 Chan, Pinky Yuen Yee 陳婉儀 AFI268 Rep 2021-04-01
9 Chau, Hiu Yan 周曉茵 BAI419 Rep 2018-01-19 2021-10-29
10 Chen, Jiangying 陳江穎 BAA255 Rep 2018-06-15
11 Chen, Rupeng 陳茹鵬 BNZ819 Rep 2019-02-28 2020-06-16
12 Cheng, Kei Pong 鄭祁邦 ANR239 Rep 2014-04-03 2021-06-15
13 Cheung, Ka Lun (SFC:AWS224) 張嘉麟 AWS224 Rep 2013-10-09 2021-09-30
14 Cheung, Wing Wo 張永和 AFR615 Rep 2024-04-24
15 Chiu, Emily Hiu Lam 招曉霖 F BOE627 Rep 2019-03-13 2021-05-12
16 Chiu, Mei Fung (SFC:AGN586) 趙美鳳 AGN586 Rep 2008-10-27 2024-04-12
17 Chiu, Sze Miu 招詩苗 AQD961 Rep 2011-09-19
18 Cho, Amy Yee Kee 曹綺琪 F AGA026 RO 2019-01-08 2022-12-31
19 Chow, Charles 周灼健 M ANH153 Rep 2014-12-08
20 Chow, Yan Yan 周茵茵 ADW712 Rep 2003-09-03 2022-12-21
21 Chu, Timothy Ting Fung 朱霆峰 M AXH173 Rep 2015-05-12 2020-08-10
22 Chung, Yi-Ling 鍾怡伶 AVV549 Rep 2018-01-03 2020-09-25
23 Debruyne, Lieven M O 李定邦 M ACS819 RO 2006-03-21 2020-10-09
24 Devitre, Zal Dinyar BJV338 RO 2018-02-21 2020-10-09
25 Diao, Roy Wei-Chien M ATI404 Rep 2019-02-13
26 Doyle, Simon Robert M BOC482 Rep 2019-03-27 2021-05-17
27 Dreaneen, Andrew Robert (SFC:BAX627) M BAX627 Rep 2013-02-25 2021-05-17
28 Ender, Rainer Earkus BNU231 Rep 2018-11-13
29 Fu, Yi (SFC:AYC741) 符怡 AYC741 Rep 2018-01-03
30 Gao, Ya (SFC:BGC216) 高雅 BGC216 Rep 2015-08-28
31 George, Manu AZJ281 Rep 2013-11-13 2020-03-05
32 Guo, Shiyi (SFC:BOG577) 郭诗懿 BOG577 Rep 2019-05-16 2020-03-18
33 Guo, Wei (SFC:ASU040) 郭煒 ASU040 RO 2018-05-02
34 Ho, Seow Eng Julia F BAE896 Rep 2012-09-17
35 Howells, Christian Steven M BFJ339 Rep 2015-05-06 2023-09-28
36 Huang, Guan (SFC:BBT472) 黃冠 BBT472 Rep 2013-08-20 2022-09-22
37 Hudson, Toby Walpole ADE163 Rep
38 Hui, Pui Yu 許佩如 AFY007 Rep 2010-10-04
39 Hui, Tsz Fung 許子峰 AFQ009 RO 2016-05-04 2022-06-15
40 Jacobelli Yau, Maurien Oi Man 丘愛敏 ABK611 Rep 2004-09-23 2020-11-24
41 Kalra, Showbhik BCD976 Rep 2013-10-29 2019-12-20
42 Kam, Stephen Cheuk Hang 甘卓亨 M AEI384 Rep 2018-11-01
43 Kan, Chi Cheung 鄞子翔 AOZ112 Rep 2007-05-29 2021-01-22
44 Ki, Shui Ping 祁瑞萍 ABD063 Rep 2022-12-30
45 Kim, Seung Ju 金升柱 APM142 RO 2008-04-24
46 Kondo, Keiko 近藤敬子 AXX240 Rep 2017-10-31 2021-10-06
47 Lai, Kok Yuen 黎覺圓 BGE139 Rep 2017-06-21
48 Lam, Ginie Yuen Ngar 林宛雅 F AEG451 RO 2018-03-20
49 Lau, Roger Yee Ho 劉以浩 M ASS671 Rep 2010-02-09 2022-09-22
50 Law, Clara Yuet Yee 羅月兒 F ACS196 RO 2006-04-12
51 Lee, Elaine Shuk Tak 李淑德 F AFI432 Rep
52 Lee, King Fuei ANT780 Rep 2006-08-09
53 Lee, Man Kit (SFC:AEY549) 李文傑 AEY549 Rep 2012-07-30
54 Lee, Miu Chi 利妙芝 AYR769 Rep 2012-01-19
55 Lee, Sai Yin 李世賢 AFN905 RO 2018-05-02 2022-06-10
56 Lee, Stella Yee Hing 李懿馨 F AGC460 Rep 2024-07-09
57 Lee, Tracy Sou Fin F BBG667 Rep 2018-10-23 2022-11-30
58 Li, Wei (SFC:BEJ394) 李偉 BEJ394 Rep 2018-01-03 2021-07-02
59 Li, Yang (SFC:BBU800) 李阳 BBU800 Rep 2013-09-05
60 Liu, Han Chih 劉翰芷 AWJ230 Rep 2019-01-29
61 Liu, Jia (SFC:APO197) 劉佳 APO197 Rep 2014-10-16 2023-05-04
62 Liu, Wai Keung (SFC:AEE248) 廖偉強 AEE248 Rep 2004-10-28
63 Lo, Kin Ming (SFC:BOE930) 盧健銘 BOE930 Rep 2019-03-19 2021-04-22
64 Lo, Lai Ha 盧麗霞 AIX153 Rep 2007-08-21
65 Lo, Wai Leung (SFC:ADA869) 盧偉良 ADA869 RO 2008-04-09
66 Luong, Jay C. 梁競之 AGN573 Rep 2008-05-29
67 Maguire, Raymond M ANZ631 Rep 2015-05-04 2020-03-20
68 McDougall, Alexander Henry M AWH550 RO 2019-07-15
69 Ng, Mei Ching 吳美菁 BIX582 Rep 2017-01-18 2021-06-07
70 Ng, Peng Fong AXN051 Rep 2011-06-30
71 Ng, Samson Siu Fung 吳肇鋒 M AXL878 Rep 2018-01-03 2019-09-04
72 Ng, Ying Min Grace 吳穎敏 AZZ102 Rep 2012-07-31
73 Osborn, Adam Gihon M AAZ357 Rep
74 Pang, Matthew Man Yat 彭文逸 M ANE767 Rep 2015-03-11 2022-09-22
75 Parbrook, Robin Stewart M ACI102 Rep 2008-04-06 2023-05-04
76 Pun, Jose Kar Kiu 潘加翹 AWR716 Rep 2018-08-14
77 Romero Leon, Luisa Fernanda F BIY020 Rep 2017-01-19 2019-12-19
78 Rucker, Rupert Charles William M AOL530 Rep 2007-03-01 2021-05-17
79 Seex, David Christopher Edward (SFC:ALG024) M ALG024 RO 2018-10-12 2022-12-31
80 Shea, Chloe Hong Yue 佘康如 F BAZ560 Rep 2018-05-15
81 Sidani, Rami AVJ147 Rep 2011-02-24 2021-05-17
82 Smith, Claire Elizabeth (SFC:BLC074) F BLC074 Rep 2018-03-12 2021-05-17
83 So, Yuk Fong (SFC:AOX343) 蘇玉芳 AOX343 Rep 2011-06-10 2022-03-23
84 Tai, Amy Yuk Yi 戴玉儀 F ADT504 Rep 2012-06-15 2023-02-28
85 Tam, Yat Kit 譚逸傑 AYP278 Rep 2018-10-08 2021-09-21
86 Tan, Aaron Wenxuan 陳文軒 M BOB886 Rep 2019-01-30 2021-12-17
87 Tang, Angela On Key 鄧安琪 F AFO588 Rep 2008-08-11 2019-11-15
88 Tang, Wai Chi Ricky 鄧偉志 AUS271 Rep 2011-12-12 2021-05-31
89 Tsang, Angela Nga Yan 曾雅恩 F AMG900 Rep 2008-05-20 2021-05-14
90 Tung, Lai Kwan 董麗君 AOM604 Rep 2010-09-29
91 Wan, Yiu Fai 温耀輝 BLZ364 Rep 2018-01-19 2021-08-20
92 Wang, Ding (SFC:BOB212) 王玎 BOB212 Rep 2019-01-28 2020-09-09
93 Wang, Donger 王冬兒 AVR705 Rep 2016-12-23 2020-08-31
94 Wong, Amelia Ngar Men 黃雅雯 F AEX263 Rep 2007-11-09
95 Wong, Man Hei Katrina 黃敏希 F BOD930 Rep 2019-03-12 2020-10-09
96 Wong, Yuk Wah (SFC:AFV475) 黃玉華 AFV475 Rep 2010-09-28 2023-02-07
97 Wooldridge, Sherry Lin 林淑娥 F AEV538 Rep 2010-05-03
98 Wyke, Christopher John (SFC:AOR598) M AOR598 Rep 2007-03-12 2021-04-30
99 Yang, Jeonghoon 楊禎訓 BLJ187 Rep 2017-10-30
100 Yap, Sze Sze 葉絲絲 BAI297 Rep 2016-06-29 2023-05-04
101 Yau, Canon 邱敬龍 BBM051 Rep 2018-02-21 2022-02-18
102 Yeung, Anthony Thomas Ching Lai 楊正禮 M AGO955 Rep 2017-08-18 2019-12-12
103 Young, Chiu Yin Edward 楊昭賢 BNP242 Rep 2018-10-10 2021-08-25
104 Yu, Hsueh-Yu 于學宇 AXY698 Rep 2017-06-21 2021-10-06
105 Yu, Maggie Man Ki 余曼琪 F BGI343 Rep 2015-10-14 2023-06-01
106 Zhang, Qianhua 張倩驊 BGK306 Rep 2015-10-20 2022-03-07
107 Zheng, Chong 鄭冲 AQQ143 Rep 2013-11-04

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