UBS SECURITIES ASIA LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2008 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Anderson, Jonathan Gentile | M | AGW280 | Rep | 2003-05-30 | 2012-03-08 | |
| 2 | Arayasantiparb, Athaporn | ANH045 | Rep | 2006-04-26 | 2010-08-07 | ||
| 3 | Bae, Jung Hoon | AMY251 | Rep | 2006-01-18 | 2017-04-29 | ||
| 4 | Bal, Jaj Singh | ANX746 | Rep | 2006-11-20 | 2012-03-01 | ||
| 5 | Bhatia, Gaurang Kishor | ANX744 | Rep | 2006-11-20 | 2011-05-19 | ||
| 6 | Bokkenheuser, Andreas Christian | M | ANX689 | Rep | 2006-09-20 | 2014-11-20 | |
| 7 | Chan, Edwin Chi Ming 陳賜明 | M | AFG996 | RO | 2007-08-16 | 2017-01-09 | |
| 8 | Chan, Hiu Chun (SFC:ANS074) 陳曉雋 | ANS074 | Rep | 2006-07-28 | 2016-08-20 | ||
| 9 | Chan, Lydia Suk Kuan 陳淑鈞 | F | AOJ905 | Rep | 2007-03-23 | 2009-05-23 | |
| 10 | Chang, Alexander Paul 張明波 | M | ALZ627 | Rep | 2006-10-27 | 2013-08-20 | |
| 11 | Chen, Ken An 陳安 | M | ANX752 | Rep | 2006-11-21 | 2010-10-08 | |
| 12 | Chen, Lei (SFC:AMQ905) 陳磊 | AMQ905 | Rep | 2007-12-13 | 2010-03-24 | ||
| 13 | Cheung, Yin Man 張燕雯 | AOJ223 | Rep | 2008-09-25 | 2009-04-28 | ||
| 14 | Chow, Philip Chih-Lok 周子諾 | M | APH934 | Rep | 2007-07-26 | 2009-07-01 | |
| 15 | Chu, Kelvin Hiu Wai 朱曉暐 | M | ARN399 | Rep | 2008-08-20 | 2023-08-11 | |
| 16 | Chum, Grant Kwan Lock 鄭君諾 | 33 | M | AMK102 | Rep | 2005-09-01 | 2010-10-05 |
| 17 | Dai, Jun (SFC:AOP178) 戴駿 | AOP178 | Rep | 2008-04-18 | 2011-09-06 | ||
| 18 | Dong, William Chen | M | AIU737 | Rep | 2006-11-21 | 2020-06-15 | |
| 19 | Fujiki, Aya | ARN787 | Rep | 2008-09-11 | 2012-03-31 | ||
| 20 | Gastreich, Peter Friedrich | M | AHB509 | Rep | 2006-04-26 | 2022-03-18 | |
| 21 | Goto, Fumihide | AOR367 | Rep | 2007-03-27 | 2012-07-01 | ||
| 22 | Gunther, Shane Jayson Daniels | ALB795 | Rep | 2006-11-06 | 2010-10-15 | ||
| 23 | Harada, Jun | AOR374 | Rep | 2007-03-27 | 2017-02-22 | ||
| 24 | Heung, Chun Wai 香鎮偉 | ADZ579 | Rep | 2007-08-07 | 2009-09-23 | ||
| 25 | Hirakawa, Shoji | AOR316 | Rep | 2007-03-27 | 2012-04-03 | ||
| 26 | Ho, Chun Hang (SFC:ARM740) 何俊恆 | ARM740 | Rep | 2008-08-15 | 2014-04-01 | ||
| 27 | Horth, Damien John Magellan | M | AMA051 | Rep | 2005-05-30 | 2011-07-27 | |
| 28 | Hoshino, Hidehiko | AOQ602 | Rep | 2007-03-26 | 2016-01-26 | ||
| 29 | Hsieh, Tzung-Wen 謝宗文 | ANX708 | Rep | 2006-11-21 | 2019-04-04 | ||
| 30 | Hsu, Jonathan Yu Cheng 許育誠 | M | ANM699 | Rep | 2006-06-19 | 2010-09-15 | |
| 31 | Huang, Xiang (SFC:ANI921) 黃翔 | ANI921 | Rep | 2006-05-03 | 2010-04-07 | ||
| 32 | Inui, Makio | AOQ613 | Rep | 2007-03-19 | 2013-06-29 | ||
| 33 | Ito, Toshinori | AOQ611 | Rep | 2007-03-13 | 2011-10-28 | ||
| 34 | Iwasa, Shinsuke | AMP190 | Rep | 2008-08-08 | 2012-04-04 | ||
| 35 | Jang, Young Woo | AGW609 | Rep | 2006-01-19 | 2016-05-06 | ||
| 36 | Kam, Tyran 金泰倫 | AMG982 | Rep | 2006-05-11 | 2009-09-03 | ||
| 37 | Keung, Ronald Long Ting 姜朗霆 | M | APO664 | Rep | 2007-09-04 | 2009-11-12 | |
| 38 | Khoosuwan, Butsakon | ANH051 | Rep | 2006-04-26 | 2011-05-19 | ||
| 39 | Kim, So Young (SFC:AMY841) | AMY841 | Rep | 2006-02-01 | 2009-09-02 | ||
| 40 | Kneeland, John Lyman Jr | M | ARO117 | Rep | 2008-09-02 | 2009-04-28 | |
| 41 | Kwan, Wing Kin (SFC:ALI180) 關永健 | ALI180 | Rep | 2008-05-09 | 2011-09-01 | ||
| 42 | Lai, Alain Shin Li | ANH059 | Rep | 2006-04-26 | 2011-09-10 | ||
| 43 | Lau, David Ka On 劉家安 | 33 | M | AOE652 | Rep | 2006-11-20 | 2009-04-28 |
| 44 | Lee, Cheryl Mui Lynn | F | ANX714 | Rep | 2006-11-20 | 2021-10-18 | |
| 45 | Lee, Chian Jie 李建杰 | 27 | M | AOJ059 | Rep | 2006-12-27 | 2010-03-10 |
| 46 | Lee, Hee Seung | AMY281 | Rep | 2006-01-18 | 2014-04-01 | ||
| 47 | Leung, Rachel Ho Fung 梁可峰 | F | APH269 | Rep | 2007-07-25 | 2009-04-09 | |
| 48 | Leung, Spencer Yu Cheong 梁裕昌 | 32 | M | AML738 | Rep | 2008-05-09 | 2018-06-01 |
| 49 | Leung, Wai Hang (SFC:ARA294) 梁煒鏗 | ARA294 | Rep | 2008-05-14 | 2009-04-15 | ||
| 50 | Li, Wenlin 李文琳 | ALC181 | Rep | 2006-10-24 | 2010-09-18 | ||
| 51 | Lin, Qian (SFC:AQU406) 林倩 | AQU406 | Rep | 2008-04-08 | 2009-12-15 | ||
| 52 | Lo, Kenneth Kin Cheung 盧健翔 | M | ARQ678 | Rep | 2008-09-26 | 2010-10-09 | |
| 53 | Macleod, Niall James | M | AOY622 | Rep | 2008-06-05 | 2023-08-01 | |
| 54 | Magpayo, Karisa Garcia | M | ANH010 | Rep | 2006-04-18 | 2009-11-18 | |
| 55 | Mahadevan, Suresh Ayodya | AJB405 | Rep | 2006-10-21 | 2017-11-21 | ||
| 56 | Matsukawa, Nana 松川奈那 | ARO918 | Rep | 2008-09-12 | 2011-03-11 | ||
| 57 | Matsumoto, Kunihiro | AOQ618 | Rep | 2007-03-09 | 2013-04-27 | ||
| 58 | Mi, Yezhou 密葉舟 | AOB434 | Rep | 2008-01-28 | 2014-06-21 | ||
| 59 | Muramatsu, Takaaki | AOQ605 | Rep | 2007-03-09 | 2016-03-11 | ||
| 60 | Nakayasu, Yuki | ASD445 | Rep | 2008-12-12 | 2011-07-26 | ||
| 61 | Ngan, Gary King Leung 顏勁良 | 25 | M | ANW407 | Rep | 2006-08-28 | 2012-04-28 |
| 62 | Nocom, Philip Colbert Lim | M | ANH048 | Rep | 2006-04-26 | 2010-06-14 | |
| 63 | Ohata, Yosuke | M | ARE532 | Rep | 2008-06-18 | 2014-04-26 | |
| 64 | Okino, Toshihiko | M | API275 | Rep | 2007-08-08 | 2019-12-17 | |
| 65 | Oldfield, Stephen Michael | M | ADQ675 | Rep | 2007-02-12 | 2018-08-04 | |
| 66 | Olonan, Minda Claver Aganan | AOX765 | Rep | 2007-05-16 | 2010-10-27 | ||
| 67 | Panichkul, Piyanan | ANH017 | Rep | 2006-04-26 | 2021-04-25 | ||
| 68 | Peh, Chong Ghee 白仲儀 | ADV635 | Rep | 2006-07-05 | 2014-07-10 | ||
| 69 | Peng, Yuxiao 彭雨瀟 | ARG936 | Rep | 2008-07-04 | 2014-10-07 | ||
| 70 | Pickstone, Julian Charles (SFC:AFT961) | M | AFT961 | RO | 2007-09-03 | 2010-11-08 | |
| 71 | Poerwanto, Sharon Christine | F | ARD330 | Rep | 2008-06-02 | 2010-06-08 | |
| 72 | Pow, David Kwong Yan 鮑廣恩 | M | AMI311 | Rep | 2008-06-23 | 2011-05-10 | |
| 73 | Qu, Man 屈曼 | AOG400 | Rep | 2006-11-30 | 2009-09-26 | ||
| 74 | Rawat, Aakash | M | ARR537 | Rep | 2008-10-03 | ||
| 75 | Salim, Johannes | M | AOA147 | Rep | 2006-10-03 | 2010-09-18 | |
| 76 | Santiago, Domingo III Manalad | M | ANH016 | Rep | 2006-04-18 | 2021-09-30 | |
| 77 | Shim, Seung Kyu | AOQ592 | Rep | 2007-03-06 | 2010-04-07 | ||
| 78 | Shimura, Hirohisa | AOQ617 | Rep | 2007-03-09 | 2009-04-17 | ||
| 79 | Shin, Hitoshi | AOR325 | Rep | 2007-03-27 | 2011-03-12 | ||
| 80 | Shin, Seung Jun | AMY283 | Rep | 2006-01-18 | 2010-05-20 | ||
| 81 | Smiles, Simon Gaetan | M | AQE855 | Rep | 2008-01-02 | 2010-11-20 | |
| 82 | Sohn, Bill Eun-Seok | M | AHN695 | RO | 2007-01-23 | 2011-09-01 | |
| 83 | Son, Yong Suk | AMY256 | Rep | 2006-01-18 | |||
| 84 | Suen, To Ham 孫道涵 | APL837 | Rep | 2007-08-22 | 2009-11-11 | ||
| 85 | Sun, Xu (SFC:AOH838) 孫旭 | AOH838 | Rep | 2006-12-18 | 2015-06-27 | ||
| 86 | Takeda, Sumito | AOR314 | Rep | 2007-03-26 | 2019-12-07 | ||
| 87 | Tan, Kian Yew Kenneth | M | APZ848 | Rep | 2007-11-16 | 2014-04-11 | |
| 88 | Tan, Kim Chong 陳金崇 | ANT749 | Rep | 2006-08-08 | 2009-02-26 | ||
| 89 | Tan, Min Lan | ANX756 | Rep | 2006-11-20 | 2013-08-02 | ||
| 90 | Tang, Mingzhu 唐明珠 | AQQ678 | Rep | 2008-03-17 | 2009-02-14 | ||
| 91 | Tang, Wai Kwan (SFC:ALZ222) 鄧惠君 | ALZ222 | Rep | 2005-06-30 | 2017-02-11 | ||
| 92 | Tang, Xiaobo (SFC:ALY952) 唐驍波 | ALY952 | Rep | 2006-10-23 | 2013-05-08 | ||
| 93 | Tanja, Joshua Arief | M | AOA141 | Rep | 2006-11-20 | ||
| 94 | Tian, Sidong 田已冬 | AIR589 | Rep | 2006-10-18 | 2009-03-14 | ||
| 95 | Tse, Shirley Sze Wan 謝詩韻 | F | AFU564 | Rep | 2009-11-30 | ||
| 96 | Tsuchiya, Shunsuke | ART679 | Rep | 2008-10-28 | 2010-03-15 | ||
| 97 | Tyan, Ai-Lun 田璦綸 | ANX737 | Rep | 2006-11-21 | 2009-07-01 | ||
| 98 | Wadle, John Allen | M | AGS454 | Rep | 2009-04-07 | ||
| 99 | Wang, Jinjin (SFC:AGP733) 王進璡 | AGP733 | Rep | 2005-07-04 | 2018-06-26 | ||
| 100 | Wang, Tao (SFC:ARE531) 汪濤 | F | ARE531 | Rep | 2008-06-13 | ||
| 101 | Wang, Wan (SFC:ARG933) 王菀 | ARG933 | Rep | 2008-07-04 | 2012-11-06 | ||
| 102 | Wang, Yaoping (SFC:ALE841) 王瑤平 | ALE841 | Rep | 2004-09-06 | 2010-03-08 | ||
| 103 | Watanabe, Mariko | AOY781 | Rep | 2007-06-05 | 2009-04-17 | ||
| 104 | Wei, Qiang (SFC:AMH021) 衛強 | AMH021 | Rep | 2006-10-18 | 2014-06-13 | ||
| 105 | Werkun, Erica Poon 潘嘉怡 | F | AGN915 | Rep | 2004-08-12 | 2019-06-29 | |
| 106 | Wong, Eric Chun Yu 王震宇 | M | AEU432 | Rep | 2011-03-10 | ||
| 107 | Wong, Kwok Wai (SFC:AOY613) 黃國威 | AOY613 | Rep | 2007-05-23 | 2009-01-22 | ||
| 108 | Wooldridge, Duncan Samuel | M | AEU633 | Rep | 2003-06-27 | 2017-06-10 | |
| 109 | Wu, Hai Feng (SFC:ADI733) 吳海鋒 | ADI733 | Rep | 2004-03-01 | 2009-01-10 | ||
| 110 | Wyatt, Philip Thomas 韋輝廉 | M | ABN648 | Rep | 2007-01-16 | 2012-11-29 | |
| 111 | Xu, Bin (SFC:ANZ630) 徐賓 | ANZ630 | Rep | 2006-09-20 | |||
| 112 | Yamaguchi, Atsushi | AOR340 | Rep | 2007-03-26 | 2016-07-02 | ||
| 113 | Yamamoto, Yoshitsugu | M | AOQ600 | Rep | 2007-03-14 | 2011-09-27 | |
| 114 | Yamate, Taketo | AOR373 | Rep | 2007-03-27 | 2010-05-11 | ||
| 115 | Yokota, Sosuke 橫田草介 | APH270 | Rep | 2007-07-23 | 2010-04-09 | ||
| 116 | Yoon, Chi Won | ACN181 | Rep | 2005-06-09 | 2016-07-25 | ||
| 117 | Yoshida, Tatsuo | AOV961 | Rep | 2007-05-14 | 2012-06-01 | ||
| 118 | Yu, Anson Kwun Po 余觀寶 | APJ172 | Rep | 2007-08-01 | 2009-05-16 | ||
| 119 | Yu, Selina Pui Ling 余佩玲 | F | ARR536 | Rep | 2008-10-03 | 2011-06-04 | |
| 120 | Yuen, Nicole Shuk Kam 袁淑琴 | 46 | F | ACH708 | Rep | 2007-06-15 | 2012-03-21 |
| 121 | Zhang, Haiyun (SFC:ALL359) 章海云 | ALL359 | Rep | 2008-05-21 | 2011-04-02 | ||
| 122 | Zhou, Cheng (SFC:AMR944) 周誠 | AMR944 | Rep | 2008-01-28 | 2010-10-19 | ||
| 123 | Zou, Min (SFC:AMQ926) 鄒敏 | AMQ926 | Rep | 2008-04-09 | 2011-05-21 |
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