GUOTAI JUNAN ASSETS (ASIA) LIMITED 國泰君安資產管理(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2020 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Yiu Fai 區耀輝 | AFJ091 | Rep | 2011-06-07 | 2014-07-01 | ||
| 2 | Cai, Xiaoye 蔡曉曄 | AXT532 | Rep | 2011-08-03 | 2013-10-06 | ||
| 3 | Chen, Yijin (SFC:APD345) 陳義進 | APD345 | Rep | 2008-08-29 | 2010-09-30 | ||
| 4 | Chen, Yijing (SFC:AXS848) 陳毅菁 | AXS848 | Rep | 2017-07-25 | 2021-03-12 | ||
| 5 | Cheung, Charles Lai Yan 張禮仁 | M | AAV372 | RO | 2004-03-30 | ||
| RO | 2004-11-29 | 2011-03-08 | |||||
| 6 | Cheung, Yuk Chu Helen 張昱珠 | BHD184 | Rep | 2020-11-24 | 2022-08-11 | ||
| 7 | Cheung, Yuk Kit 張毓杰 | BJL920 | Rep | 2020-09-30 | 2023-05-02 | ||
| 8 | Chiu, Simon Siu Hung 趙少洪 | M | ALW291 | Rep | 2016-04-08 | 2016-05-20 | |
| RO | 2016-05-20 | 2023-12-31 | |||||
| 9 | Guo, Rui (SFC:BDA213) 郭睿 | BDA213 | Rep | 2016-04-14 | 2024-08-30 | ||
| 10 | He, Siyang 賀司洋 | BGE017 | Rep | 2018-08-15 | 2020-07-17 | ||
| 11 | Hong, Mei 洪梅 | BAM634 | Rep | 2012-11-23 | 2020-04-20 | ||
| 12 | Kwong, Janet Sau King 江秀琼 | F | AMR826 | Rep | 2016-04-26 | 2019-02-28 | |
| 13 | Lam, Ying (SFC:ANL982) 林迎 | ANL982 | Rep | 2006-11-24 | 2009-02-26 | ||
| 14 | Li, Xiaowei (SFC:BCC071) 李晓蔚 | BCC071 | Rep | 2013-10-17 | 2020-11-13 | ||
| 15 | Li, Xun (SFC:BOI538) 李尋 | BOI538 | Rep | 2019-05-03 | 2023-08-20 | ||
| 16 | Li, Zhao (SFC:AYB049) 李招 | AYB049 | Rep | 2011-09-12 | 2013-07-29 | ||
| 17 | Liu, Shuk Hin 廖淑軒 | AUW342 | Rep | 2017-06-16 | 2024-11-13 | ||
| 18 | Luo, Zhongyan 羅忠雁 | BEZ255 | Rep | 2015-02-11 | 2017-06-12 | ||
| 19 | Ma, Kai (SFC:ANU813) 馬凱 | ANU813 | Rep | 2013-11-11 | 2015-12-23 | ||
| RO | 2015-12-23 | 2020-09-23 | |||||
| 20 | Mak, Chak Hung 麥澤鴻 | AAC295 | Rep | 2006-06-05 | 2006-06-13 | ||
| RO | 2007-01-08 | 2008-11-14 | |||||
| 21 | Ming, Liang (1981) 明亮 | 39 | F | AQS482 | Rep | 2008-08-29 | 2017-12-06 |
| 22 | Mok, Wai Man Derek (SFC:AMC666) 莫偉民 | M | AMC666 | Rep | 2008-03-14 | 2010-12-15 | |
| 23 | Nan, Nan (SFC:AXG319) 南楠 | AXG319 | Rep | 2016-05-27 | 2018-09-01 | ||
| 24 | Ng, King Kwong 吳景光 | APS297 | Rep | 2012-10-24 | 2014-11-11 | ||
| 25 | Qi, Haiying (SFC:BFB179) 祁海英 | BFB179 | Rep | 2016-11-15 | 2017-03-31 | ||
| RO | 2017-03-31 | ||||||
| 26 | Ren, Qiang (SFC:BOJ521) 任強 | BOJ521 | Rep | 2019-05-22 | 2021-08-01 | ||
| 27 | San To, Hok Kwan 申屠學軍 | M | AID493 | Rep | 2003-09-26 | ||
| 28 | Shum, Christ Chi Kau 岑智球 | ACO429 | Rep | 2003-12-30 | |||
| Rep | 2004-11-29 | 2010-05-03 | |||||
| 29 | Sung, On Na 宋安娜 | AXI168 | Rep | 2011-05-27 | 2020-08-10 | ||
| 30 | Tang, Davina Tak-wai 鄧德慧 | F | ACZ857 | Rep | 2006-12-27 | 2010-04-24 | |
| 31 | Tong, Ka Lai 唐嘉麗 | ARR530 | Rep | 2014-08-29 | 2016-06-12 | ||
| 32 | Tong, Leung Kwing 唐良炯 | AIL180 | Rep | 2010-06-09 | 2012-03-08 | ||
| 33 | Tsang, Chun Kit (SFC:AGI780) 曾駿傑 | AGI780 | Rep | 2019-08-27 | 2019-11-21 | ||
| RO | 2019-11-21 | 2025-03-08 | |||||
| 34 | Wang, Zhongyu (SFC:BNC995) 王鐘煜 | BNC995 | Rep | 2019-07-17 | 2020-09-09 | ||
| 35 | Weng, Xiyun 翁錫贇 | AYS791 | Rep | 2012-01-03 | 2013-11-25 | ||
| 36 | Wu, Yang (SFC:ATX173) 吳泱 | ATX173 | Rep | 2010-01-19 | 2010-04-01 | ||
| 37 | Xu, Shiyang 徐詩阳 | BGQ334 | Rep | 2015-12-07 | 2019-09-26 | ||
| 38 | Ye, Yingcong (SFC:ARW530) 叶英聰 | ARW530 | Rep | 2016-05-25 | 2018-06-25 | ||
| 39 | Yeung, Pui Yan 楊佩恩 | AVE023 | Rep | 2019-01-30 | 2024-09-04 | ||
| 40 | Yim, Fung 閻峰 | 57 | M | AFP741 | RO | 2004-03-30 | |
| RO | 2004-11-29 | 2020-11-16 | |||||
| 41 | Yuan, Junping 袁軍平 | ALS806 | Rep | 2008-09-30 | 2011-03-07 | ||
| RO | 2011-03-07 | 2017-09-04 | |||||
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