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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2021
Role From Until
1 Bardwell, Timothy John M Rep 2009-01-01
2 Bhartia, Aditya M Rep 2015-06-18 2015-10-16
Rep 2016-07-13
3 Chan, Ivan Chuk Cheung 陳祝祥 53 M Rep 2007-05-22 2007-06-13
RO 2007-06-13 2009-11-26
4 Chan, Lionel Chun Yan 陳俊因 M Rep 2015-12-01 2017-03-30
5 Chan, Wing Kin (SFC:AUW795) 陳永健 Rep 2010-03-24 2013-03-21
6 Chen, Ting (SFC:BMV114) 陳挺 Rep 2018-04-27
7 Chen, Tsun Kit 陳俊傑 Rep 2008-08-26 2014-04-14
RO 2014-04-14 2017-11-30
8 Cheung, Caroline Chung Man 張頌敏 F Rep 2004-08-10
9 Cheung, Elaine Yee Man (SFC:ACN098) 張綺雯 F Rep 2007-05-22 2010-11-08
RO 2010-11-08 2011-02-28
10 Chou, Michael (SFC:BBW923) 周曉思 M Rep 2020-10-19
11 Chu, Joseph Sze Ho 朱思濠 M RO 2013-05-20 2014-01-09
12 Chung, Jimmy Kin Shun 鍾建舜 51 M Rep 2003-08-13 2005-01-13
Rep 2005-08-27 2007-03-13
RO 2007-03-13 2014-12-22
13 Clairet, Simon Pierre Marie Eric M RO 2013-01-30 2015-07-23
14 Clark, Matthew John (SFC:BNL478) M Rep 2018-08-30 2021-03-31
15 Cowney, Nicholas Edward M Rep 2019-06-19 2020-12-31
16 De Mascarel De La Corbiere, Nicholas Charles Philippe M Rep 2013-11-12 2017-01-20
Rep 2017-07-21 2017-12-06
RO 2017-12-06
17 Ding, Wei (1960) 丁瑋 61 M Rep 2011-08-19 2011-11-16
18 Du Plessis, Kim Alexandra F Rep 2018-09-24 2018-12-14
19 Du, Josh Sheng 杜晟 Rep 2013-07-02 2013-11-08
20 Fung, Daniel Kenneth Yu Gee 馮裕志 48 M Rep 2006-09-16
21 Geldenhuys, Jarrett Richard Krebs M Rep 2014-05-02 2014-06-30
Rep 2014-09-22 2017-02-08
22 Gupta, Anshuman (SFC:BNH991) Rep 2018-08-13
23 Ho, Kevin Kin Wan 何建宏 M Rep 2013-04-23 2013-05-31
24 Jain, Nidhesh Rep 2015-06-19 2015-10-16
Rep 2016-10-05
25 Jhawar, Aditya Hiralal M Rep 2015-06-18 2015-10-16
Rep 2017-08-30
26 Kam, Chor Wang 金楚泓 Rep 2011-12-29 2014-04-06
27 Kapoor, Harit Rep 2019-09-25
28 King, Timothy Andrew M Rep 2013-08-08 2013-09-30
29 Kirchmann, Catherine Louise F RO 2015-10-30 2019-11-30
30 Kochhar, Mukul Rep 2015-06-18 2018-03-06
RO 2018-03-06
31 Lai, Lewis Chun Yu 黎振宇 M Rep 2008-01-24 2014-03-11
RO 2014-03-11 2017-11-30
32 Lai, Victor Cheuk Ho 賴卓豪 M Rep 2008-08-11 2011-11-05
33 Lam, Ambrose Wai Hon 林懷漢 68 M RO 2017-10-31
34 Lau, Arthur Nicholas Tsz-Him 劉子謙 M Rep 2015-08-10 2017-11-30
35 Lee, Sai Hong 李世康 Rep 2011-12-29 2014-05-15
36 Leong, An Qiang Henley 梁安強 Rep 2015-11-16 2019-01-06
37 Leung, Donald Kwok Kit 梁國傑 M Rep 2015-11-19 2016-01-29
RO 2016-01-29 2018-09-23
38 Leung, Jeanny Churk Yin 梁綽然 57 F RO 2007-09-01
39 Leung, Terence Ho Chi 梁浩智 M Rep 2013-01-02 2014-03-31
40 Li, Jason Sze Kwok 李思國 M Rep 2021-01-04 2021-09-01
Rep 2021-09-17
41 Li, Wen Hong (SFC:ABN241) 李文鴻 Rep 2011-07-15
Rep 2013-09-03 2013-09-05
42 Li, Yihan 李軼寒 Rep 2019-02-22
43 Lok, Esther Wing Huen 駱穎萱 F Rep 2005-10-06 2007-04-01
44 Ma, Janice Wing Yin 馬穎妍 F Rep 2015-08-24 2019-07-31
45 Madhavji, Premal Rep 2015-11-04 2020-10-09
46 Madhusudan, Aniruddh RO 2018-04-16
47 Mallard, Nicola Victoria F Rep 2013-07-09 2013-12-11
48 Man, Nick Yiu Kwong 文耀光 52 M Rep 2007-05-22 2011-03-22
RO 2011-03-22 2015-07-31
49 Merchant, Amir M Rep 2015-11-04 2020-12-29
50 Mok, Chit Hang 莫哲恒 Rep 2017-07-18 2018-05-27
51 Nothnagel, Stefan Rep 2015-07-27 2016-01-04
52 Padmanabhan, Nitin Rep 2015-06-18
53 Pang, Peter Chungho 彭頌豪 M Rep 2005-06-14 2005-08-17
54 Panikkar, Kesava Rajat Rep 2017-03-03 2017-04-26
RO 2017-04-26 2018-06-30
55 Pope, Leavitt Joseph M Rep 2012-11-29 2015-07-14
56 Redbourn, James Robert M Rep 2013-02-01 2015-02-02
57 Rigby, Samuel Anthony M Rep 2019-12-05
58 Robbins, William Ralph Quentin M Rep 2013-01-28 2015-07-14
59 Roberts, Alistair Charles Alton M Rep 2013-01-28 2014-01-21
RO 2014-01-21 2018-07-15
60 Rumble, Lawrence Nicholas M Rep 2014-02-05 2016-12-15
Rep 2017-08-10 2019-01-16
RO 2019-01-16
61 Shah, Ritesh Jagadishchandra Rep 2015-11-04
62 Shah, Sunny Atul M Rep 2015-11-04
63 Sleath, Jonathan William Trevor M RO 2015-10-30 2019-07-31
64 Sparrow, Jeremy Anthony Simon 54 M Rep 2012-09-10 2013-01-30
RO 2013-01-30 2013-12-20
65 Sze, Chung Lok 施仲樂 Rep 2020-12-24
66 Sze, Yau Nam 施酉南 Rep 2018-12-31
67 Tai, Alexander Kwok Leung 戴國良 64 M RO 2007-08-09 2017-07-31
68 Thakker, Mehul Rep 2018-08-13
69 To, Pui Yan Jessica 杜珮茵 F Rep 2016-03-18 2017-07-21
70 Velamakanni, Sri Karthik Rep 2015-06-18 2015-10-16
Rep 2016-10-05
71 Wan, Yufeng (SFC:BNC890) 万宇峰 Rep 2018-06-27 2019-11-21
RO 2019-11-21
72 Wang, Fei (SFC:BOK298) 王非 Rep 2019-06-05 2020-02-21
73 Wang, Jie (SFC:BPL382) 王杰 Rep 2020-03-06
74 Whittall, Matthew St Clair 48 M Rep 2012-11-29 2013-02-05
RO 2013-02-05 2014-09-01
Rep 2014-09-01 2015-07-14
75 Winter, Stephen John (SFC:BMV404) M Rep 2018-04-27 2020-10-07
RO 2020-10-07
76 Wong, Gregory Yu Tak 黃宇德 M Rep 2015-06-10 2017-01-07
77 Wong, Kwok Yin (SFC:AOG831) 王國賢 42 M Rep 2007-05-04 2016-11-04
RO 2016-11-04 2017-06-30
78 Wong, Wai Ting (SFC:BDI841) 黃煒庭 Rep 2014-05-22 2017-11-30
79 Wong, Yui Wah 黃銳華 Rep 2004-05-27 2004-11-17
80 Wu, Chaai Chaai 吳猜猜 Rep 2012-01-12 2012-06-29
81 Yu, Joseph Lup Fat 余立發 73 M Rep 2007-03-08 2011-07-11
82 Zhang, Bijia 張必佳 M Rep 2008-02-13 2008-06-11
83 Zhang, Heather Heqian F Rep 2014-01-24 2017-02-02
84 Zhang, Kun (SFC:AYX057) 張堃 38 M Rep 2018-11-09
85 Zhao, Danni 趙丹妮 Rep 2013-05-02 2016-10-15
Rep 2018-08-30 2020-09-30
86 Zhao, Yuekai 趙悅凱 Rep 2014-03-20 2015-04-14

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