Oppenheimer Investments Asia Limited 凱萬亞洲有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2019
Role From Until
1 Baek, Kwonwoo Rep 2011-08-22 2012-10-17
2 Bennett, Stephen Scott Jr M Rep 2015-10-02 2024-01-31
3 Bernstein, Steven A M RO 2010-02-12 2011-11-30
4 Bhatia, Chetan (SFC:AUG618) RO 2010-02-12 2012-01-27
5 Bu, Wenyuan 卜文淵 Rep 2010-04-19 2011-10-11
6 Chan, Jenny Wai-yee F Rep 2011-09-05 2012-07-04
7 Cheng, Yan Ting 鄭恩婷 Rep 2012-09-12 2013-05-31
8 Chillington, Timothy John M Rep 2015-12-07 2016-03-16
RO 2016-03-16
9 Ching, Po Yin 程寶妍 Rep 2015-08-07 2017-09-15
10 Cho, Kevin (SFC:BGB221) 曹家榮 M Rep 2015-08-25 2016-12-31
11 Chow, Jerry Man Kit 周文傑 M Rep 2012-12-17 2013-05-03
12 Chu, Wan Chi 朱韻芝 Rep 2014-06-30 2017-06-09
13 Chung, Michael (SFC:AUC505) M Rep 2012-04-30
14 Cook Iii, Thomas Crawford M RO 2010-02-12 2010-09-07
15 Desai, Keemesh (SFC:AUL786) Rep 2014-08-04 2016-08-08
16 Farbstein, Noah Michael M Rep 2014-10-06 2015-09-25
17 Gan, Jonathan Chin Jer M Rep 2011-08-22 2012-04-12
18 Green, Robin Adam M RO 2012-06-11 2017-08-31
19 He, Jia (SFC:AOJ239) 賀佳 Rep 2014-03-13 2015-07-24
20 Holder, Daniel William (SFC:AQM604) M Rep 2012-10-03 2013-01-29
RO 2013-01-29 2013-08-31
21 Holmes, Charles Broadfoot M RO 2010-02-12 2015-03-15
22 Huang, Bo-Kai 黃柏愷 Rep 2010-10-13 2012-01-18
RO 2012-01-18 2014-06-30
23 Huang, Cliff Stevens 黃子明 M Rep 2013-05-30 2013-08-12
RO 2013-08-12
24 Hui, Florence Wai Ying 許慧瑩 F Rep 2010-04-19 2011-03-21
25 Hung, Tsun Hay 洪浚曦 Rep 2017-11-09 2018-11-06
26 Kaneko, Satsuki Rep 2010-08-27 2011-02-07
27 Kang, Minja Rep 2010-09-24 2011-05-18
28 Kim, Hyun Ho (SFC:ACJ079) 金賢鎬 Rep 2014-01-17 2014-03-21
RO 2014-03-21
29 Knight, Christopher John (SFC:BHX549) M Rep 2016-08-10 2018-01-31
30 Lai, Carlos 黎嘉樂 M Rep 2011-03-09 2012-04-12
31 Lai, Voon San 賴汶山 Rep 2012-10-03 2013-05-31
32 Lau, Caroline Man Har 劉曼霞 F Rep 2010-08-05 2013-02-18
33 Lau, Lik Alaric 劉力 Rep 2012-05-17 2012-11-01
34 Li, Binhan 李彬翰 Rep 2017-10-25
35 Liao, Ya Tzu 廖雅姿 Rep 2010-10-15 2011-10-21
36 Lim, Jie Ru Gillian F Rep 2013-03-25 2014-03-07
37 Lin, Michelle Chia-Hsing F Rep 2010-04-19 2011-03-18
38 Liptak, John Bennett M Rep 2015-03-16 2015-05-17
39 Liu, Hanhua 劉漢華 Rep 2010-03-16 2011-03-27
40 Millet, Matthieu Louis Fumiyochi M Rep 2010-03-11 2011-08-25
41 Moeller, Corinna Georgina F Rep 2013-02-27 2013-09-25
42 Newman, Neil Lionel M Rep 2012-09-19 2013-02-18
43 Ng, Chi Fai (SFC:ACR411) 吳梓輝 RO 2010-02-12 2011-03-09
44 Ooi, Soon Yi Brian 黃順豫 Rep 2015-12-21 2016-12-31
45 Ruddick, Matthew M Rep 2013-03-11 2013-07-08
RO 2013-07-08 2013-12-31
46 Shah, Dhawal Arvind Rep 2011-11-24 2016-06-30
47 So, Mei Lun 蘇美倫 Rep 2012-12-10 2013-09-16
RO 2013-09-16 2014-01-24
48 Tan, Eugenio T 陳傳溜 M RO 2013-09-26 2016-12-31
49 Tong, Pauline 唐寶琳 F Rep 2016-09-14 2017-03-17
50 Wang, Shuyi (SFC:AVQ913) 王舒誼 Rep 2010-08-31 2011-04-19
51 Wong, Jia 王嘉 Rep 2010-04-19 2012-04-16
52 Wong, Pak Chun 王柏俊 Rep 2011-02-23 2012-08-23
53 Wool, Kyle Michael M Rep 2011-03-11 2013-05-07
54 Xu, Dapeng (SFC:AUZ670) 徐大鵬 Rep 2010-05-28 2015-06-30
55 Yang, Wu-Kuang 楊武光 Rep 2011-10-27 2012-03-30
56 Yau, Geoffrey Cheuk Fei 邱卓飛 M Rep 2017-06-21
57 Ye, Calvin M Rep 2012-05-17 2014-01-15
58 Yip, Chung Leung 葉仲量 Rep 2010-11-08 2012-04-26
59 Yiu, Ka Hing 姚嘉興 Rep 2010-10-08 2010-10-15
60 Zhu, Jintao 朱錦桃 Rep 2018-03-14 2021-06-01

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