RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2004 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Abbiss, Justin John |
|
M |
ACR459 |
Rep |
|
2005-02-04 |
| 2 |
Agostini, John Edward Cobcroft |
|
M |
AGN388 |
Rep |
|
2005-02-04 |
| 3 |
Barr, Alastair Barclay (SFC:AIX180) |
|
|
AIX180 |
Rep |
2003-05-02 |
2003-07-24 |
|
|
|
RO |
2003-07-24 |
2005-02-08 |
| 4 |
Barrow, Jason Paul |
|
M |
AGN135 |
RO |
|
2005-01-17 |
| 5 |
Boyton, Jamie Phillip |
|
M |
AFC755 |
Rep |
|
2004-08-19 |
| 6 |
Caughey, Nicholas Egerton |
|
M |
AGN387 |
Rep |
|
2005-02-04 |
| 7 |
Chen, Fei (SFC:ACA503) 陳緋 |
|
|
ACA503 |
Rep |
|
2003-06-03 |
| 8 |
Cheng, Chi Wah (SFC:ABM629) 鄭志華 |
|
|
ABM629 |
Rep |
|
2005-02-04 |
| 9 |
Connor, David Jonathan (SFC:ADH898) |
|
M |
ADH898 |
Rep |
|
2005-02-04 |
| 10 |
Cross, David Frederick |
|
M |
AAB227 |
RO |
|
2005-02-08 |
| 11 |
Dunbar, David Greig |
|
M |
ADW293 |
Rep |
|
2004-01-01 |
| 12 |
Gordon, Daniel (SFC:AHE138) |
|
M |
AHE138 |
Rep |
|
2005-02-04 |
| 13 |
Hendel, Mark Joseph |
|
M |
AHN633 |
RO |
|
2005-02-08 |
| 14 |
Ho, Sin Yi 何善儀 |
|
|
ADA785 |
Rep |
|
2005-02-04 |
| 15 |
Johnson, Richard William Cramer |
|
M |
ACC652 |
Rep |
|
2003-06-25 |
| 16 |
Kang, Gyong Hee |
|
F |
AIK892 |
Rep |
|
2005-02-04 |
| 17 |
Kwan, David Yat Tung 關日東 |
|
M |
AGT675 |
Rep |
|
2003-12-10 |
| 18 |
Kwan, Man Ki 關敏琪 |
|
|
AFT708 |
Rep |
|
2005-02-04 |
| 19 |
Lappin, Graham Michael |
|
M |
AGB470 |
Rep |
|
2005-02-04 |
| 20 |
Lau, Airy Tak Chuen 劉德泉 |
39 |
M |
AAI487 |
Rep |
|
2005-02-04 |
| 21 |
Lau, Jimmy Ka Seung 劉嘉相 |
|
M |
AAG055 |
Rep |
|
2005-02-04 |
| 22 |
Lee, Alice Wai Yin 李偉賢 |
|
F |
AAH588 |
Rep |
|
2005-02-04 |
| 23 |
Lee, Martin Kin Mann 李健文 |
|
M |
AFE596 |
Rep |
|
2005-02-04 |
| 24 |
Lee, Yu Chuan |
|
|
AGH978 |
Rep |
|
2004-10-06 |
| 25 |
Leventhorpe, Thomas Rooper |
|
M |
ABA264 |
Rep |
|
2005-02-04 |
| 26 |
Li, Shuk Fat 李淑法 |
|
|
ACY281 |
Rep |
|
2003-06-03 |
| 27 |
Liu, Kate Kit Yee 廖潔儀 |
|
F |
ACY139 |
Rep |
|
2003-04-17 |
| 28 |
Lo, Thebes Lai Kwan 羅麗群 |
|
|
ACT431 |
Rep |
|
2004-08-12 |
| 29 |
Lui, James Ngai Him 雷毅謙 |
|
M |
ABH139 |
Rep |
|
2004-04-28 |
| 30 |
Lung, Alice Man Han 龍敏嫻 |
|
F |
AAV895 |
Rep |
|
2005-02-04 |
| 31 |
Man, Kam Chiu 文錦超 |
|
|
AAX339 |
Rep |
|
2005-02-04 |
| 32 |
McCann, Neil Anthony |
|
M |
ACR495 |
Rep |
2003-09-25 |
2004-05-25 |
| 33 |
Ng, Pauline Po Yuen 吳溥潤 |
|
F |
AAE985 |
Rep |
|
2005-02-04 |
| 34 |
Parry, Giles Hubert (SFC:AHN533) |
|
M |
AHN533 |
Rep |
|
2005-02-04 |
| 35 |
Poon, Ben Shu Fai 潘樹輝 |
|
M |
AAE969 |
Rep |
|
2005-02-04 |
| 36 |
Poon, Chun Pong (SFC:AAD084) 潘振邦 |
|
|
AAD084 |
Rep |
|
2005-02-04 |
| 37 |
Royds, Thomas Alexander |
|
M |
AFY848 |
RO |
|
2005-02-08 |
| 38 |
Ryan, Jonathan David (SFC:AGX020) |
|
M |
AGX020 |
Rep |
|
2004-04-15 |
| 39 |
Stimpson, John Matthew |
|
M |
ADJ619 |
Rep |
2004-01-16 |
2005-02-04 |
| 40 |
Tse, Jaff Ka Wai 謝家威 |
|
|
ADR277 |
Rep |
2003-06-12 |
2005-02-04 |
| 41 |
Wan, Yew Chye 范有財 |
|
|
ADF140 |
RO |
|
2005-02-08 |
| 42 |
Wong, Chun Wah (SFC:AAA213) 王俊華 |
|
|
AAA213 |
Rep |
|
2005-02-04 |
| 43 |
Wong, Mei Tseun 王美純 |
|
|
ABM893 |
Rep |
|
2005-02-04 |
| 44 |
Woodrow, John Thomas |
|
M |
AGB942 |
Rep |
|
2004-03-15 |
| 45 |
Yiong, Hoi San 楊海山 |
|
|
AGT132 |
Rep |
|
2003-05-31 |
| 46 |
Zaki, Adam Anwar |
|
M |
AJK665 |
Rep |
2004-01-27 |
2004-08-26 |
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