Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2006 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Adachi, Mimiko 安達美味子 |
|
F |
AMB073 |
Rep |
2005-06-30 |
2008-06-01 |
| 2 |
Agostini, John Edward Cobcroft |
|
M |
AGN388 |
Rep |
|
2007-03-16 |
| 3 |
Baptista, Michael Peter (SFC:AHE139) |
|
M |
AHE139 |
RO |
|
2009-08-20 |
| 4 |
Booth, Graeme Wayne |
|
M |
AIU216 |
RO |
2006-03-20 |
2009-06-09 |
| 5 |
Brewer, Jeffrey Michael |
|
M |
AMF464 |
Rep |
2005-07-13 |
2009-10-12 |
| 6 |
Chan, Benjamin Yu Ki 曾裕基 |
|
M |
ALW648 |
Rep |
2005-06-15 |
2008-05-13 |
| 7 |
Chang, Michael Poyung 張保勇 |
|
M |
ANA974 |
Rep |
2006-02-22 |
2006-09-17 |
| 8 |
Cheng, Chi Wah (SFC:ABM629) 鄭志華 |
|
|
ABM629 |
Rep |
|
2007-12-28 |
| 9 |
Cheung, Virginia Pui Sze 張珮詩 |
|
|
AGN917 |
Rep |
2005-05-11 |
2007-04-08 |
| 10 |
Chiang, Kee Hong 蔣紀康 |
|
|
AFU931 |
Rep |
2003-11-24 |
2010-11-27 |
| 11 |
Chow, Yvonne Yin Wai 鄒延蔚 |
|
F |
ALQ872 |
Rep |
2005-02-01 |
2006-08-15 |
| 12 |
Cross, David Frederick |
|
M |
AAB227 |
RO |
|
2010-07-01 |
| 13 |
Duan, Hong (SFC:ADE819) 段宏 |
|
|
ADE819 |
RO |
2003-12-24 |
2008-05-09 |
| 14 |
Fan, Cheuk Wan 范卓雲 |
|
|
ACR502 |
Rep |
|
2006-08-26 |
| 15 |
Fung, Vicky Wai Kei 馮瑋琪 |
|
F |
AGL486 |
Rep |
|
2012-05-05 |
| 16 |
Gordon, Daniel (SFC:AHE138) |
|
M |
AHE138 |
Rep |
|
2008-09-01 |
| 17 |
Hendel, Mark Joseph |
|
M |
AHN633 |
RO |
|
2006-07-01 |
| 18 |
Ho, Kai Chung (SFC:AJD791) 何啟聰 |
|
|
AJD791 |
Rep |
2005-06-01 |
2010-01-05 |
| 19 |
Ho, Simon Tak Leung 何德亮 |
|
M |
AEE170 |
Rep |
2004-06-07 |
2007-04-18 |
| 20 |
Ho, Sin Yi 何善儀 |
|
|
ADA785 |
Rep |
|
2012-06-30 |
| 21 |
Hong, Sung Kap 洪性甲 |
|
|
ANB204 |
Rep |
2006-02-21 |
2006-09-17 |
| 22 |
Howard, Stephen Douglas |
|
M |
AHR787 |
Rep |
2006-01-19 |
2009-03-05 |
| 23 |
Kang, Gyong Hee |
|
F |
AIK892 |
Rep |
|
2006-08-23 |
| 24 |
Khan, Mustufa Shah |
|
|
ALW649 |
Rep |
2005-06-07 |
2006-05-13 |
| 25 |
Killian, Michael Laughlin |
|
M |
AML145 |
Rep |
2005-09-05 |
2006-10-01 |
| 26 |
Kim, Sang Hyun (SFC:ANA990) |
|
|
ANA990 |
Rep |
2006-02-17 |
2007-04-24 |
| 27 |
Kwan, Man Ki 關敏琪 |
|
|
AFT708 |
Rep |
|
2006-08-25 |
| 28 |
Lai, King Kai 黎擎楷 |
|
|
AHC350 |
Rep |
2004-07-15 |
2009-01-13 |
| 29 |
Lam, Ashley Chit Fai 林皙暉 |
|
|
AMB071 |
Rep |
2005-06-01 |
2006-10-28 |
| 30 |
Lappin, Graham Michael |
|
M |
AGB470 |
Rep |
|
2007-04-02 |
| 31 |
Lau, Airy Tak Chuen 劉德泉 |
41 |
M |
AAI487 |
Rep |
|
2006-06-13 |
| 32 |
Lau, Jimmy Ka Seung 劉嘉相 |
|
M |
AAG055 |
Rep |
|
2012-06-30 |
| 33 |
Law, Wagner Chung Po 羅忠寶 |
|
|
AGJ134 |
Rep |
|
2012-05-01 |
| 34 |
Lee, Alice Wai Yin 李偉賢 |
|
F |
AAH588 |
Rep |
|
2008-10-09 |
| 35 |
Lee, Jason Kwok Wang 李國宏 |
|
M |
AFC167 |
Rep |
2005-11-23 |
2007-01-15 |
| 36 |
Lee, Mickey Wing Tak 李永德 |
|
M |
ABM912 |
Rep |
2005-09-12 |
2006-10-01 |
| 37 |
Leventhorpe, Thomas Rooper |
|
M |
ABA264 |
Rep |
|
2007-01-23 |
| 38 |
Lim, Choot |
|
|
ACV298 |
Rep |
2005-12-12 |
2006-05-18 |
| 39 |
Lo, Karen Ka-Wai 盧嘉慧 |
|
F |
ACD184 |
Rep |
2004-02-25 |
2007-03-02 |
| 40 |
Lo, Thebes Lai Kwan 羅麗群 |
|
|
ACT431 |
Rep |
2005-02-21 |
2006-06-29 |
| 41 |
Lui, Laura 呂靄華 |
|
F |
ANA993 |
Rep |
2006-02-17 |
2012-06-01 |
| 42 |
Lung, Alice Man Han 龍敏嫻 |
|
F |
AAV895 |
Rep |
|
2007-01-25 |
| 43 |
Mahadevan, Suresh Ayodya |
|
|
AJB405 |
Rep |
2005-07-14 |
2006-09-22 |
| 44 |
Man, Howard (SFC:AJF011) |
|
M |
AJF011 |
Rep |
2003-10-20 |
2006-05-26 |
| 45 |
Man, Kam Chiu 文錦超 |
|
|
AAX339 |
Rep |
|
2006-09-30 |
| 46 |
Mann, Patrick William |
|
M |
AGD017 |
Rep |
2004-03-22 |
2006-08-25 |
| 47 |
Milligan, Christopher Patrick |
|
M |
ADH093 |
Rep |
2004-06-08 |
2006-05-09 |
| 48 |
Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 |
|
|
ADJ383 |
Rep |
2004-06-17 |
2006-09-30 |
| 49 |
Nicholls, Matthew Peter |
|
M |
AHQ351 |
Rep |
2005-04-08 |
2008-08-29 |
| 50 |
Pang, Howard Gar Wai 彭家威 |
|
M |
AMT925 |
Rep |
2006-01-13 |
2006-05-13 |
| 51 |
Parry, Giles Hubert (SFC:AHN533) |
|
M |
AHN533 |
Rep |
|
2007-02-14 |
| 52 |
Poon, Ben Shu Fai 潘樹輝 |
|
M |
AAE969 |
Rep |
|
2012-06-23 |
| 53 |
Raman, Lalita |
|
|
AEQ060 |
Rep |
2004-11-18 |
2007-07-16 |
| 54 |
Reynier, Emmanuel Jean-Marc |
|
|
AMN594 |
Rep |
2005-09-28 |
2006-10-01 |
| 55 |
Rho, Ju Mi |
|
|
ALZ166 |
Rep |
2005-06-24 |
2008-07-01 |
| 56 |
Roberts, David Northam |
|
M |
ADB641 |
Rep |
2005-11-01 |
2008-11-22 |
| 57 |
Seddon, James Edward |
|
M |
ANG455 |
Rep |
2006-04-04 |
2008-05-01 |
| 58 |
Shen, Allan Hung Yat 沈鴻逸 |
|
M |
AIC834 |
Rep |
2005-03-03 |
2006-09-30 |
| 59 |
Sim, Jeannette Ann Siok Hwee 沈淑慧 |
|
F |
AHF265 |
Rep |
2005-05-03 |
2007-08-17 |
| 60 |
So, Nelson Shing Hing 蘇盛興 |
|
M |
ACH779 |
Rep |
2004-06-17 |
2006-09-30 |
| 61 |
So, Suet Fun 蘇雪芬 |
|
|
AHU522 |
Rep |
|
2006-08-05 |
| 62 |
Tan, Andrew Too Boon |
|
M |
AIU534 |
Rep |
2003-05-06 |
2006-07-03 |
| 63 |
Tan, Kee Meng 陳基明 |
|
|
ABZ124 |
Rep |
2004-06-07 |
2006-05-13 |
| 64 |
Tan, Wee Kiat (SFC:AJC408) |
|
|
AJC408 |
Rep |
2003-08-04 |
2007-03-27 |
| 65 |
Tang, Peter Jee Ho 鄧志豪 |
|
M |
ACP853 |
Rep |
2005-08-15 |
2007-04-01 |
| 66 |
Tang, Tsz Kit 鄧子傑 |
|
|
ACR548 |
Rep |
|
2013-06-18 |
| 67 |
Tham, Mun Hon 譚文漢 |
|
|
AGY660 |
Rep |
2005-08-30 |
2008-07-26 |
| 68 |
Thony, Suwandy |
|
|
AFA326 |
Rep |
|
2007-01-25 |
| 69 |
Toder, Jeffrey |
|
M |
ABP247 |
Rep |
2004-08-18 |
2006-07-01 |
| 70 |
Tsang, Heddy 曾愷悌 |
|
|
AEE534 |
Rep |
2005-05-24 |
2006-06-27 |
| 71 |
Tse, Jaff Ka Wai 謝家威 |
|
|
ADR277 |
Rep |
2003-06-12 |
2008-09-01 |
| 72 |
Wan, Yew Chye 范有財 |
|
|
ADF140 |
RO |
|
2006-09-30 |
| 73 |
Wang, Feili 王斐麗 |
|
|
AIR147 |
Rep |
|
2010-08-21 |
| 74 |
Wang, Yeqing 王叶青 |
|
|
AHF673 |
Rep |
2004-02-18 |
2007-06-21 |
| 75 |
Wong, Chak Wai (SFC:ACN129) 黃集蔚 |
|
|
ACN129 |
RO |
2005-07-20 |
2010-11-01 |
| 76 |
Wong, Chun Wah (SFC:AAA213) 王俊華 |
|
|
AAA213 |
Rep |
|
2006-10-01 |
| 77 |
Wong, Eddie Yiu 黃耀 |
|
M |
ABZ481 |
RO |
2005-08-29 |
2007-02-01 |
| 78 |
Wong, Mei Tseun 王美純 |
|
|
ABM893 |
Rep |
|
2008-11-08 |
| 79 |
Yang, Lei (SFC:AMK234) 楊蕾 |
|
|
AMK234 |
Rep |
2005-08-31 |
2012-06-30 |
| 80 |
Yee, Ho Ming (SFC:AGH180) 余浩銘 |
|
|
AGH180 |
Rep |
|
2007-03-21 |
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