SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2006 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Boyce, Ian Duncan 貝思賢 |
62 |
M |
AAE203 |
RO |
|
2014-04-30 |
| 2 |
Brooks, Philip Andrew |
|
M |
ALJ927 |
Rep |
2004-10-28 |
2005-07-15 |
| 3 |
Campion, James Edmund |
|
M |
AEQ897 |
RO |
|
2004-07-12 |
| 4 |
Chalmers, Nicholas (SFC:ADW939) |
|
M |
ADW939 |
Rep |
|
2004-04-14 |
| 5 |
Chan, Chun Man (SFC:AGJ907) 陳俊文 |
|
|
AGJ907 |
Rep |
|
2005-08-29 |
| 6 |
Chan, Kenneth See Yin 陳思賢 |
|
M |
AFP787 |
Rep |
2004-07-02 |
2009-01-02 |
| 7 |
Chan, Pinky Yuen Yee 陳婉儀 |
|
|
AFI268 |
Rep |
|
2021-04-01 |
| 8 |
Cheng, William Wai Fai 鄭偉輝 |
|
M |
ACI097 |
Rep |
|
2013-11-29 |
| 9 |
Cheung, Wing Wo 張永和 |
|
|
AFR615 |
Rep |
|
2024-04-24 |
| 10 |
Chow, Yan Yan 周茵茵 |
|
|
ADW712 |
Rep |
2003-09-03 |
2022-12-21 |
| 11 |
Chum, Terrace Pak Hing 覃伯興 |
|
M |
ACZ116 |
Rep |
|
2006-03-31 |
| 12 |
Chung, Francis Chuan Pu 叢川普 |
37 |
M |
AEU334 |
RO |
|
2007-05-01 |
| 13 |
Conway, Allan Brian |
|
M |
AMS702 |
Rep |
2005-11-23 |
2005-12-24 |
| 14 |
Custard, Curtis William |
|
M |
ANJ473 |
Rep |
2006-05-10 |
2006-06-10 |
| 15 |
Debruyne, Lieven M O 李定邦 |
|
M |
ACS819 |
Rep |
2005-09-21 |
2006-03-21 |
|
|
|
RO |
2006-03-21 |
2020-10-09 |
| 16 |
Fok, Pui Shan (SFC:AFT509) 霍佩珊 |
|
|
AFT509 |
Rep |
|
2007-05-14 |
| 17 |
Ford, John Michael Frederic |
42 |
M |
AJE749 |
RO |
2004-01-12 |
2005-06-20 |
| 18 |
Fung, Wendy Ching Suet 馮靜雪 |
|
F |
ACC003 |
Rep |
|
2003-10-10 |
| 19 |
Goh, How Phuang 吳浩藩 |
|
|
ALU196 |
Rep |
2005-03-10 |
2005-06-10 |
| 20 |
Hashmi, Wajahat Altaf |
|
|
ANJ199 |
Rep |
2006-05-09 |
2006-08-09 |
| 21 |
Ho, Kelly Ngar Ying 何雅盈 |
|
F |
AFY162 |
Rep |
|
2007-05-07 |
| 22 |
Ho, Vida Nim Yan 何念恩 |
|
|
AGB455 |
Rep |
|
2005-07-07 |
| 23 |
Hudson, Toby Walpole |
|
|
ADE163 |
Rep |
|
|
| 24 |
Hui, Sau Wai (SFC:AEA524) 許秀慧 |
|
|
AEA524 |
Rep |
|
2004-04-26 |
| 25 |
Hui, Tsz Fung 許子峰 |
|
|
AFQ009 |
Rep |
|
2016-05-04 |
| 26 |
Jacobelli Yau, Maurien Oi Man 丘愛敏 |
|
|
ABK611 |
Rep |
2004-09-23 |
2020-11-24 |
| 27 |
Ki, Shui Ping 祁瑞萍 |
|
|
ABD063 |
Rep |
|
2022-12-30 |
| 28 |
Koester, Andreas Josef Johannes |
|
M |
ANJ471 |
Rep |
2006-05-08 |
2006-06-08 |
| 29 |
Kong, Cheuk Hang (SFC:ADD792) 江焯亨 |
|
|
ADD792 |
Rep |
|
2003-12-11 |
| 30 |
Kung, Tak Ho 孔德豪 |
|
|
AFU803 |
Rep |
|
2007-06-01 |
| 31 |
Kwan, Ka Po (SFC:AED278) 關嘉寶 |
|
|
AED278 |
Rep |
|
2007-06-21 |
| 32 |
Kwok, Karen Ka Pik 郭嘉碧 |
|
F |
AFX845 |
Rep |
2005-06-07 |
2012-07-31 |
| 33 |
Lam, Dennis Saihong 林世康 |
26 |
M |
AKI595 |
Rep |
2005-02-18 |
2008-02-28 |
| 34 |
Lau, Chi Kin (SFC:AEN528) 劉志堅 |
|
|
AEN528 |
Rep |
|
2005-04-08 |
| 35 |
Lau, Karen Kwan Chuk 劉堃竹 |
|
F |
AGH196 |
Rep |
|
2004-03-15 |
| 36 |
Law, Clara Yuet Yee 羅月兒 |
|
F |
ACS196 |
Rep |
|
2005-08-10 |
|
|
|
RO |
2005-08-10 |
2006-02-08 |
|
|
|
Rep |
2006-02-08 |
2006-04-12 |
|
|
|
RO |
2006-04-12 |
|
| 37 |
Lee, Elaine Shuk Tak 李淑德 |
|
F |
AFI432 |
Rep |
|
|
| 38 |
Lee, Stella Yee Hing 李懿馨 |
|
F |
AGC460 |
Rep |
|
2024-07-09 |
| 39 |
Lee, Wai Fung (SFC:AFU140) 李韋鋒 |
|
|
AFU140 |
Rep |
|
2003-06-12 |
| 40 |
Li, Man Ling (SFC:ADW938) 李蔓玲 |
|
|
ADW938 |
Rep |
|
2003-04-17 |
| 41 |
Liu, Wai Keung (SFC:AEE248) 廖偉強 |
|
|
AEE248 |
Rep |
2004-10-28 |
|
| 42 |
Lo, Wai Leung (SFC:ADA869) 盧偉良 |
|
|
ADA869 |
Rep |
|
2008-04-09 |
| 43 |
Lui, David Yin Tat 雷賢達 |
56 |
M |
AAJ229 |
RO |
|
2009-03-17 |
| 44 |
Luk, Kim Ping 陸劍平 |
|
|
ACS638 |
Rep |
|
2010-07-30 |
| 45 |
Luo, Laura Ying 羅瑩 |
41 |
F |
ADJ631 |
Rep |
|
2013-07-25 |
| 46 |
Mackenzie, David Kirkwood |
|
M |
AFG706 |
Rep |
2006-02-08 |
2013-12-27 |
| 47 |
Marinucci, Raffaella (SFC:AMU534) |
|
|
AMU534 |
Rep |
2005-12-09 |
2009-04-30 |
| 48 |
Osborn, Adam Gihon |
|
M |
AAZ357 |
Rep |
|
|
| 49 |
Parbrook, Robin Stewart |
|
M |
ACI102 |
RO |
|
2008-04-06 |
| 50 |
Scott, Elisabeth Charlotte |
|
F |
ACI103 |
RO |
|
2008-04-06 |
| 51 |
Shum, Richard (SFC:ADQ861) 岑傑誠 |
|
M |
ADQ861 |
Rep |
|
2003-07-28 |
|
|
|
RO |
2003-07-28 |
2003-12-11 |
| 52 |
Shum, Taro Ka Chun 岑嘉俊 |
|
|
ACX489 |
Rep |
|
2012-02-06 |
| 53 |
Sze, Pui Kay 施培基 |
|
|
AFA836 |
Rep |
2005-09-02 |
2014-08-16 |
| 54 |
Tam, Kit Sai 譚潔茜 |
|
|
AFM299 |
Rep |
|
2008-06-23 |
| 55 |
Tan, Amina 陳明雅 |
|
|
AGC966 |
Rep |
|
2006-11-03 |
| 56 |
Tan, Siew Shen 陳修賢 |
|
|
ALJ824 |
Rep |
2004-10-26 |
2005-10-08 |
| 57 |
Tang, Wai Sen 鄧慧珊 |
|
|
AGD027 |
Rep |
2005-08-17 |
2010-01-08 |
| 58 |
Tsang, Billy Sze Wai 曾思偉 |
|
|
AIR095 |
Rep |
|
2004-08-17 |
| 59 |
Tsang, Selina Wai Sze 曾慧詩 |
|
F |
ACJ622 |
Rep |
|
2007-06-01 |
| 60 |
Tse, Chi Ho (SFC:AEB972) 謝志豪 |
|
|
AEB972 |
Rep |
2006-02-22 |
2008-02-02 |
| 61 |
Weatherill, Lucas Scott |
|
M |
AMS328 |
Rep |
2005-11-17 |
2007-05-28 |
| 62 |
Wong, Chen Lung 黃震龍 |
|
|
AFR616 |
Rep |
|
2003-09-05 |
| 63 |
Wu, Hui (SFC:ANJ209) 吳蕙 |
|
|
ANJ209 |
Rep |
2006-05-09 |
2013-08-16 |
| 64 |
Yan, Yuk Hei 嚴煜稀 |
|
|
AMO477 |
Rep |
2005-10-14 |
2007-02-23 |
| 65 |
Yuen, Man Suet 袁漫雪 |
|
|
AFC145 |
Rep |
|
2003-11-26 |
| 66 |
Yung, Yuk Chun (SFC:AGG014) 容玉珍 |
|
|
AGG014 |
Rep |
|
2004-01-16 |
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