HSBC SECURITIES BROKERS (ASIA) LIMITED 滙豐證券經紀(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Acar, Capan | AJO226 | Rep | 2007-12-05 | 2009-11-03 | ||
| 2 | Au Yeung, Tat H 歐陽達顯 | AFZ713 | RO | 2004-01-15 | |||
| 3 | Barton, Richard Jeremy | M | ACF860 | Rep | 2005-12-20 | 2008-07-18 | |
| 4 | Barton, Stuart John | M | APH304 | Rep | 2007-07-19 | 2008-01-07 | |
| 5 | Birlenbach, Michael Dieter | M | APK741 | Rep | 2007-08-15 | 2011-03-25 | |
| 6 | Bormann, Frank | M | AOP021 | Rep | 2007-02-21 | 2007-06-27 | |
| RO | 2007-06-27 | 2010-10-26 | |||||
| 7 | Chan, Mark Kar Yue 陳嘉裕 | M | ABB625 | Rep | 2005-10-27 | ||
| 8 | Chan, Otto Chun Shing 陳鎮成 | 45 | M | AAF999 | RO | 2006-09-07 | |
| 9 | Chan, Rene Hoi Yan 陳海茵 | ANG332 | Rep | 2006-03-29 | 2007-08-06 | ||
| 10 | Chaneb, Khalid | AFM356 | Rep | 2006-07-19 | 2007-04-21 | ||
| 11 | Chang, Yung Ching 張永經 | AFF918 | RO | 2007-08-15 | 2008-09-20 | ||
| 12 | Cheng, Ivan Kwok Lueng 鄭國良 | M | AGZ747 | Rep | 2005-12-20 | 2009-06-03 | |
| 13 | Choi, Stephen Joon | M | AJH431 | Rep | 2007-07-27 | 2008-11-18 | |
| 14 | Chung, Alden Kam Wah 鍾金華 | M | ABH271 | Rep | 2004-01-28 | ||
| 15 | Chung, Tony Ming Lok 鍾明烙 | M | AAF326 | RO | 2003-09-03 | ||
| Rep | 2003-09-03 | 2004-04-30 | |||||
| 16 | Crispin, James Anthony | M | ANU647 | Rep | 2006-08-18 | 2009-02-16 | |
| 17 | Dunham, Christopher Mark | M | ANU648 | Rep | 2006-08-18 | 2007-05-08 | |
| RO | 2007-05-08 | 2009-02-18 | |||||
| 18 | Ellison, Alexander Hugh | M | AEH938 | RO | 2007-12-20 | 2009-06-12 | |
| 19 | Finkbeiner, Kurt Ernst (SFC:AMW602) | M | AMW602 | RO | 2007-09-05 | 2007-09-08 | |
| 20 | Foley, Cathal Brendan | M | APB451 | Rep | 2007-06-08 | 2010-03-16 | |
| 21 | Guglietta, Joel Stephan | AHD235 | Rep | 2007-07-19 | 2008-07-24 | ||
| 22 | Hancock, Jonathan Stiles | M | ACJ318 | RO | 2009-01-31 | ||
| 23 | Heng, Franklin Ching Kuen 幸正權 | 42 | M | ACY056 | RO | 2006-04-14 | |
| 24 | Ho, Hoi Tung 何凱棟 | 30 | M | AHE146 | Rep | 2007-11-28 | 2010-08-26 |
| 25 | Jaffer, Nooreshan Shamsuddin | APJ487 | Rep | 2007-08-06 | 2011-08-16 | ||
| 26 | Ko, Desmond Chin Hung 高展雄 | M | APH990 | Rep | 2007-07-26 | 2014-02-20 | |
| 27 | Lam, Sum Sum 林森森 | AFY780 | Rep | 2005-06-30 | |||
| 28 | Lau, Che Wah 劉志華 | AAB300 | Rep | 2005-09-27 | 2007-09-29 | ||
| 29 | Lau, Chun Hou 劉俊厚 | AAE282 | Rep | 2009-07-11 | |||
| 30 | Lau, Peter Yim Lam 劉炎霖 | M | ABE725 | Rep | 2004-10-14 | ||
| 31 | Lau, Shek Wing 劉錫榮 | AAC254 | Rep | 2004-12-09 | |||
| 32 | Lau, Wing Shan 劉詠珊 | AFE210 | Rep | 2006-05-26 | 2010-06-08 | ||
| 33 | Lee, Angela Mei Lan 李美蘭 | F | ADB609 | Rep | 2007-05-25 | 2014-03-05 | |
| 34 | Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋 | ADJ622 | Rep | 2003-07-10 | |||
| 35 | Lee, Louis Pang 李鵬 | M | APO909 | Rep | 2007-09-11 | 2009-08-22 | |
| 36 | Leleu, Stephane Clement Daniel | M | AMU224 | Rep | 2005-12-09 | 2006-02-15 | |
| RO | 2006-02-15 | 2006-08-01 | |||||
| 37 | Leung, Kwok Wing (SFC:AAF592) 梁國榮 | AAF592 | Rep | ||||
| 38 | Leung, Wai Man (SFC:AGO399) 梁偉民 | AGO399 | Rep | 2005-03-24 | 2018-12-11 | ||
| 39 | Leung, Wai Yin (SFC:AGO097) 梁偉賢 | AGO097 | Rep | 2005-08-04 | 2007-07-01 | ||
| 40 | Linsenmaier, Xavier Claude Auguste Robert | M | APZ442 | Rep | 2007-11-12 | 2008-04-16 | |
| 41 | Lui, Moses Yu Mo 雷裕武 | M | AGL154 | Rep | 2006-05-24 | 2007-06-09 | |
| 42 | Ma, Diana Ka Lai 馬嘉麗 | F | AHN555 | Rep | 2005-10-27 | ||
| 43 | McGee, Alan Craig | M | AMJ457 | Rep | 2006-04-21 | 2007-04-10 | |
| 44 | Ng, Chi Fai (SFC:APK565) 吳志輝 | APK565 | Rep | 2007-08-15 | |||
| 45 | Ng, Chi Hung (SFC:APM137) 吳志雄 | APM137 | Rep | 2007-08-27 | 2012-01-08 | ||
| 46 | Ng, Sze Man (SFC:AOT397) 吳詩敏 | AOT397 | Rep | 2007-03-30 | 2007-06-23 | ||
| 47 | Patel, Rakesh (SFC:ALI605) | M | ALI605 | RO | 2006-05-16 | 2019-07-31 | |
| 48 | Scott, David Paul Mcleod | M | ADX363 | RO | 2007-08-31 | 2008-09-20 | |
| 49 | Shek, Simon Ming Hon 石明翰 | M | AFS192 | Rep | 2007-07-10 | ||
| 50 | Shum, Tommy Chung Lai 沈仲禮 | M | ANT372 | Rep | 2007-07-10 | 2019-07-15 | |
| 51 | Sillam, Jonathan Charles Marc | M | AOM654 | Rep | 2007-01-29 | 2009-06-03 | |
| 52 | Sim, Mong Kwang 沈茂琼 | ADJ827 | Rep | 2006-12-12 | 2011-09-28 | ||
| 53 | Taesch, Frederic Marcel Georges Marie | M | AML240 | Rep | 2005-09-08 | 2007-04-28 | |
| 54 | Wallace, Lee Peter | M | ADM554 | Rep | 2005-07-20 | 2006-05-16 | |
| RO | 2006-05-16 | 2008-11-18 | |||||
| 55 | Wong, Gary Man Kuen 黃文權 | M | AGO032 | Rep | 2005-08-04 | 2007-04-21 | |
| 56 | Wong, Michael Sheh Chung 王錫聰 | M | AFY781 | Rep | 2006-06-20 | ||
| 57 | Wong, Siu Leung 黃紹良 | ANK932 | Rep | 2006-05-24 | 2009-03-28 | ||
| 58 | Wu, Yihe 吳軼鶴 | APZ445 | Rep | 2007-11-12 | 2021-06-19 | ||
| 59 | Yiong, Hoi San 楊海山 | AGT132 | Rep | 2007-09-05 | 2009-10-16 | ||
| 60 | Yu, Anthony Sai Yin 余世賢 | M | ACM394 | Rep | 2007-08-11 | ||
| 61 | Zhang, Justin Yisha | M | APR486 | Rep | 2007-09-24 | 2008-09-26 | |
| 62 | Zhou, Sheng (SFC:APL667) 周晟 | APL667 | Rep | 2007-08-22 | 2014-04-26 | ||
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