UBS Asset Management (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bhagwat, Niraj Dilip | AHU701 | Rep | 2005-10-24 | |||
| 2 | Bustnes, Brynjar Eirik | ALJ914 | Rep | 2004-11-01 | 2006-12-31 | ||
| 3 | Chan, Chee Seng (SFC:AJO200) | AJO200 | Rep | 2004-03-17 | |||
| 4 | Chan, Elsie Oi Sze 陳愛詩 | F | AJG217 | Rep | 2006-07-28 | 2012-09-12 | |
| 5 | Chan, Patrick Hin Wai 陳獻為 | M | AAZ195 | Rep | 2004-06-16 | ||
| RO | 2004-06-16 | 2004-12-23 | |||||
| Rep | 2004-12-23 | 2008-05-24 | |||||
| 6 | Chen, Helen Yan Heung 陳仁香 | F | AMN662 | Rep | 2005-09-28 | 2011-07-08 | |
| 7 | Chenaux-Repond, Lorenz Michael | M | AES431 | Rep | 2006-06-16 | 2016-02-16 | |
| 8 | Cheng, Shu Yuen 鄭樹源 | AIS494 | Rep | 2006-07-17 | 2008-07-12 | ||
| 9 | Cheung, Billy Wing Ho 張永豪 | ACJ034 | Rep | 2006-08-01 | 2014-09-01 | ||
| 10 | Cheung, Catherine Ka Man 張嘉敏 | F | AMN773 | Rep | 2005-10-06 | 2010-07-17 | |
| 11 | Ching, Kerry Kim Wai 程劍慧 | F | AFF128 | Rep | 2006-09-15 | 2008-04-12 | |
| 12 | Chow, Tit Tsang | AFG846 | Rep | 2008-04-23 | 2019-06-07 | ||
| 13 | Chu, Lawrence Sheng Yu 諸承譽 | 30 | M | AMY277 | Rep | 2006-01-20 | 2007-07-31 |
| 14 | Chua, Michelle Mei Tak 蔡美德 | F | ADW214 | Rep | 2007-12-24 | 2009-07-07 | |
| 15 | Dilkes, Ross Peter | M | ASH948 | Rep | 2009-01-19 | 2022-01-20 | |
| 16 | Eichacker, Markus Karl Eugen | 41 | M | AGP574 | Rep | 2003-11-13 | |
| RO | 2003-11-13 | 2008-09-13 | |||||
| 17 | Fu, Teh-Hsiu 傅德修 | ADL952 | RO | 2003-12-05 | |||
| 18 | Fung, Karena Pui San 馮珮珊 | AFN682 | Rep | 2006-09-13 | 2012-01-18 | ||
| 19 | Gao, Hui (SFC:AKW845) 高卉 | AKW845 | Rep | 2004-07-06 | 2008-10-13 | ||
| 20 | Guan, Shao Ping 關少平 | AGB944 | Rep | 2006-05-22 | 2007-10-24 | ||
| 21 | Halek, David Neil | M | ACJ179 | Rep | 2003-08-29 | ||
| RO | 2003-08-29 | 2013-06-03 | |||||
| 22 | Hong, James Shu Kin (SFC:AAK376) 洪樹堅 | M | AAK376 | RO | 2009-10-31 | ||
| 23 | Huang, Hai (SFC:ARB638) 黃海 | ARB638 | Rep | 2008-05-26 | 2015-07-28 | ||
| 24 | Hung, Michael Siu Chun 洪小駿 | M | AGA524 | Rep | 2008-03-28 | 2011-05-11 | |
| 25 | Keung, Helen Hoi Ling 姜凱齡 | F | AQP995 | Rep | 2008-03-05 | 2010-01-08 | |
| 26 | Kohler, David Hermann | M | AMC977 | Rep | 2005-06-21 | 2009-07-01 | |
| 27 | Kwong, Samuel Yee Kin 鄺懿堅 | M | APX279 | Rep | 2007-10-31 | 2008-10-10 | |
| 28 | Lai, Ka Lai (SFC:AQP990) 賴家禮 | AQP990 | Rep | 2008-03-05 | 2012-12-08 | ||
| 29 | Lam, Chi Ping 林治平 | AOY505 | Rep | 2008-10-29 | 2014-05-22 | ||
| 30 | Lam, Franklin Fan Keung 林奮強 | 49 | M | ABG110 | Rep | 2005-12-01 | 2006-01-18 |
| RO | 2006-01-18 | 2011-07-11 | |||||
| 31 | Lee, Hon Kit (SFC:ADO606) 李漢傑 | ADO606 | Rep | 2008-01-28 | 2008-06-17 | ||
| RO | 2008-06-17 | 2011-11-11 | |||||
| 32 | Lee, Kong Hean 李光賢 | ARB625 | Rep | 2008-05-23 | 2009-09-10 | ||
| 33 | Lee, Teong Gee 李忠義 | ACU300 | Rep | 2005-05-26 | 2006-10-18 | ||
| 34 | Lee, Yui 李銳 | ANZ814 | Rep | 2008-03-20 | 2009-05-07 | ||
| 35 | Leung, Ho Wa (SFC:AAV118) 梁可華 | AAV118 | Rep | 2003-10-11 | |||
| 36 | Liu, Hing Hung (SFC:ARP656) 廖慶雄 | ARP656 | Rep | 2008-09-17 | 2011-07-31 | ||
| 37 | Lo, York Yuen Yuk 羅元旭 | ALS059 | Rep | 2007-11-05 | 2008-04-17 | ||
| 38 | Miller, Steven Michael (SFC:AHF976) | M | AHF976 | Rep | 2007-03-08 | 2012-05-02 | |
| 39 | Mondovits, Andreas Georg | M | ALO012 | RO | 2005-07-20 | 2010-04-26 | |
| 40 | Nagpal, Shantanu | AOV057 | Rep | 2007-04-20 | 2007-10-26 | ||
| 41 | Pang, Jason Yat Sing 彭逸升 | M | ANT922 | Rep | 2006-08-10 | 2013-05-17 | |
| 42 | Perrott, Ashley James | M | ASC939 | Rep | 2009-01-02 | 2018-05-21 | |
| 43 | Piper, Stuart William Arnold | 56 | M | ANP304 | Rep | 2006-06-28 | 2008-07-04 |
| 44 | Schlaepfer, Bruno | M | ANK105 | Rep | 2006-05-16 | 2006-12-22 | |
| 45 | Shi, Bin 施斌 | AMX414 | Rep | 2006-01-12 | 2010-08-11 | ||
| 46 | Shum, Yuk Yee 岑玉如 | AEJ175 | Rep | 2005-10-19 | 2006-04-13 | ||
| 47 | Tan, Siew Ming 陳秀敏 | ALO563 | Rep | 2004-12-29 | 2008-09-26 | ||
| 48 | Tung, Yat Shing 董日成 | AFO409 | Rep | 2007-08-03 | 2016-11-17 | ||
| 49 | Wong, Johnny Yat Hong 黃日康 | M | ABV900 | Rep | 2005-09-26 | 2011-09-26 | |
| 50 | Yan, Cleo Sheung Ngar 甄尚雅 | F | AKW688 | Rep | 2006-07-28 | 2009-08-21 | |
| 51 | Yeo, Keng Swee 楊慶瑞 | ALW483 | Rep | 2005-04-11 | 2008-07-14 | ||
| 52 | Yeung, Hau Keung 楊孝強 | ALQ272 | Rep | 2008-11-19 | 2012-05-18 | ||
| 53 | Yu, Cheng-yung 游正雍 | AOY614 | Rep | 2007-05-23 | 2010-05-26 | ||
| 54 | Yu, Ming Lai 余明麗 | AFU845 | Rep | 2007-09-25 | 2008-07-02 | ||
| Rep | 2008-11-03 | 2008-11-13 | |||||
| 55 | Yu, Thomas Ka Ming 余家明 | M | AQI247 | Rep | 2008-01-22 | 2018-12-21 | |
| 56 | Yu, Yik Ki 余奕淇 | ARH744 | Rep | 2008-07-14 | 2017-12-08 | ||
| 57 | Yuen, Ben Cheuk Bun 阮卓斌 | M | ACH723 | Rep | 2006-04-24 | 2006-05-29 | |
| RO | 2006-05-29 | 2013-12-20 | |||||
| 58 | Yuen, Siu Fung 袁兆豐 | AFO695 | Rep | 2006-03-27 | 2007-07-21 | ||
| 59 | Yung, Yu Ming 翁耀明 | AMU880 | Rep | 2005-12-09 | 2006-01-18 | ||
| RO | 2006-01-18 | 2012-04-03 | |||||
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