HSBC Corporate Finance (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	SFC ID	Role	From	Until
1	Aggarwal, Sandeep (SFC:AZC897)			AZC897	Rep	2012-04-19	2015-06-19
2	Aruna 阿汝娜			AZC819	Rep	2012-03-09	2016-06-24
3	Au Yeung, Tat H 歐陽達顯			AFZ713	RO	2003-09-05	2004-01-15
4	Au, Jason On Kit 歐安傑		M	ADE458	RO	2012-03-09	2016-05-17
5	Bansal, Gaurav (SFC:AZO997)		M	AZO997	Rep	2012-06-29	2018-10-14
6	Baur, Darin Daniel		M	AQO190	Rep	2012-04-20	2012-07-25
7	Beattie, Russell William		M	ALI346	RO	2006-04-28	2007-05-10
8	Biron, Edouard Michel Marie		F	AZH665	Rep	2012-05-03	2016-01-03
9	Bo, Qiaochu 薄翹楚			AZJ491	Rep	2012-04-30	2017-04-19
10	Browning, Martin Mario	35	M	AZH664	Rep	2012-04-20	2019-03-10
11	Bunting, Charles Pearce		M	AZH663	Rep	2012-04-20	2014-05-08
12	Cao, Yuan (SFC:AZJ206) 曹遠			AZJ206	Rep	2012-04-27	2013-05-31
13	Chan, Ivan Man Hung 陳文洪		M	AVE049	RO	2011-12-05	2012-03-09
14	Chang, Jiang (SFC:AZH662) 常江			AZH662	Rep	2012-04-20
15	Chang, Yung Ching 張永經			AFF918	RO	2007-06-01	2008-09-20
16	Chen, Bo (SFC:AZJ493) 陳博			AZJ493	Rep	2012-04-30	2015-11-11
17	Chen, Cheng (SFC:AZJ494) 陳程			AZJ494	Rep	2012-04-30	2019-04-08
18	Cheng, Siwei (SFC:AZC805) 程斯韋			AZC805	Rep	2012-03-09	2015-02-02
19	Cheung, Siu Fung (SFC:AZC794) 張兆峰			AZC794	Rep	2012-03-09	2016-08-12
20	Chew, Meng Fai 趙明輝			AZH661	Rep	2012-04-20	2019-10-25
21	Chu, Lawrence Ka Ming 朱家明		M	AVC355	RO	2012-03-30	2017-01-12
22	Chu, Lindsay Li-Shen			AZH660	Rep	2012-04-20	2015-04-01
23	Clark, Stephen John (1963) 郭言信	49	M	ALP771	RO	2012-03-09
24	Connor, Jonathan Luke		M	AZH656	Rep	2012-04-20	2015-02-02
25	Crossland, Ryan Everett		M	AZH655	Rep	2012-04-20	2015-07-31
26	Cui, Xiaojiao 崔小姣			AZH654	Rep	2012-04-20	2021-03-31
27	de Basto, Roger Alexander	47	M	ABZ794	RO	2012-07-10
28	Fan, See Hang 范思恒			ARM892	Rep	2012-04-20	2014-03-31
29	Faure, Emmanuel Dominique Martial G.		M	AFC367	RO	2009-09-30	2011-09-27
30	Gao, Ya (SFC:AZJ498) 高雅			AZJ498	Rep	2012-04-30	2014-05-31
31	Glueck, Franz Ismael			AZH650	Rep	2012-04-30	2017-02-17
32	Goh, Khee Hong 吳棋鴻			AZH647	Rep	2012-04-20	2012-09-26
33	Gupta, Saurabh (SFC:AZH609)			AZH609	Rep	2012-04-20
34	He, Xiaofan 賀曉帆			AZH646	Rep	2012-04-20	2014-03-31
35	Heng, Franklin Ching Kuen 幸正權	47	M	ACY056	RO		2006-04-28
36	Heng, Jonathan Ying-Chieh 恆英傑		M	AZH645	Rep	2012-04-30	2019-09-30
37	Hignell, Christopher David		M	AZH644	Rep	2012-04-30	2013-03-27
38	Hock, Wai Hou 何維豪			AZH640	Rep	2012-04-20	2017-07-17
39	Hsu, Erick Ying-Chao 徐英超			AZH637	Rep	2012-04-20	2017-02-15
40	Hu, Diana 胡黛娜		F	ADX292	RO	2012-03-09	2021-02-28
41	Hu, Ruanjia 胡阮佳			AZC807	Rep	2012-03-29	2014-02-21
42	Huang, Duo 黃朵			AZC808	Rep	2012-03-09	2012-06-19
43	Huang, Rui (SFC:AZO993) 黃蕊			AZO993	Rep	2012-07-04	2017-04-19
44	Hui, Fiona Kan Sum 許耿琛		F	AZC809	Rep	2012-03-29	2019-02-25
45	Hui, Florence Wai Ying 許慧瑩		F	AUW505	Rep	2012-03-09	2013-04-03
46	Kao, Anne An-Chi 高安琪		F	ADX082	Rep	2012-03-29	2018-05-03
47	Katsuba, Tomoaki 勝葉朋亮			AZH635	Rep	2012-04-20	2017-04-25
48	Kern, Jason Blair		M	AZH634	Rep	2012-04-20	2013-06-29
49	Khoury, Philippe Marie Francois		M	AZK697	Rep	2012-05-25	2015-07-10
50	Ko, Silvia 高思雯		F	APQ588	Rep	2012-06-07	2015-03-26
51	Kwan, Nicholas Alexander Yan Tat 關胤達		M	AZJ207	Rep	2012-04-27	2013-06-01
52	Lai, Zengkun 賴增昆			AZJ208	Rep	2012-04-27	2015-01-08
53	Lau, Evan Louis 劉凱銘		M	ANM991	Rep	2012-03-29	2015-03-25
54	Law, Arthur Yui Long 羅睿朗		M	AZJ274	Rep	2012-04-30	2015-05-01
55	Lee, Enoch Yi Nwo 李一諾			AZC810	Rep	2012-03-09	2013-06-14
56	Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋			ADJ622	Rep		2003-07-10
57	Leelasena, Rasitha Subodha (SFC:ARR166)			ARR166	RO	2008-10-06	2012-03-09
58	Leung, Venus Yan Yu 梁茵瑜		F	AZJ275	Rep	2012-04-27	2013-05-21
59	Li, Andrew Yung Ting 李勇霆		M	AZH630	Rep	2012-04-20
60	Li, Benetton I Hao 李翊豪			AQL793	Rep	2012-04-20	2014-10-01
61	Li, Bing (SFC:AHQ959) 李冰			AHQ959	Rep	2012-07-26	2016-01-08
62	Li, Kristine Keng Yan 李敬恩		F	AZJ276	Rep	2012-04-27	2012-09-28
63	Li, Meng (SFC:AZJ293) 李蒙			AZJ293	Rep	2012-05-08	2019-06-03
64	Li, Raymond Man Fai 李文輝		M	ADT897	Rep	2004-07-30	2004-09-03
					RO	2004-09-03	2006-04-10
65	Li, Youdan 李幼丹			AUV418	Rep	2012-05-11	2014-05-05
66	Lin, Alex Yo Lin 林佑霖			AOJ686	Rep	2012-05-02	2015-04-14
67	Lin, Junxian (SFC:AZC812) 林峻賢			AZC812	Rep	2012-03-09	2013-05-16
68	Lit, Shu Wah 列澍華			AFK228	Rep	2012-05-31	2014-02-14
69	Liu, Chao (SFC:AZH606) 劉超			AZH606	Rep	2012-04-20	2016-04-25
70	Liu, Che Ning 劉哲寧	46	M	ABY439	RO	2012-03-09
71	Liu, Mengyu (SFC:AZJ295) 劉夢羽			AZJ295	Rep	2012-04-27	2017-11-13
72	Lo, Hsiang 羅馨			AZJ311	Rep	2012-04-30	2012-06-13
73	Low, William Wei Liang 劉偉良		M	AZJ605	Rep	2012-04-27	2013-04-15
74	Lu, Jie (SFC:AZO988) 呂捷			AZO988	Rep	2012-08-21	2013-06-24
75	Luo, Yi (SFC:AZM662) 羅軼			AZM662	Rep	2012-07-04	2017-11-17
76	Ma, Jennie Jiayin 馬佳音			AZU645	Rep	2012-07-26	2016-07-15
77	Ng, Amy Tsung-Ling 吳崇玲		F	AZF632	Rep	2012-04-30	2019-06-03
78	Ng, Cheng Kang 黃丞康			AZC813	Rep	2012-03-09	2013-03-27
79	Ng, Sean Heng Tiong 黃興忠		M	AZJ318	Rep	2012-05-02	2012-08-28
80	Ong, Chi Tuan 王志團			AZJ326	Rep	2012-04-30	2013-07-24
81	Pang, Chi Fung 彭志峰			APL741	Rep	2012-05-03	2015-06-11
82	Phua, Jia Ning 潘家寧			AZC814	Rep	2012-03-16	2012-08-28
83	Qi, Peng (SFC:AZH628) 齊朋			AZH628	Rep	2012-04-20	2016-01-08
84	Qian, Liang (SFC:AZC815) 錢亮			AZC815	Rep	2012-03-09	2014-04-11
85	Ranavat, Rohan Rajesh			AZC816	Rep	2012-03-09	2012-04-13
86	Rao, Pradeep Vithal			AQU896	Rep	2012-09-28	2018-01-04
87	Robertson, Craig Anthony		M	AEP696	Rep	2004-07-30	2004-09-03
					RO	2004-09-03	2009-08-03
					Rep	2009-08-03	2009-09-01
88	Sahney, Rajeev Kumar		M	AZJ340	Rep	2012-05-09	2018-10-09
89	Scott, David Paul Mcleod		M	ADX363	RO	2007-06-01	2008-09-20
90	Shang, Chuyi 尚楚宜			AZO998	Rep	2012-06-29	2021-06-16
91	Shen, Dehua 沈德華			AMU085	Rep	2012-04-30	2019-01-29
92	Shen, Nan (SFC:ALA470) 申楠			ALA470	Rep	2012-03-09	2012-03-30
93	Shin, Jung Keun			AZJ349	Rep	2012-04-30	2015-11-05
94	So, Yuk Kit (SFC:ADY273) 蘇煜傑			ADY273	RO	2012-03-09
95	Song, Meihong 宋美虹			AZC817	Rep	2012-03-09	2023-03-02
96	Sui, Jinjin 隋金金			AZM580	Rep	2012-05-31	2015-05-19
97	Sun, Justin William		M	AZJ432	Rep	2012-04-30	2013-09-11
98	Sun, Ting (SFC:AZJ434) 孫婷			AZJ434	Rep	2012-04-30	2014-04-17
99	Talwani, Sandeep			AXI220	Rep	2012-04-30	2015-07-09
100	Tam, Kin San 譚建新			AJD858	Rep	2012-07-26
101	Tan, Hui Fen 陳惠芬			AZJ436	Rep	2012-05-02	2013-03-27
102	Tang, William Hing Chi 鄧慶志		M	AJG915	Rep	2012-05-02	2017-04-26
103	Todd, Robert Miles Wilcockson		M	AZJ438	Rep	2012-05-02	2016-04-25
104	Tse, Herman Yu Man 謝宇文		M	ADC750	Rep	2012-03-09	2019-02-25
105	Wallace, Matthew Arnold		M	ASQ136	Rep	2012-05-09	2013-11-04
106	Walters, Darren Michael		M	AZM581	Rep	2012-05-30	2015-11-05
107	Wang, Bitan 王碧坦			AZJ488	Rep	2012-04-30	2016-01-08
108	Wang, Xiaoxi (SFC:AZJ489) 王小溪			AZJ489	Rep	2012-05-02	2012-08-10
109	Wang, Xin (SFC:APD062) 王欣			APD062	Rep	2012-05-31	2019-10-17
110	Wang, Yaqian 王亞謙			AMG899	Rep	2012-05-25	2017-07-17
111	Wang, Yongli (SFC:AZM661) 王永利			AZM661	Rep	2012-05-31	2014-04-30
112	Wang, Yufei (SFC:BAA531) 王羽飛			BAA531	Rep	2012-09-03	2014-04-29
113	Wang, Zhen (SFC:AZC796) 王鎮			AZC796	Rep	2012-03-09	2017-04-28
114	Wang, Zhize 王智澤			AZM566	Rep	2012-05-30	2012-11-19
115	Watkins, Natalia Helena			ASK748	RO	2009-04-15	2012-03-09
116	Wee, Bertrand Sin Yen 黃信諺		M	AZH666	Rep	2012-04-20	2015-10-23
117	Wei, Jing (SFC:AZM559) 韋璟			AZM559	Rep	2012-05-31
118	Wenk, Raphael Konstantin		M	AZO999	Rep	2012-07-11	2013-06-19
119	Wong, Billy Chun Wah 黃振華			AIB345	Rep	2012-04-30	2016-10-14
120	Wong, Chun Tak (SFC:AQO452) 黃進德			AQO452	Rep	2012-04-20	2020-08-17
121	Wong, Michelle Chi Yu 黃之愉		F	ANM091	Rep	2012-05-31	2015-08-31
122	Woo, Alan Ying Hung 胡應鴻		M	AZH620	Rep	2012-04-20	2015-12-18
123	Wu, Samuel Shung Shan 鄔崇山		M	AIG147	Rep	2012-05-07	2017-11-10
124	Wu, Zhi (SFC:AZK681) 武智			AZK681	Rep	2012-05-25	2021-07-15
125	Xu, Xiaodong (SFC:AZM584) 徐曉東			AZM584	Rep	2012-05-30	2013-06-24
126	Xu, Ziling 徐子凌			AZM558	Rep	2012-05-31	2012-10-08
127	Yang, Huixin 楊蕙心			AZM569	Rep	2012-05-31	2013-11-01
128	Yang, Wing Ka 楊詠嘉			AZU646	Rep	2012-07-26	2017-09-30
129	Yang, Yalong 楊亞龍			AZU647	Rep	2012-07-26	2017-04-12
130	Yang, Yongfang 楊咏芳			AZC818	Rep	2012-03-09	2022-06-15
131	Ye, Pengcheng (SFC:AZM557) 葉鵬程			AZM557	Rep	2012-05-30	2016-09-09
132	Yeo, Pei Hse			AFW119	Rep	2012-03-29	2019-09-03
133	Yeung, Chun Kit (SFC:AQU429) 楊竣傑			AQU429	Rep	2012-06-07	2012-10-15
134	Yu, Tao (SFC:AZM664) 余濤			AZM664	Rep	2012-07-04
135	Yuen, Claudia Kia Yee 袁解頤		F	ARF130	Rep	2012-05-30	2016-09-30
136	Zeissink, Andrew John		M	AZM568	Rep	2012-05-30	2019-06-03
137	Zhang, Di (SFC:AZC799) 張迪			AZC799	Rep	2012-03-09	2017-04-21
138	Zhang, Fan (SFC:AOR821) 張帆			AOR821	Rep	2012-08-30	2021-06-18
139	Zhang, Xiaohong (SFC:AZM666) 張小紅			AZM666	Rep	2012-05-31
140	Zhang, Yao (SFC:AZM676) 張垚			AZM676	Rep	2012-05-31	2013-06-25
141	Zhang, Yiqun 張軼群			AZM567	Rep	2012-05-30
142	Zhang, Yue (SFC:ARO427) 張玥			ARO427	Rep	2012-05-31	2012-09-27
143	Zhao, Liang (SFC:APH556) 趙亮			APH556	Rep	2012-05-31	2015-03-28
144	Zheng, Yuanya 鄭元亞			AZL758	Rep	2012-05-30	2015-01-08
145	Zhou, Yang (SFC:AZM657) 周阳			AZM657	Rep	2012-05-30	2015-01-12

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