HSBC Corporate Finance (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2012 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Aggarwal, Sandeep (SFC:AZC897) | AZC897 | Rep | 2012-04-19 | 2015-06-19 | ||
| 2 | Aruna 阿汝娜 | AZC819 | Rep | 2012-03-09 | 2016-06-24 | ||
| 3 | Au Yeung, Tat H 歐陽達顯 | AFZ713 | RO | 2003-09-05 | 2004-01-15 | ||
| 4 | Au, Jason On Kit 歐安傑 | M | ADE458 | RO | 2012-03-09 | 2016-05-17 | |
| 5 | Bansal, Gaurav (SFC:AZO997) | M | AZO997 | Rep | 2012-06-29 | 2018-10-14 | |
| 6 | Baur, Darin Daniel | M | AQO190 | Rep | 2012-04-20 | 2012-07-25 | |
| 7 | Beattie, Russell William | M | ALI346 | RO | 2006-04-28 | 2007-05-10 | |
| 8 | Biron, Edouard Michel Marie | F | AZH665 | Rep | 2012-05-03 | 2016-01-03 | |
| 9 | Bo, Qiaochu 薄翹楚 | AZJ491 | Rep | 2012-04-30 | 2017-04-19 | ||
| 10 | Browning, Martin Mario | 35 | M | AZH664 | Rep | 2012-04-20 | 2019-03-10 |
| 11 | Bunting, Charles Pearce | M | AZH663 | Rep | 2012-04-20 | 2014-05-08 | |
| 12 | Cao, Yuan (SFC:AZJ206) 曹遠 | AZJ206 | Rep | 2012-04-27 | 2013-05-31 | ||
| 13 | Chan, Ivan Man Hung 陳文洪 | M | AVE049 | RO | 2011-12-05 | 2012-03-09 | |
| 14 | Chang, Jiang (SFC:AZH662) 常江 | AZH662 | Rep | 2012-04-20 | |||
| 15 | Chang, Yung Ching 張永經 | AFF918 | RO | 2007-06-01 | 2008-09-20 | ||
| 16 | Chen, Bo (SFC:AZJ493) 陳博 | AZJ493 | Rep | 2012-04-30 | 2015-11-11 | ||
| 17 | Chen, Cheng (SFC:AZJ494) 陳程 | AZJ494 | Rep | 2012-04-30 | 2019-04-08 | ||
| 18 | Chen, Junling (SFC:BAH717) 陳雋凌 | BAH717 | Rep | 2012-11-06 | 2015-06-17 | ||
| 19 | Chen, Yunze 陳云澤 | BAH718 | Rep | 2012-11-06 | 2014-06-30 | ||
| 20 | Cheng, Siwei (SFC:AZC805) 程斯韋 | AZC805 | Rep | 2012-03-09 | 2015-02-02 | ||
| 21 | Cheung, Siu Fung (SFC:AZC794) 張兆峰 | AZC794 | Rep | 2012-03-09 | 2016-08-12 | ||
| 22 | Chew, Meng Fai 趙明輝 | AZH661 | Rep | 2012-04-20 | 2019-10-25 | ||
| 23 | Chiu, Yue Seng (SFC:ALG329) 趙汝成 | ALG329 | Rep | 2012-11-13 | 2013-02-22 | ||
| 24 | Chu, Lawrence Ka Ming 朱家明 | M | AVC355 | RO | 2012-03-30 | 2017-01-12 | |
| 25 | Chu, Lindsay Li-Shen | AZH660 | Rep | 2012-04-20 | 2015-04-01 | ||
| 26 | Clark, Stephen John (1963) 郭言信 | 49 | M | ALP771 | RO | 2012-03-09 | |
| 27 | Connor, Jonathan Luke | M | AZH656 | Rep | 2012-04-20 | 2015-02-02 | |
| 28 | Crossland, Ryan Everett | M | AZH655 | Rep | 2012-04-20 | 2015-07-31 | |
| 29 | Cui, Xiaojiao 崔小姣 | AZH654 | Rep | 2012-04-20 | 2021-03-31 | ||
| 30 | Davis, Bardin John (SFC:APK787) | M | APK787 | Rep | 2012-10-11 | 2013-01-09 | |
| 31 | de Basto, Roger Alexander | 47 | M | ABZ794 | RO | 2012-07-10 | |
| 32 | Fan, See Hang 范思恒 | ARM892 | Rep | 2012-04-20 | 2014-03-31 | ||
| 33 | Faure, Emmanuel Dominique Martial G. | M | AFC367 | RO | 2009-09-30 | 2011-09-27 | |
| 34 | Gao, Ya (SFC:AZJ498) 高雅 | AZJ498 | Rep | 2012-04-30 | 2014-05-31 | ||
| 35 | Giang, Johnathan Zhao-Hong 江昭宏 | BAH719 | Rep | 2012-11-06 | 2015-03-27 | ||
| 36 | Glueck, Franz Ismael | AZH650 | Rep | 2012-04-30 | 2017-02-17 | ||
| 37 | Goh, Khee Hong 吳棋鴻 | AZH647 | Rep | 2012-04-20 | 2012-09-26 | ||
| 38 | Gupta, Saurabh (SFC:AZH609) | AZH609 | Rep | 2012-04-20 | |||
| 39 | He, Xiaofan 賀曉帆 | AZH646 | Rep | 2012-04-20 | 2014-03-31 | ||
| 40 | Heng, Franklin Ching Kuen 幸正權 | 47 | M | ACY056 | RO | 2006-04-28 | |
| 41 | Heng, Jonathan Ying-Chieh 恆英傑 | M | AZH645 | Rep | 2012-04-30 | 2019-09-30 | |
| 42 | Hignell, Christopher David | M | AZH644 | Rep | 2012-04-30 | 2013-03-27 | |
| 43 | Hock, Wai Hou 何維豪 | AZH640 | Rep | 2012-04-20 | 2017-07-17 | ||
| 44 | Hsu, Erick Ying-Chao 徐英超 | AZH637 | Rep | 2012-04-20 | 2017-02-15 | ||
| 45 | Hu, Diana 胡黛娜 | F | ADX292 | RO | 2012-03-09 | 2021-02-28 | |
| 46 | Hu, Ruanjia 胡阮佳 | AZC807 | Rep | 2012-03-29 | 2014-02-21 | ||
| 47 | Huang, Duo 黃朵 | AZC808 | Rep | 2012-03-09 | 2012-06-19 | ||
| 48 | Huang, Rui (SFC:AZO993) 黃蕊 | AZO993 | Rep | 2012-07-04 | 2017-04-19 | ||
| 49 | Hui, Fiona Kan Sum 許耿琛 | F | AZC809 | Rep | 2012-03-29 | 2019-02-25 | |
| 50 | Hui, Florence Wai Ying 許慧瑩 | F | AUW505 | Rep | 2012-03-09 | 2013-04-03 | |
| 51 | Jin, Xiaojuan 金曉娟 | BAH720 | Rep | 2012-11-06 | 2019-07-26 | ||
| 52 | Kao, Anne An-Chi 高安琪 | F | ADX082 | Rep | 2012-03-29 | 2018-05-03 | |
| 53 | Katsuba, Tomoaki 勝葉朋亮 | AZH635 | Rep | 2012-04-20 | 2017-04-25 | ||
| 54 | Kern, Jason Blair | M | AZH634 | Rep | 2012-04-20 | 2013-06-29 | |
| 55 | Khoury, Philippe Marie Francois | M | AZK697 | Rep | 2012-05-25 | 2015-07-10 | |
| 56 | Ko, Silvia 高思雯 | F | APQ588 | Rep | 2012-06-07 | 2015-03-26 | |
| 57 | Kwan, Nicholas Alexander Yan Tat 關胤達 | M | AZJ207 | Rep | 2012-04-27 | 2013-06-01 | |
| 58 | Lai, Zengkun 賴增昆 | AZJ208 | Rep | 2012-04-27 | 2015-01-08 | ||
| 59 | Lam, Chi Hang 林智衡 | BAH723 | Rep | 2012-11-06 | 2019-06-06 | ||
| 60 | Lau, Evan Louis 劉凱銘 | M | ANM991 | Rep | 2012-03-29 | 2015-03-25 | |
| 61 | Law, Arthur Yui Long 羅睿朗 | M | AZJ274 | Rep | 2012-04-30 | 2015-05-01 | |
| 62 | Lee, Enoch Yi Nwo 李一諾 | AZC810 | Rep | 2012-03-09 | 2013-06-14 | ||
| 63 | Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋 | ADJ622 | Rep | 2003-07-10 | |||
| 64 | Leelasena, Rasitha Subodha (SFC:ARR166) | ARR166 | RO | 2008-10-06 | 2012-03-09 | ||
| 65 | Leung, Venus Yan Yu 梁茵瑜 | F | AZJ275 | Rep | 2012-04-27 | 2013-05-21 | |
| 66 | Li, Andrew Yung Ting 李勇霆 | M | AZH630 | Rep | 2012-04-20 | ||
| 67 | Li, Benetton I Hao 李翊豪 | AQL793 | Rep | 2012-04-20 | 2014-10-01 | ||
| 68 | Li, Bing (SFC:AHQ959) 李冰 | AHQ959 | Rep | 2012-07-26 | 2016-01-08 | ||
| 69 | Li, Kristine Keng Yan 李敬恩 | F | AZJ276 | Rep | 2012-04-27 | 2012-09-28 | |
| 70 | Li, Meng (SFC:AZJ293) 李蒙 | AZJ293 | Rep | 2012-05-08 | 2019-06-03 | ||
| 71 | Li, Raymond Man Fai 李文輝 | M | ADT897 | Rep | 2004-07-30 | 2004-09-03 | |
| RO | 2004-09-03 | 2006-04-10 | |||||
| 72 | Li, Ying (SFC:BAH724) 李穎 | BAH724 | Rep | 2012-11-06 | 2015-05-01 | ||
| 73 | Li, Youdan 李幼丹 | AUV418 | Rep | 2012-05-11 | 2014-05-05 | ||
| 74 | Lin, Alex Yo Lin 林佑霖 | AOJ686 | Rep | 2012-05-02 | 2015-04-14 | ||
| 75 | Lin, Junxian (SFC:AZC812) 林峻賢 | AZC812 | Rep | 2012-03-09 | 2013-05-16 | ||
| 76 | Lit, Shu Wah 列澍華 | AFK228 | Rep | 2012-05-31 | 2014-02-14 | ||
| 77 | Liu, Chao (SFC:AZH606) 劉超 | AZH606 | Rep | 2012-04-20 | 2016-04-25 | ||
| 78 | Liu, Che Ning 劉哲寧 | 46 | M | ABY439 | RO | 2012-03-09 | |
| 79 | Liu, Mengyu (SFC:AZJ295) 劉夢羽 | AZJ295 | Rep | 2012-04-27 | 2017-11-13 | ||
| 80 | Liu, Theodora Elesa 廖文清 | F | BAH725 | Rep | 2012-11-06 | 2015-05-30 | |
| 81 | Lo, Hsiang 羅馨 | AZJ311 | Rep | 2012-04-30 | 2012-06-13 | ||
| 82 | Low, William Wei Liang 劉偉良 | M | AZJ605 | Rep | 2012-04-27 | 2013-04-15 | |
| 83 | Lu, Jie (SFC:AZO988) 呂捷 | AZO988 | Rep | 2012-08-21 | 2013-06-24 | ||
| 84 | Luo, Yi (SFC:AZM662) 羅軼 | AZM662 | Rep | 2012-07-04 | 2017-11-17 | ||
| 85 | Ma, Jennie Jiayin 馬佳音 | AZU645 | Rep | 2012-07-26 | 2016-07-15 | ||
| 86 | Martinez Acosta, Jorge Carlos | M | AMJ476 | Rep | 2012-10-19 | 2015-05-28 | |
| 87 | McGregor, Robert (SFC:AEM474) | M | AEM474 | Rep | 2012-10-19 | 2014-03-25 | |
| 88 | Ng, Amy Tsung-Ling 吳崇玲 | F | AZF632 | Rep | 2012-04-30 | 2019-06-03 | |
| 89 | Ng, Cheng Kang 黃丞康 | AZC813 | Rep | 2012-03-09 | 2013-03-27 | ||
| 90 | Ng, Sean Heng Tiong 黃興忠 | M | AZJ318 | Rep | 2012-05-02 | 2012-08-28 | |
| 91 | Ong, Chi Tuan 王志團 | AZJ326 | Rep | 2012-04-30 | 2013-07-24 | ||
| 92 | Pang, Chi Fung 彭志峰 | APL741 | Rep | 2012-05-03 | 2015-06-11 | ||
| 93 | Phua, Jia Ning 潘家寧 | AZC814 | Rep | 2012-03-16 | 2012-08-28 | ||
| 94 | Qi, Peng (SFC:AZH628) 齊朋 | AZH628 | Rep | 2012-04-20 | 2016-01-08 | ||
| 95 | Qian, Liang (SFC:AZC815) 錢亮 | AZC815 | Rep | 2012-03-09 | 2014-04-11 | ||
| 96 | Qin, Qing (SFC:BAH726) 秦晴 | BAH726 | Rep | 2012-11-06 | 2015-07-24 | ||
| 97 | Ranavat, Rohan Rajesh | AZC816 | Rep | 2012-03-09 | 2012-04-13 | ||
| 98 | Rao, Pradeep Vithal | AQU896 | Rep | 2012-09-28 | 2018-01-04 | ||
| 99 | Robertson, Craig Anthony | M | AEP696 | Rep | 2004-07-30 | 2004-09-03 | |
| RO | 2004-09-03 | 2009-08-03 | |||||
| Rep | 2009-08-03 | 2009-09-01 | |||||
| 100 | Sahney, Rajeev Kumar | M | AZJ340 | Rep | 2012-05-09 | 2018-10-09 | |
| 101 | Scott, David Paul Mcleod | M | ADX363 | RO | 2007-06-01 | 2008-09-20 | |
| 102 | Shang, Chuyi 尚楚宜 | AZO998 | Rep | 2012-06-29 | 2021-06-16 | ||
| 103 | Shen, Dehua 沈德華 | AMU085 | Rep | 2012-04-30 | 2019-01-29 | ||
| 104 | Shen, Nan (SFC:ALA470) 申楠 | ALA470 | Rep | 2012-03-09 | 2012-03-30 | ||
| 105 | Shin, Jung Keun | AZJ349 | Rep | 2012-04-30 | 2015-11-05 | ||
| 106 | So, Yuk Kit (SFC:ADY273) 蘇煜傑 | ADY273 | RO | 2012-03-09 | |||
| 107 | Song, Meihong 宋美虹 | AZC817 | Rep | 2012-03-09 | 2023-03-02 | ||
| 108 | Sui, Jinjin 隋金金 | AZM580 | Rep | 2012-05-31 | 2015-05-19 | ||
| 109 | Sun, Justin William | M | AZJ432 | Rep | 2012-04-30 | 2013-09-11 | |
| 110 | Sun, Ting (SFC:AZJ434) 孫婷 | AZJ434 | Rep | 2012-04-30 | 2014-04-17 | ||
| 111 | Talwani, Sandeep | AXI220 | Rep | 2012-04-30 | 2015-07-09 | ||
| 112 | Tam, Kin San 譚建新 | AJD858 | Rep | 2012-07-26 | |||
| 113 | Tan, Hui Fen 陳惠芬 | AZJ436 | Rep | 2012-05-02 | 2013-03-27 | ||
| 114 | Tang, Bonan 唐博楠 | BAL522 | Rep | 2012-11-29 | 2015-06-06 | ||
| 115 | Tang, William Hing Chi 鄧慶志 | M | AJG915 | Rep | 2012-05-02 | 2017-04-26 | |
| 116 | Todd, Robert Miles Wilcockson | M | AZJ438 | Rep | 2012-05-02 | 2016-04-25 | |
| 117 | Tse, Herman Yu Man 謝宇文 | M | ADC750 | Rep | 2012-03-09 | 2019-02-25 | |
| 118 | Wallace, Matthew Arnold | M | ASQ136 | Rep | 2012-05-09 | 2013-11-04 | |
| 119 | Walters, Darren Michael | M | AZM581 | Rep | 2012-05-30 | 2015-11-05 | |
| 120 | Wang, Bitan 王碧坦 | AZJ488 | Rep | 2012-04-30 | 2016-01-08 | ||
| 121 | Wang, Xiaoxi (SFC:AZJ489) 王小溪 | AZJ489 | Rep | 2012-05-02 | 2012-08-10 | ||
| 122 | Wang, Xin (SFC:APD062) 王欣 | APD062 | Rep | 2012-05-31 | 2019-10-17 | ||
| 123 | Wang, Yaqian 王亞謙 | AMG899 | Rep | 2012-05-25 | 2017-07-17 | ||
| 124 | Wang, Yongli (SFC:AZM661) 王永利 | AZM661 | Rep | 2012-05-31 | 2014-04-30 | ||
| 125 | Wang, Yufei (SFC:BAA531) 王羽飛 | BAA531 | Rep | 2012-09-03 | 2014-04-29 | ||
| 126 | Wang, Zhen (SFC:AZC796) 王鎮 | AZC796 | Rep | 2012-03-09 | 2017-04-28 | ||
| 127 | Wang, Zhize 王智澤 | AZM566 | Rep | 2012-05-30 | 2012-11-19 | ||
| 128 | Watkins, Natalia Helena | ASK748 | RO | 2009-04-15 | 2012-03-09 | ||
| 129 | Wee, Bertrand Sin Yen 黃信諺 | M | AZH666 | Rep | 2012-04-20 | 2015-10-23 | |
| 130 | Wei, Jing (SFC:AZM559) 韋璟 | AZM559 | Rep | 2012-05-31 | |||
| 131 | Wenk, Raphael Konstantin | M | AZO999 | Rep | 2012-07-11 | 2013-06-19 | |
| 132 | Wong, Billy Chun Wah 黃振華 | AIB345 | Rep | 2012-04-30 | 2016-10-14 | ||
| 133 | Wong, Chun Tak (SFC:AQO452) 黃進德 | AQO452 | Rep | 2012-04-20 | 2020-08-17 | ||
| 134 | Wong, Michelle Chi Yu 黃之愉 | F | ANM091 | Rep | 2012-05-31 | 2015-08-31 | |
| 135 | Woo, Alan Ying Hung 胡應鴻 | M | AZH620 | Rep | 2012-04-20 | 2015-12-18 | |
| 136 | Wu, Samuel Shung Shan 鄔崇山 | M | AIG147 | Rep | 2012-05-07 | 2017-11-10 | |
| 137 | Wu, Zhi (SFC:AZK681) 武智 | AZK681 | Rep | 2012-05-25 | 2021-07-15 | ||
| 138 | Xu, Jie (SFC:BAH729) 徐捷 | BAH729 | Rep | 2012-11-06 | 2025-02-17 | ||
| 139 | Xu, Xiaodong (SFC:AZM584) 徐曉東 | AZM584 | Rep | 2012-05-30 | 2013-06-24 | ||
| 140 | Xu, Ziling 徐子凌 | AZM558 | Rep | 2012-05-31 | 2012-10-08 | ||
| 141 | Yang, Bingnan 楊炳楠 | APL678 | Rep | 2012-11-06 | 2013-08-03 | ||
| 142 | Yang, Huixin 楊蕙心 | AZM569 | Rep | 2012-05-31 | 2013-11-01 | ||
| 143 | Yang, Wing Ka 楊詠嘉 | AZU646 | Rep | 2012-07-26 | 2017-09-30 | ||
| 144 | Yang, Yalong 楊亞龍 | AZU647 | Rep | 2012-07-26 | 2017-04-12 | ||
| 145 | Yang, Yongfang 楊咏芳 | AZC818 | Rep | 2012-03-09 | 2022-06-15 | ||
| 146 | Ye, Pengcheng (SFC:AZM557) 葉鵬程 | AZM557 | Rep | 2012-05-30 | 2016-09-09 | ||
| 147 | Yeo, Pei Hse | AFW119 | Rep | 2012-03-29 | 2019-09-03 | ||
| 148 | Yeung, Chun Kit (SFC:AQU429) 楊竣傑 | AQU429 | Rep | 2012-06-07 | 2012-10-15 | ||
| 149 | Yu, Tao (SFC:AZM664) 余濤 | AZM664 | Rep | 2012-07-04 | |||
| 150 | Yuen, Claudia Kia Yee 袁解頤 | F | ARF130 | Rep | 2012-05-30 | 2016-09-30 | |
| 151 | Zeissink, Andrew John | M | AZM568 | Rep | 2012-05-30 | 2019-06-03 | |
| 152 | Zhang, Di (SFC:AZC799) 張迪 | AZC799 | Rep | 2012-03-09 | 2017-04-21 | ||
| 153 | Zhang, Fan (SFC:AOR821) 張帆 | AOR821 | Rep | 2012-08-30 | 2021-06-18 | ||
| 154 | Zhang, Xiaohong (SFC:AZM666) 張小紅 | AZM666 | Rep | 2012-05-31 | |||
| 155 | Zhang, Yao (SFC:AZM676) 張垚 | AZM676 | Rep | 2012-05-31 | 2013-06-25 | ||
| 156 | Zhang, Yiqun 張軼群 | AZM567 | Rep | 2012-05-30 | |||
| 157 | Zhang, Yue (SFC:ARO427) 張玥 | ARO427 | Rep | 2012-05-31 | 2012-09-27 | ||
| 158 | Zhang, Yuntao (SFC:BAG083) 張蘊濤 | 35 | M | BAG083 | Rep | 2012-10-19 | 2017-12-04 |
| 159 | Zhao, Liang (SFC:APH556) 趙亮 | APH556 | Rep | 2012-05-31 | 2015-03-28 | ||
| 160 | Zheng, Yuanya 鄭元亞 | AZL758 | Rep | 2012-05-30 | 2015-01-08 | ||
| 161 | Zhou, Yang (SFC:AZM657) 周阳 | AZM657 | Rep | 2012-05-30 | 2015-01-12 | ||
| 162 | Zuo, Dingliang 左丁亮 | BAH731 | Rep | 2012-11-06 | 2015-08-31 | ||
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