SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 申萬宏源投資管理(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bai, Youge 白又戈 | 54 | ALP809 | RO | 2012-01-17 | 2016-03-05 | |
| 2 | Chak, Wai Wing 翟偉榮 | AIX144 | Rep | 2004-08-19 | 2005-01-17 | ||
| Rep | 2008-08-25 | 2008-10-13 | |||||
| RO | 2008-10-13 | 2011-03-01 | |||||
| 3 | Chan, Philip (SFC:ACA716) 陳菲臘 | M | ACA716 | Rep | 2008-07-08 | 2013-02-28 | |
| 4 | Chan, Sophia Sok Yin 陳淑妍 | F | ABE984 | Rep | 2006-07-04 | 2006-11-01 | |
| 5 | Chen, Yuedong (SFC:AOA650) 陳跃东 | AOA650 | Rep | 2008-04-17 | 2014-10-23 | ||
| 6 | Cheung, Wing Lam (SFC:AGA955) 張永林 | AGA955 | Rep | 2008-04-15 | 2008-09-21 | ||
| 7 | Chia, An-pei 賈安霈 | ARP099 | Rep | 2009-07-06 | 2009-12-10 | ||
| 8 | Chow, Chee 周琦 | AFD151 | Rep | 2016-03-07 | 2018-07-06 | ||
| 9 | Chow, Gigi Tak Chi 周德芝 | F | AXK090 | Rep | 2013-02-18 | 2014-05-12 | |
| 10 | Chu, Marianna Wai Ling 朱偉苓 | F | ABX782 | Rep | 2005-07-15 | 2008-09-16 | |
| 11 | Chui, Yin Fong 徐燕芳 | AGG947 | Rep | 2005-06-01 | 2007-05-23 | ||
| 12 | Fang, Yanlai 方燕來 | BDA475 | Rep | 2014-03-31 | 2020-09-07 | ||
| 13 | Fung, Kwok On 馮國安 | ADA238 | Rep | 2013-12-24 | 2014-03-05 | ||
| RO | 2014-03-05 | 2017-06-30 | |||||
| 14 | Guo, Chun (1964-05-17) 郭純 | 52 | M | AEN591 | RO | 2022-06-07 | |
| 15 | Ho, Kwong Chak 何光澤 | AAB154 | RO | 2003-07-17 | |||
| 16 | Ho, Michelle Ka Ki 何家淇 | F | ADQ065 | Rep | 2008-11-13 | 2011-09-15 | |
| 17 | Huang, Jiawen (SFC:AYW787) 黃賈雯 | AYW787 | Rep | 2012-01-27 | 2013-01-19 | ||
| 18 | Hus, Chia Ching 徐嘉慶 | ATB475 | Rep | 2011-01-06 | 2011-02-14 | ||
| RO | 2011-02-14 | 2017-06-30 | |||||
| 19 | Khan, Karima (SFC:AEP551) 簡家寶 | AEP551 | Rep | 2012-02-03 | 2014-05-12 | ||
| 20 | Kir, Eddie Jen 賈振綱 | M | AOD040 | Rep | 2009-07-06 | 2010-08-11 | |
| 21 | Lai, Kai Wing 黎啟榮 | AFV860 | Rep | 2005-05-18 | 2005-12-01 | ||
| 22 | Lam, Geoffrey Man Hon 林汶翰 | M | ADI840 | Rep | 2009-01-14 | 2009-04-15 | |
| RO | 2009-04-15 | 2010-01-01 | |||||
| 23 | Leung, Catherine Ching Wan 梁靜筠 | F | AGS493 | Rep | 2005-06-08 | 2006-12-29 | |
| 24 | Leung, Suet Ying 梁雪瑩 | ANH755 | Rep | 2009-07-03 | 2011-06-13 | ||
| 25 | Liang, Jijian 梁繼健 | BIN264 | Rep | 2016-11-10 | 2017-02-17 | ||
| 26 | Liu, Chun Lung 廖俊龍 | BHN811 | Rep | 2016-06-10 | 2018-08-26 | ||
| 27 | Liu, Wanyun 劉萬雲 | AUE706 | Rep | 2010-12-03 | 2011-01-24 | ||
| RO | 2011-01-24 | 2012-05-12 | |||||
| 28 | Liu, Yong (SFC:ASC732) 劉勇 | ASC732 | Rep | 2008-12-29 | 2011-06-11 | ||
| 29 | Liu, Zhongshu 劉鍾書 | BHK457 | Rep | 2016-05-27 | 2020-04-30 | ||
| 30 | Lo, Alfred Bing Chak Bong 盧澤邦 | M | ABZ449 | RO | 2008-09-08 | ||
| Rep | 2008-09-08 | 2008-10-02 | |||||
| 31 | Lo, Theresa Dune Yee 羅端儀 | F | ACI008 | Rep | 2007-06-18 | 2008-05-21 | |
| 32 | Luo, Zenglong 羅增龍 | AWZ523 | Rep | 2014-11-27 | 2021-05-23 | ||
| 33 | Ma, Jui Hsiang 馬瑞祥 | ARJ662 | Rep | 2015-08-14 | 2015-11-21 | ||
| 34 | Mei, Wenjing 梅文靜 | AYU557 | Rep | 2016-09-15 | 2018-06-22 | ||
| 35 | Mou, Alex Xinghai | AJB639 | Rep | 2009-04-27 | 2009-07-21 | ||
| RO | 2009-07-21 | 2011-01-01 | |||||
| 36 | Ng, Chau Po 吳秋寶 | AMI195 | Rep | 2010-01-25 | 2011-06-01 | ||
| 37 | Ngai, Hoi Shan 魏海山 | AVC111 | Rep | 2010-04-28 | 2011-06-04 | ||
| 38 | Pang, Lai Kwan 彭麗君 | AUV853 | Rep | 2014-08-27 | 2016-01-23 | ||
| 39 | Qi, Guangdong 祁廣東 | AZG394 | Rep | 2012-04-10 | 2014-07-02 | ||
| 40 | Sit, Andrew Man Lung 薛文龍 | M | AFV444 | Rep | 2016-05-19 | 2018-07-06 | |
| 41 | Sung, Kyung Haw 成景花 | AQM111 | Rep | 2008-02-11 | 2008-08-21 | ||
| 42 | Tam, Kin Wo 譚健和 | AYZ048 | Rep | 2012-02-10 | 2013-05-20 | ||
| 43 | Tong, Mengshi 童夢石 | AWH879 | Rep | 2014-09-24 | 2017-01-30 | ||
| 44 | Wang, Ting (SFC:AOD025) 王婷 | AOD025 | Rep | 2006-12-04 | 2007-05-14 | ||
| 45 | Wong, Alfred Teck Chit 王德捷 | M | AWF438 | Rep | 2011-10-04 | 2012-01-13 | |
| RO | 2012-01-13 | 2014-04-02 | |||||
| 46 | Wong, Chin Pang (SFC:AFU569) 黃展鵬 | AFU569 | Rep | 2014-04-30 | 2014-08-29 | ||
| RO | 2014-08-29 | 2018-07-15 | |||||
| 47 | Wong, Kwok Ying (SFC:ADR743) 黃國英 | ADR743 | Rep | 2005-06-08 | 2005-07-29 | ||
| RO | 2005-07-29 | 2006-12-29 | |||||
| 48 | Wong, Marshal Sze Yuen 黃思遠 | AUK435 | Rep | 2014-09-03 | 2020-04-05 | ||
| 49 | Wu, Lici Leon Edward 伍禮慈 | AJD966 | Rep | 2011-01-27 | 2013-04-22 | ||
| 50 | Xu, Naijie 徐乃捷 | ATR686 | Rep | 2009-09-07 | 2010-08-14 | ||
| 51 | Xu, Wei (SFC:BEY955) 許薇 | BEY955 | Rep | 2016-05-09 | 2020-03-13 | ||
| 52 | Yan, Chi Kwan 顏志軍 | 41 | M | AGL147 | Rep | 2011-11-30 | 2012-02-03 |
| RO | 2012-02-03 | 2013-11-22 | |||||
| 53 | Yang, Wei (SFC:ATL572) 楊微 | ATL572 | Rep | 2009-07-29 | 2014-08-12 | ||
| 54 | Yeung, Shu Fan 楊樹勳 | M | AAI312 | RO | 2008-09-05 | 2016-10-20 | |
| 55 | Yick, Winsome Kit Sum 易潔心 | AOB610 | Rep | 2009-07-02 | 2012-01-01 | ||
| 56 | Yin, Chunmei 尹春梅 | ARP067 | Rep | 2008-09-08 | 2012-08-31 | ||
| RO | 2012-08-31 | 2019-06-18 | |||||
| 57 | Yip, Hao Huan 葉皓華 | AVZ349 | Rep | 2010-10-04 | 2018-06-24 | ||
| 58 | Yu, Siwei 余思維 | AOI988 | Rep | 2006-12-29 | 2007-08-27 | ||
| 59 | Zhang, Cheng (SFC:AYC302) 章程 | AYC302 | Rep | 2012-03-12 | 2018-10-03 | ||
| 60 | Zhao, Sheng (SFC:AUE973) 趙晟 | AUE973 | Rep | 2009-12-16 | 2014-03-18 | ||
| 61 | Zheng, Juan (SFC:AGI798) 鄭娟 | AGI798 | Rep | 2016-04-18 | 2016-08-17 | ||
| RO | 2016-08-17 | 2020-02-12 | |||||
| 62 | Zhu, Nanwei 朱南唯 | ASD331 | Rep | 2010-06-30 | 2016-05-07 | ||
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