CMS CAPITAL (HK) CO., LIMITED 招商資本(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2018	⚥	SFC ID	Role	From	Until
1	Ip, Woon Lai 葉煥禮	48	M	AFG102	RO	2017-11-07	2018-05-23
2	Wang, Vivian Nan			BGZ177	RO	2017-09-25	2019-01-04

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