ICAP Securities Hong Kong Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2019 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Abano, Luisito Jr Yap | BGV089 | Rep | 2016-03-07 | 2017-12-08 | ||
| 2 | Adnan-Waheed | BCY443 | Rep | 2014-02-17 | 2015-08-01 | ||
| 3 | Ashby, Nicholas Stephen | M | BIC981 | Rep | 2019-11-18 | 2020-01-31 | |
| 4 | Azout, Yohann Victor | M | BCJ901 | Rep | 2019-12-10 | 2022-02-07 | |
| 5 | Barard, Joshua Raj (SFC:BIU546) | M | BIU546 | Rep | 2018-10-01 | 2019-08-02 | |
| 6 | Benjamin, Timothy James | M | BGO782 | Rep | 2016-03-07 | 2018-09-30 | |
| Rep | 2018-10-01 | 2021-03-31 | |||||
| 7 | Boulay, Nicolas Philippe | 43 | M | AQI395 | Rep | 2015-01-02 | 2015-08-01 |
| 8 | Bourke, Cillian Anthony | 40 | M | AXY252 | Rep | 2011-09-02 | 2012-09-10 |
| Rep | 2012-12-19 | 2014-07-25 | |||||
| 9 | Boyer, Alexandre Louis Robert | M | AXX262 | Rep | 2011-08-25 | 2012-09-10 | |
| Rep | 2012-12-19 | 2018-09-30 | |||||
| Rep | 2018-10-01 | 2022-04-30 | |||||
| 10 | Cava Jones, Justin Huw | M | AMO655 | Rep | 2005-10-12 | 2011-06-04 | |
| 11 | Cendron, Ken Damien | M | AVC112 | Rep | 2010-04-28 | 2011-04-29 | |
| 12 | Chan, Charles Yip Ming 陳業明 | M | BOB432 | Rep | 2019-01-29 | 2020-05-15 | |
| 13 | Chan, Kin Yuen 陳建源 | BLR510 | Rep | 2017-12-07 | 2018-09-30 | ||
| Rep | 2018-10-01 | 2019-10-02 | |||||
| 14 | Chan, Patrick Wai Ming 陳偉明 | M | ANP492 | Rep | 2006-06-28 | 2006-10-20 | |
| 15 | Chang, Andrew (SFC:BIE912) | M | BIE912 | Rep | 2016-09-19 | 2018-09-30 | |
| Rep | 2018-10-01 | 2024-04-30 | |||||
| 16 | Charuit, Quentin Bruno Guy Georges | M | BOB436 | Rep | 2019-02-12 | 2019-06-28 | |
| 17 | Cheung, Chung Yin (SFC:BOB016) 張仲賢 | BOB016 | Rep | 2019-01-24 | 2020-09-28 | ||
| 18 | Cheung, Kevin Hoi Tsun 張凱竣 | M | BGI909 | Rep | 2016-01-04 | 2017-10-13 | |
| 19 | Choy, Kai Man 蔡啟民 | BBS817 | Rep | 2016-01-05 | 2017-10-13 | ||
| 20 | Clerget, Yann Ulrich Christian | M | AQN581 | Rep | 2008-02-25 | 2018-06-30 | |
| 21 | Colomina Piriz, Alvaro | ANY163 | Rep | 2006-09-15 | 2010-04-01 | ||
| 22 | Cusack, Andrew Mark | M | AZX878 | Rep | 2019-06-24 | 2022-06-30 | |
| 23 | Dasgupta, Shaona (SFC:AWR522) | AWR522 | Rep | 2011-02-14 | 2011-09-01 | ||
| 24 | Davidson, Duncan Neil | M | AFR872 | Rep | 2016-01-06 | 2016-06-30 | |
| 25 | Davies, Charles Simon Hartley | 49 | M | AME969 | RO | 2005-10-06 | 2008-06-10 |
| 26 | Dobson, Jason David | M | AVV850 | Rep | 2010-09-08 | 2010-11-25 | |
| RO | 2010-11-25 | 2012-12-31 | |||||
| 27 | Doh, Seung Han 陶承漢 | AVJ096 | Rep | 2011-08-09 | 2018-09-30 | ||
| Rep | 2018-10-01 | 2020-08-31 | |||||
| 28 | Favre, Robin Georges Flavien | M | ANP295 | Rep | 2007-01-11 | 2010-05-20 | |
| 29 | Finch, Aaron Trent | M | ANA207 | Rep | 2006-02-06 | 2006-08-31 | |
| 30 | Fukuda, Norimichi 褔田憲道 | AYC380 | Rep | 2011-09-26 | 2012-09-10 | ||
| 31 | Fung, Kin Leung 馮健樑 | APP362 | Rep | 2017-04-19 | 2018-09-30 | ||
| Rep | 2018-10-01 | 2019-01-23 | |||||
| 32 | Gautier De Charnace, Arthur Bernard Jean Marie | M | AUJ425 | Rep | 2013-07-26 | 2018-05-10 | |
| 33 | Gillard, Adam Edward | M | BAP510 | Rep | 2012-12-13 | 2014-02-21 | |
| 34 | Gougenheim, Jeremie | AMK157 | Rep | 2005-10-07 | 2007-08-08 | ||
| 35 | Guenier, Alix Long Daniel | M | BHX737 | Rep | 2019-10-14 | 2022-10-27 | |
| 36 | Hara, Naomi | F | AYE639 | Rep | 2011-10-06 | 2012-09-10 | |
| 37 | Hart, Paul Howard Farmer | M | ASF491 | Rep | 2009-01-09 | 2009-03-09 | |
| Rep | 2009-08-24 | 2010-01-12 | |||||
| Rep | 2010-05-03 | 2010-08-31 | |||||
| 38 | Hartley, Alexander James Sutherland | M | ANF053 | Rep | 2006-03-20 | 2014-08-29 | |
| 39 | Heath, Kristian David | M | BGQ570 | Rep | 2016-03-07 | 2017-05-31 | |
| 40 | Heidelberg, Jean Christophe | M | ALG138 | Rep | 2006-01-12 | 2013-06-27 | |
| RO | 2013-06-27 | 2018-09-30 | |||||
| RO | 2018-10-01 | 2020-11-30 | |||||
| 41 | Hidaka, Adrian | M | AXX260 | Rep | 2011-08-25 | 2012-09-10 | |
| Rep | 2012-12-19 | 2018-09-30 | |||||
| Rep | 2018-10-01 | 2018-10-09 | |||||
| 42 | Hill, Kimberly Nina | F | BIR175 | Rep | 2016-12-21 | 2018-05-30 | |
| 43 | Hill, Victoria Margaret Nahathai | F | AOT983 | Rep | 2007-04-12 | 2010-04-01 | |
| 44 | Hino, Dai 日野大 | AXX264 | Rep | 2011-08-25 | 2012-09-10 | ||
| Rep | 2014-03-11 | 2018-09-30 | |||||
| Rep | 2018-10-01 | 2019-12-02 | |||||
| 45 | Holland, Lewis Richard Edward | 47 | M | AME971 | RO | 2005-10-06 | 2010-06-30 |
| 46 | Huang, Yuhua (SFC:AWR982) 黃宇華 | AWR982 | Rep | 2011-01-24 | 2011-08-30 | ||
| 47 | Human, Brandt Van Aardt | BOF850 | Rep | 2019-04-01 | |||
| 48 | Hunn, Toby Edmund | M | AXX646 | Rep | 2011-08-26 | 2012-09-10 | |
| Rep | 2012-12-19 | 2014-05-27 | |||||
| RO | 2014-05-27 | 2017-07-21 | |||||
| 49 | Hutton, Jason Alec | 50 | M | ASK838 | Rep | 2011-04-18 | 2011-09-16 |
| 50 | Ichikawa, Ken 市川賢 | M | AYC466 | Rep | 2011-09-20 | 2012-09-10 | |
| 51 | James, Joel Graeme | M | AWS778 | RO | 2015-01-06 | 2018-09-30 | |
| RO | 2018-10-01 | 2022-09-30 | |||||
| 52 | Kang, Gyong Hee | F | AIK892 | Rep | 2016-01-05 | 2018-09-30 | |
| Rep | 2018-10-01 | 2018-10-11 | |||||
| 53 | Kee, Kevin Chor Kwang | M | AXB512 | Rep | 2011-03-25 | 2011-06-30 | |
| 54 | Kennedy, Nicholas Brian | M | AXX259 | Rep | 2011-08-25 | 2012-09-10 | |
| 55 | Kho, Garrett Tristan Arnaldo | M | AZL779 | Rep | 2016-01-04 | 2017-01-20 | |
| 56 | Ko, Vanessa 高煒瑩 | F | BIQ200 | Rep | 2016-11-28 | 2018-09-30 | |
| Rep | 2018-10-01 | 2019-02-12 | |||||
| RO | 2019-02-12 | ||||||
| 57 | Kornberg, Benjamin Mikael | M | ATM599 | Rep | 2016-01-04 | 2018-09-30 | |
| Rep | 2018-10-01 | 2019-12-12 | |||||
| 58 | Kwong, Nga Yee 鄺雅怡 | AYC073 | Rep | 2013-09-05 | 2014-09-22 | ||
| 59 | Lai, Cherie Che Man 黎子敏 | AQA449 | Rep | 2010-05-07 | 2010-11-19 | ||
| 60 | Lai, Kwan Yee Stephanie 黎君兒 | F | BPD917 | Rep | 2019-11-25 | ||
| 61 | Laurens, Xavier Emmanuel | M | AMI416 | Rep | 2005-10-07 | 2007-11-26 | |
| RO | 2007-11-26 | 2014-07-24 | |||||
| 62 | Laurent, Lucca Nevada | BEL622 | Rep | 2014-11-28 | 2015-12-01 | ||
| 63 | Lee, Mabel (SFC:ARU038) 李美寶 | F | ARU038 | Rep | 2008-10-28 | 2011-03-11 | |
| 64 | Leung, Kai Fan 梁啟勳 | ARF024 | Rep | 2008-06-20 | 2015-12-31 | ||
| 65 | Leung, Vicky (SFC:ACN925) 梁美璂 | F | ACN925 | Rep | 2016-03-07 | 2018-09-30 | |
| Rep | 2018-10-01 | 2019-11-15 | |||||
| 66 | Levy, Raphael Jonathan Chalom | 37 | M | BBK653 | Rep | 2019-09-02 | 2020-02-10 |
| 67 | Li, Yuyan 李豫燕 | AWT574 | Rep | 2011-02-09 | 2011-08-30 | ||
| 68 | Lisitsyna, Valeriya | AZT730 | Rep | 2012-06-29 | 2013-12-18 | ||
| 69 | Lo, Chi Keung (SFC:AFT940) 盧志強 | AFT940 | Rep | 2006-02-08 | 2015-10-31 | ||
| 70 | Mak, Clement Ka Yiu 麥嘉耀 | M | BMA455 | Rep | 2018-02-22 | 2018-09-30 | |
| Rep | 2018-10-01 | 2019-04-12 | |||||
| 71 | Mangin, Charles | M | AQI139 | Rep | 2008-01-22 | 2010-03-22 | |
| Rep | 2011-04-19 | 2014-04-30 | |||||
| Rep | 2018-03-06 | 2018-08-31 | |||||
| 72 | Mascolo, Fabiano Hugues Joseph | M | ANE267 | Rep | 2019-03-01 | 2019-10-31 | |
| 73 | Mayer, John Raymond | M | BKX376 | Rep | 2018-07-10 | 2018-09-30 | |
| Rep | 2018-10-01 | 2020-07-31 | |||||
| 74 | McCormick-Houston, John Patrick | 31 | M | BGC818 | Rep | 2015-09-02 | 2018-09-30 |
| Rep | 2018-10-01 | 2024-12-01 | |||||
| 75 | Meenan, Raymond David | M | AXW269 | Rep | 2014-12-02 | 2018-09-30 | |
| Rep | 2018-10-01 | 2019-10-22 | |||||
| 76 | Mok, Hiu Fai 莫曉暉 | BFA432 | Rep | 2016-01-04 | 2017-01-31 | ||
| 77 | Moniot, Ludovic Marie | M | ARF025 | Rep | 2008-06-20 | 2009-02-18 | |
| 78 | Morita, Kenichi (SFC:ANZ785) | ANZ785 | Rep | 2006-09-21 | 2006-11-16 | ||
| 79 | Mulas De Goyeneche, Jaime | AOO264 | Rep | 2007-02-12 | 2014-11-21 | ||
| 80 | Nadig, Preetham Dharmarao | AVR736 | Rep | 2010-09-06 | 2011-01-12 | ||
| 81 | Nebout, Alexandre Stanislas Thierry | M | AUH910 | Rep | 2016-11-16 | 2018-09-30 | |
| Rep | 2018-10-01 | 2022-04-30 | |||||
| 82 | North, Michael Joseph | M | BBH684 | Rep | 2013-06-06 | 2014-06-03 | |
| 83 | O'Donohue, Emma Louise | F | APB327 | Rep | 2007-06-05 | 2008-07-01 | |
| 84 | Pannell, Christian Jack | M | BOA474 | Rep | 2019-02-01 | 2022-02-07 | |
| 85 | Pannell, Luke Jonathan | M | BEL400 | Rep | 2014-11-03 | 2018-09-30 | |
| Rep | 2018-10-01 | 2020-12-11 | |||||
| 86 | Park, Hyung Jin 朴亨鎮 | APB995 | Rep | 2008-08-07 | 2011-03-26 | ||
| 87 | Patel, Vinesh (SFC:BDC151) | M | BDC151 | Rep | 2015-04-28 | 2018-09-30 | |
| Rep | 2018-10-01 | 2020-11-17 | |||||
| 88 | Petkova, Tania Kostadinova | AWD679 | Rep | 2010-11-17 | 2014-03-15 | ||
| 89 | Potgieter, Sias | AYC382 | Rep | 2011-09-20 | 2012-09-10 | ||
| 90 | Reinert, Scott Reinhard Hendrik | M | AYW667 | Rep | 2012-02-13 | 2018-09-30 | |
| Rep | 2018-10-01 | 2023-03-06 | |||||
| 91 | Rick, Ian Geoffrey Kendrick | M | BGQ564 | Rep | 2016-03-07 | 2016-07-08 | |
| 92 | Robb, Gordon Bjorn | M | BIQ332 | Rep | 2018-07-04 | 2018-09-30 | |
| Rep | 2018-10-01 | 2018-10-11 | |||||
| 93 | Robine, Charles-Antoine Marie Godfroy | M | ATC945 | Rep | 2009-06-18 | 2014-04-30 | |
| 94 | Robine, Paul Gratien | M | AMK235 | Rep | 2005-10-07 | 2006-05-12 | |
| RO | 2006-05-12 | 2007-10-02 | |||||
| 95 | Ross, Matthew Clayton | M | AQN582 | Rep | 2008-02-18 | 2009-01-06 | |
| 96 | Saisi, Jack (SFC:ANK164) | M | ANK164 | Rep | 2006-05-15 | 2011-11-18 | |
| 97 | Simons, Benjamin | M | AYT718 | Rep | 2012-01-31 | 2012-09-10 | |
| Rep | 2013-05-24 | 2015-11-09 | |||||
| 98 | Sordet, Nicolas Olivier Francois Marie | M | ANG960 | Rep | 2006-04-10 | 2009-05-08 | |
| RO | 2009-05-08 | 2013-07-01 | |||||
| 99 | Sparrow, Nicholas Charles | M | AHF977 | Rep | 2005-11-21 | 2009-06-19 | |
| 100 | Streeter, Charles Henry Roger | M | ASD370 | Rep | 2008-12-12 | 2009-03-09 | |
| 101 | Sun, King Yee 孫景怡 | AEE927 | Rep | 2006-06-05 | 2008-10-23 | ||
| 102 | Tagawa, Ichiro 田川一郎 | AXX263 | Rep | 2011-08-25 | 2012-09-10 | ||
| Rep | 2014-10-17 | 2018-09-30 | |||||
| Rep | 2018-10-01 | 2019-12-02 | |||||
| 103 | Taylor, Stuart Andrew (SFC:AWX936) | M | AWX936 | Rep | 2015-04-01 | 2018-03-31 | |
| 104 | Totton, Craig Thomas | M | AEW306 | Rep | 2016-02-25 | 2017-11-07 | |
| RO | 2017-11-07 | 2018-09-30 | |||||
| RO | 2018-10-01 | 2020-02-14 | |||||
| 105 | Tsang, Gordon Kwok Wai 曾國威 | M | BLI479 | Rep | 2017-11-01 | 2018-05-17 | |
| 106 | Tsang, Michael (SFC:ADX573) 曾米高 | M | ADX573 | RO | 2019-03-18 | 2024-01-02 | |
| 107 | Tse, Ho Seng 謝灝笙 | AGG690 | Rep | 2009-02-02 | 2014-11-16 | ||
| 108 | Tsui, Chung Kwan 崔重君 | BHL060 | Rep | 2016-05-11 | 2018-09-30 | ||
| Rep | 2018-10-01 | ||||||
| 109 | Tubiana, Frederic Antoine | M | AFT309 | Rep | 2006-01-12 | 2013-07-01 | |
| Rep | 2015-09-14 | 2018-09-30 | |||||
| Rep | 2018-10-01 | 2020-06-30 | |||||
| 110 | Vally, Loic Patrick Frederic | M | BLI480 | Rep | 2017-11-03 | 2018-09-30 | |
| Rep | 2018-10-01 | 2022-02-07 | |||||
| 111 | Walsh, Ashley Paul Jeffery James | M | BDX251 | RO | 2017-01-12 | 2017-11-29 | |
| 112 | Wong, Jamie Jun Yin 黃鎮賢 | M | BBN706 | Rep | 2016-01-04 | 2017-10-13 | |
| 113 | Wong, Kai Chung (SFC:AWW031) 王楷沖 | AWW031 | Rep | 2014-02-25 | 2014-05-19 | ||
| 114 | Wong, Kwong Leong 王光亮 | BBD139 | Rep | 2016-01-27 | 2018-09-30 | ||
| Rep | 2018-10-01 | 2020-07-31 | |||||
| 115 | Xu, Jun (SFC:BMP513) 徐俊 | BMP513 | Rep | 2018-04-04 | 2018-09-30 | ||
| Rep | 2018-10-01 | 2018-10-30 | |||||
| 116 | Yabut, Vivian Chan | F | ASM299 | Rep | 2016-01-04 | 2016-08-30 | |
| 117 | Yeh, Ming Ming 葉明明 | BGA349 | Rep | 2018-05-21 | 2018-09-30 | ||
| Rep | 2018-10-01 | 2019-05-31 | |||||
| 118 | Yong, Fen Choong | AOM504 | Rep | 2007-01-29 | 2008-03-05 | ||
| 119 | Zaher, Paul Riad | M | AQN580 | Rep | 2008-02-25 | 2018-06-30 | |
| 120 | Zeng, Ailing | ASX602 | Rep | 2011-04-08 | 2011-09-16 | ||
| 121 | Zhang, Shuo (SFC:BLN911) 張碩 | BLN911 | Rep | 2017-11-30 | 2018-09-30 | ||
| Rep | 2018-10-01 | 2019-06-04 | |||||
| 122 | Zhou, Shenxiong 周申雄 | AYC475 | Rep | 2016-03-15 | 2017-10-11 | ||
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