Oppenheimer Investments Asia Limited 凱萬亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2021 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Baek, Kwonwoo | AXX434 | Rep | 2011-08-22 | 2012-10-17 | ||
| 2 | Bennett, Stephen Scott Jr | M | AGC699 | Rep | 2015-10-02 | 2024-01-31 | |
| 3 | Bernstein, Steven A | M | AUQ299 | RO | 2010-02-12 | 2011-11-30 | |
| 4 | Bhatia, Chetan (SFC:AUG618) | AUG618 | RO | 2010-02-12 | 2012-01-27 | ||
| 5 | Bu, Wenyuan 卜文淵 | AUW509 | Rep | 2010-04-19 | 2011-10-11 | ||
| 6 | Chan, Jenny Wai-yee | F | AXZ591 | Rep | 2011-09-05 | 2012-07-04 | |
| 7 | Cheng, Yan Ting 鄭恩婷 | AUC961 | Rep | 2012-09-12 | 2013-05-31 | ||
| 8 | Chillington, Timothy John | M | ATB862 | Rep | 2015-12-07 | 2016-03-16 | |
| RO | 2016-03-16 | ||||||
| 9 | Ching, Po Yin 程寶妍 | BFS735 | Rep | 2015-08-07 | 2017-09-15 | ||
| 10 | Cho, Kevin (SFC:BGB221) 曹家榮 | M | BGB221 | Rep | 2015-08-25 | 2016-12-31 | |
| 11 | Chow, Jerry Man Kit 周文傑 | M | BAP381 | Rep | 2012-12-17 | 2013-05-03 | |
| 12 | Chu, Wan Chi 朱韻芝 | BDQ950 | Rep | 2014-06-30 | 2017-06-09 | ||
| 13 | Chung, Michael (SFC:AUC505) | M | AUC505 | Rep | 2012-04-30 | ||
| 14 | Cook Iii, Thomas Crawford | M | ASI335 | RO | 2010-02-12 | 2010-09-07 | |
| 15 | Desai, Keemesh (SFC:AUL786) | AUL786 | Rep | 2014-08-04 | 2016-08-08 | ||
| 16 | Farbstein, Noah Michael | M | AFE276 | Rep | 2014-10-06 | 2015-09-25 | |
| 17 | Gan, Jonathan Chin Jer | M | AXS794 | Rep | 2011-08-22 | 2012-04-12 | |
| 18 | Green, Robin Adam | M | ACQ540 | RO | 2012-06-11 | 2017-08-31 | |
| 19 | He, Jia (SFC:AOJ239) 賀佳 | AOJ239 | Rep | 2014-03-13 | 2015-07-24 | ||
| 20 | Holder, Daniel William (SFC:AQM604) | M | AQM604 | Rep | 2012-10-03 | 2013-01-29 | |
| RO | 2013-01-29 | 2013-08-31 | |||||
| 21 | Holmes, Charles Broadfoot | M | AUG616 | RO | 2010-02-12 | 2015-03-15 | |
| 22 | Huang, Bo-Kai 黃柏愷 | AKY607 | Rep | 2010-10-13 | 2012-01-18 | ||
| RO | 2012-01-18 | 2014-06-30 | |||||
| 23 | Huang, Cliff Stevens 黃子明 | M | AIM307 | Rep | 2013-05-30 | 2013-08-12 | |
| RO | 2013-08-12 | ||||||
| 24 | Hui, Florence Wai Ying 許慧瑩 | F | AUW505 | Rep | 2010-04-19 | 2011-03-21 | |
| 25 | Hung, Tsun Hay 洪浚曦 | BGU300 | Rep | 2017-11-09 | 2018-11-06 | ||
| 26 | Kaneko, Satsuki | ANT209 | Rep | 2010-08-27 | 2011-02-07 | ||
| 27 | Kang, Minja | AGJ645 | Rep | 2010-09-24 | 2011-05-18 | ||
| 28 | Kim, Hyun Ho (SFC:ACJ079) 金賢鎬 | ACJ079 | Rep | 2014-01-17 | 2014-03-21 | ||
| RO | 2014-03-21 | ||||||
| 29 | Knight, Christopher John (SFC:BHX549) | M | BHX549 | Rep | 2016-08-10 | 2018-01-31 | |
| 30 | Koo, Lawrence Hung Jun 顧弘潤 | M | ADL513 | Rep | 2019-04-03 | 2020-02-06 | |
| 31 | Lai, Carlos 黎嘉樂 | M | AWU252 | Rep | 2011-03-09 | 2012-04-12 | |
| 32 | Lai, Voon San 賴汶山 | ACQ503 | Rep | 2012-10-03 | 2013-05-31 | ||
| 33 | Lau, Caroline Man Har 劉曼霞 | F | AVK663 | Rep | 2010-08-05 | 2013-02-18 | |
| 34 | Lau, Lik Alaric 劉力 | AHK681 | Rep | 2012-05-17 | 2012-11-01 | ||
| 35 | Li, Binhan 李彬翰 | BGQ760 | Rep | 2017-10-25 | |||
| 36 | Liao, Ya Tzu 廖雅姿 | ALN825 | Rep | 2010-10-15 | 2011-10-21 | ||
| 37 | Lim, Jie Ru Gillian | F | BBA912 | Rep | 2013-03-25 | 2014-03-07 | |
| 38 | Lin, Michelle Chia-Hsing | F | AUW242 | Rep | 2010-04-19 | 2011-03-18 | |
| 39 | Liptak, John Bennett | M | AEQ330 | Rep | 2015-03-16 | 2015-05-17 | |
| 40 | Liu, Hanhua 劉漢華 | AUW243 | Rep | 2010-03-16 | 2011-03-27 | ||
| 41 | Millet, Matthieu Louis Fumiyochi | M | ARH193 | Rep | 2010-03-11 | 2011-08-25 | |
| 42 | Moeller, Corinna Georgina | F | BAX763 | Rep | 2013-02-27 | 2013-09-25 | |
| 43 | Newman, Neil Lionel | M | ABF170 | Rep | 2012-09-19 | 2013-02-18 | |
| 44 | Ng, Chi Fai (SFC:ACR411) 吳梓輝 | ACR411 | RO | 2010-02-12 | 2011-03-09 | ||
| 45 | Ooi, Soon Yi Brian 黃順豫 | BGR151 | Rep | 2015-12-21 | 2016-12-31 | ||
| 46 | Ruddick, Matthew | M | AKI367 | Rep | 2013-03-11 | 2013-07-08 | |
| RO | 2013-07-08 | 2013-12-31 | |||||
| 47 | Shah, Dhawal Arvind | AYM782 | Rep | 2011-11-24 | 2016-06-30 | ||
| 48 | So, Mei Lun 蘇美倫 | ADK736 | Rep | 2012-12-10 | 2013-09-16 | ||
| RO | 2013-09-16 | 2014-01-24 | |||||
| 49 | Tan, Eugenio T 陳傳溜 | M | ACM304 | RO | 2013-09-26 | 2016-12-31 | |
| 50 | Tong, Pauline 唐寶琳 | F | AFK529 | Rep | 2016-09-14 | 2017-03-17 | |
| 51 | Wang, Shuyi (SFC:AVQ913) 王舒誼 | AVQ913 | Rep | 2010-08-31 | 2011-04-19 | ||
| 52 | Wong, Jia 王嘉 | AUW494 | Rep | 2010-04-19 | 2012-04-16 | ||
| 53 | Wong, Pak Chun 王柏俊 | AQZ536 | Rep | 2011-02-23 | 2012-08-23 | ||
| 54 | Wool, Kyle Michael | M | AWV269 | Rep | 2011-03-11 | 2013-05-07 | |
| 55 | Xu, Dapeng (SFC:AUZ670) 徐大鵬 | AUZ670 | Rep | 2010-05-28 | 2015-06-30 | ||
| 56 | Yang, Wu-Kuang 楊武光 | AOV395 | Rep | 2011-10-27 | 2012-03-30 | ||
| 57 | Yau, Geoffrey Cheuk Fei 邱卓飛 | M | BJT901 | Rep | 2017-06-21 | ||
| 58 | Ye, Calvin | M | AZL767 | Rep | 2012-05-17 | 2014-01-15 | |
| 59 | Yip, Chung Leung 葉仲量 | AWF608 | Rep | 2010-11-08 | 2012-04-26 | ||
| 60 | Yiu, Ka Hing 姚嘉興 | AVW705 | Rep | 2010-10-08 | 2010-10-15 | ||
| 61 | Yuan, Runan 袁茹楠 | BRO914 | Rep | 2021-08-17 | 2022-09-30 | ||
| 62 | Zhu, Jintao 朱錦桃 | BMP057 | Rep | 2018-03-14 | 2021-06-01 | ||
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