CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2023 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Bian, Yang (SFC:BRS565) |
|
|
BRS565 |
Rep |
2022-12-29 |
2023-03-20 |
| 2 |
Cai, Xi (SFC:BRX906) 蔡希 |
|
|
BRX906 |
Rep |
2023-03-27 |
2023-06-16 |
| 3 |
Chan, Ka Chun (SFC:ABG469) 陳家俊 |
|
|
ABG469 |
Rep |
2011-06-24 |
2011-07-26 |
|
|
|
RO |
2011-07-26 |
|
| 4 |
Chan, Man Lok (SFC:BGI559) 陳文樂 |
|
|
BGI559 |
Rep |
2016-09-14 |
|
| 5 |
Chen, Jiaqi (SFC:BGZ289) 陳嘉琦 |
|
|
BGZ289 |
Rep |
2018-07-03 |
2020-07-31 |
| 6 |
Cheng, Yizhe 程一喆 |
|
|
BPQ729 |
Rep |
2023-04-28 |
|
| 7 |
Fowler, Luke (SFC:AQM674) |
|
M |
AQM674 |
Rep |
2011-08-02 |
|
| 8 |
Gu, Danxia 顧丹夏 |
|
|
BIE951 |
Rep |
2017-08-11 |
|
| 9 |
Hao, Xin (SFC:BQC601) 郝心 |
|
|
BQC601 |
Rep |
2021-05-20 |
|
| 10 |
He, Peng (SFC:AVI431) 何鵬 |
|
|
AVI431 |
Rep |
2014-09-11 |
2017-09-29 |
| 11 |
Ho, Jason Yuen Pang 何遠鵬 |
|
M |
BGX440 |
Rep |
2020-04-09 |
2022-10-31 |
| 12 |
Ji, Yanbin 冀燕彬 |
|
|
ASY386 |
RO |
2023-05-25 |
2024-07-19 |
| 13 |
Jung, Christopher Lam 曾俊文 |
|
M |
ADX061 |
Rep |
2012-11-28 |
2013-10-24 |
|
|
|
RO |
2013-10-24 |
2013-12-23 |
| 14 |
Ko, Margaret Yuyin |
|
F |
AGB871 |
Rep |
2011-07-15 |
2012-07-20 |
| 15 |
Kong, Kin Hang 江健恆 |
|
|
AUZ976 |
Rep |
2021-07-23 |
2025-02-01 |
| 16 |
Kong, Wei (SFC:AKI414) 孔蔚 |
|
|
AKI414 |
RO |
2013-12-23 |
|
| 17 |
Kwok, Pui Ying 郭佩瑛 |
|
|
ABV967 |
RO |
2013-09-30 |
2014-04-22 |
|
|
|
Rep |
2014-04-22 |
2016-07-06 |
| 18 |
Lam, Pui Ming (SFC:BPR551) 林沛銘 |
|
|
BPR551 |
Rep |
2023-04-28 |
|
| 19 |
Lau, Pong Wong 劉邦鍠 |
|
|
BDT072 |
Rep |
2021-01-29 |
|
| 20 |
Lau, Tsz Wing 劉子頴 |
|
|
ALW219 |
Rep |
2018-10-23 |
2023-05-23 |
| 21 |
Lee, Ka Ming (SFC:BOP928) 李嘉銘 |
|
|
BOP928 |
Rep |
2023-04-28 |
|
| 22 |
Li, Haoyi (SFC:ASF604) 李豪翼 |
|
|
ASF604 |
Rep |
2016-05-05 |
2017-03-30 |
| 23 |
Li, Litong (SFC:BQS932) 李麗彤 |
|
|
BQS932 |
Rep |
2021-02-08 |
2021-07-22 |
| 24 |
Li, Xinyi (SFC:BRU941) 李欣怡 |
|
|
BRU941 |
Rep |
2023-04-20 |
|
| 25 |
Li, Yanlin (SFC:ANI899) 李豔琳 |
|
|
ANI899 |
Rep |
2014-08-28 |
|
| 26 |
Liang, Yuanyun 梁元蘊 |
|
|
BRN927 |
Rep |
2022-12-20 |
2023-09-08 |
| 27 |
Lin, Shanshan (SFC:ASJ891) 林姍姍 |
|
|
ASJ891 |
Rep |
2014-06-26 |
2019-05-21 |
| 28 |
Lin, Yu Hong 林妤虹 |
|
|
ATS207 |
Rep |
2016-05-05 |
|
| 29 |
Lin, Yuqing (SFC:BQD244) 林雨青 |
|
|
BQD244 |
Rep |
2023-04-28 |
|
| 30 |
Liu, Bin (SFC:AWD208) 劉斌 |
|
|
AWD208 |
Rep |
2014-06-18 |
|
| 31 |
Liu, Kui (SFC:BQG668) 刘奎 |
|
|
BQG668 |
Rep |
2023-04-28 |
|
| 32 |
Liu, Xi (SFC:BRU707) 劉西 |
|
|
BRU707 |
Rep |
2023-04-28 |
|
| 33 |
Lu, Ning (SFC:ARP152) 陸宁 |
|
|
ARP152 |
Rep |
2014-05-28 |
2020-05-18 |
| 34 |
Lu, Yilin (SFC:AOG682) 呂禕麟 |
42 |
M |
AOG682 |
RO |
2011-05-25 |
2013-10-23 |
| 35 |
Ma, Junrui 馬隽睿 |
|
|
ARR894 |
Rep |
2014-06-12 |
2015-08-31 |
| 36 |
Ma, Kui (SFC:BGH036) 馬葵 |
|
|
BGH036 |
RO |
2018-03-26 |
|
| 37 |
Ma, Xiaoqi 馬曉琦 |
|
|
BGH607 |
Rep |
2023-05-24 |
2023-12-15 |
| 38 |
Ngok, Linda Tung King 岳彤璟 |
|
F |
ATC242 |
Rep |
2023-04-28 |
|
| 39 |
Pang, Maria Wai Mei 彭慧薇 |
|
F |
BBQ484 |
Rep |
2017-12-27 |
2024-11-26 |
| 40 |
Robinson, David Stuart (SFC:BFZ351) |
|
M |
BFZ351 |
Rep |
2021-12-13 |
2023-05-02 |
| 41 |
Su, Shixian 蘇詩銜 |
|
|
BPQ691 |
Rep |
2023-04-28 |
|
| 42 |
Tang, Hin Lun (SFC:BOD386) 鄧衍鏻 |
|
|
BOD386 |
Rep |
2019-02-22 |
|
| 43 |
Tang, Hung Wong 鄧洪旺 |
|
|
AAE867 |
Rep |
2019-09-13 |
|
| 44 |
To, Derek Kai Chung 杜啟聰 |
|
M |
BHP485 |
RO |
2023-03-08 |
2023-07-04 |
| 45 |
Trinh, Eddie Khang Thach 鄭凱天 |
45 |
M |
AXE228 |
Rep |
2015-02-16 |
|
| 46 |
Tuershunjiang, Ahemaitijiang 圖尔順江阿合 |
|
|
BQW336 |
Rep |
2021-03-16 |
2025-04-28 |
| 47 |
Wan, Li (SFC:AHD514) 萬里 |
|
|
AHD514 |
RO |
2011-05-25 |
2012-02-17 |
|
|
|
Rep |
2014-09-11 |
2020-03-19 |
| 48 |
Wan, Tin Chi 尹天賜 |
|
|
AVF008 |
Rep |
2018-01-15 |
2018-12-14 |
| 49 |
Wang, Beichen 王北辰 |
|
|
BLP422 |
Rep |
2017-11-29 |
2025-04-28 |
| 50 |
Wang, Tianyu (SFC:BSM501) 王田羽 |
|
|
BSM501 |
Rep |
2023-03-27 |
2024-08-09 |
| 51 |
Wong, Chi Man (SFC:AER067) 黃智雯 |
|
|
AER067 |
Rep |
2014-05-28 |
|
| 52 |
Wong, Yin Yee (SFC:BNM902) 黃燕儀 |
|
|
BNM902 |
Rep |
2019-08-09 |
|
| 53 |
Woo, Jimmy Cheung Yee 吳祥貽 |
|
M |
ADI032 |
RO |
2011-05-25 |
2011-06-28 |
| 54 |
Wu, Ying (SFC:BQE869) 伍瑩 |
|
|
BQE869 |
Rep |
2020-10-05 |
|
| 55 |
Xie, Yunang 謝韞昂 |
|
|
BRG543 |
Rep |
2023-03-27 |
2024-07-18 |
| 56 |
Xu, Xueqing 許雪晴 |
|
|
BQI515 |
Rep |
2020-10-28 |
|
| 57 |
Yan, Yiran (SFC:BGD658) 嚴一然 |
|
|
BGD658 |
Rep |
2017-03-08 |
2019-05-10 |
| 58 |
Yao, Jack Hsin-Chou 姚信州 |
|
M |
APQ725 |
Rep |
2012-11-28 |
2019-11-21 |
| 59 |
Yao, Junfei 姚駿飛 |
|
|
BPV703 |
Rep |
2020-07-02 |
2021-07-02 |
| 60 |
Yao, Simone Tong |
|
F |
BEF804 |
Rep |
2019-09-09 |
|
| 61 |
Yim, Chun Kit 嚴俊傑 |
|
|
BOM730 |
Rep |
2021-02-18 |
|
| 62 |
Yu, Cho Ming Jeremy 虞祚銘 |
|
M |
BQR013 |
Rep |
2021-01-19 |
|
| 63 |
Zhang, Duke Du |
|
|
BRO764 |
Rep |
2021-08-18 |
2022-11-02 |
| 64 |
Zhang, Qian (SFC:BMX662) 張前 |
|
|
BMX662 |
Rep |
2018-05-18 |
|
| 65 |
Zhang, Tianli (SFC:BGB980) 張天力 |
|
|
BGB980 |
Rep |
2016-05-05 |
2023-09-14 |
| 66 |
Zhang, Yi (SFC:BDJ166) 張易 |
|
|
BDJ166 |
Rep |
2016-05-05 |
2020-07-31 |
| 67 |
Zhao, Ronghua 趙榮華 |
|
|
BOZ719 |
Rep |
2019-10-21 |
|
| 68 |
Zhou, Jishen 周濟申 |
|
|
BTH281 |
Rep |
2023-02-21 |
2023-04-25 |
|
|
|
RO |
2023-04-25 |
|
| 69 |
Zhou, Xinyuan (SFC:BNC148) 周歆媛 |
|
|
BNC148 |
Rep |
2019-10-03 |
2020-12-24 |
| 70 |
Zhu, Tianan 朱天安 |
|
|
BPI565 |
Rep |
2023-03-27 |
|
| 71 |
Zhuang, Jiejing 庄洁婧 |
|
|
BKF285 |
Rep |
2019-07-23 |
2021-04-22 |
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