CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2023 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Andy Cheuk Wing 陳焯榮 | 47 | M | ALV385 | Rep | 2009-02-18 | 2021-04-15 |
| RO | 2021-04-15 | 2021-08-27 | |||||
| 2 | Chan, Dennis King On 陳敬安 | M | ADA743 | Rep | 2009-04-16 | 2009-05-28 | |
| 3 | Chan, Mang Kiu 陳漫橋 | AIS524 | Rep | 2006-08-10 | 2007-03-01 | ||
| 4 | Chan, Yin Chi 陳賢馳 | BDQ633 | Rep | 2014-06-26 | 2018-03-09 | ||
| 5 | Chen, Xinyu (SFC:AMP260) 陳新宇 | AMP260 | Rep | 2005-10-20 | 2006-06-02 | ||
| 6 | Cheuk, Ho Yeung Gerald 卓浩揚 | AGR972 | Rep | 2011-08-29 | 2015-11-30 | ||
| 7 | Cheung, Danny Tsz Chung 張子聰 | ADB418 | Rep | 2008-05-13 | 2018-03-09 | ||
| 8 | Cheung, David Wai Shun 張為信 | M | AMF145 | Rep | 2005-07-06 | 2011-04-29 | |
| 9 | Cheung, Wai Kuen (SFC:ALQ278) 張偉權 | ALQ278 | Rep | 2005-01-14 | 2009-03-20 | ||
| 10 | Cheung, Yiu Lun (SFC:BTK352) 張耀麟 | BTK352 | Rep | 2023-01-27 | |||
| 11 | Chiu, Ronald Lon 趙朗 | M | AVY720 | Rep | 2010-10-04 | 2018-03-09 | |
| 12 | Choe, Jang Ho | BLH460 | Rep | 2017-10-18 | 2020-07-07 | ||
| 13 | Chung, Wai Shing (SFC:AFP827) 鍾偉誠 | AFP827 | Rep | 2005-05-30 | 2007-04-24 | ||
| 14 | Feng, Rong (SFC:BDI572) 馮榕 | BDI572 | Rep | 2017-08-17 | 2019-05-15 | ||
| 15 | Feng, Shu (1985-04) 馮書 | 38 | F | BOO677 | Rep | 2019-08-07 | 2020-06-22 |
| RO | 2020-06-22 | ||||||
| 16 | Fung, Raymond Koon Bong 馮冠邦 | M | AST200 | Rep | 2009-04-14 | 2009-05-28 | |
| 17 | Gao, Mengyang 高夢洋 | BNJ100 | Rep | 2018-08-14 | 2020-08-19 | ||
| 18 | Gonzalez Morales, Diego Alejandro 龔兆朗 | 39 | M | BCU193 | Rep | 2014-02-04 | 2018-12-01 |
| 19 | Ho, Alvin Man 何敏 | 54 | M | ACT360 | RO | 2009-10-30 | |
| 20 | Ho, Christie See Pui 何思蓓 | F | BIV192 | Rep | 2017-01-16 | 2019-12-20 | |
| 21 | Hong, In Eui | BSY394 | Rep | 2022-09-26 | |||
| 22 | Hsu, Shu-Ting 許淑婷 | AOQ540 | Rep | 2009-09-04 | 2014-08-22 | ||
| 23 | Hu, Baifeng 胡柏風 | 42 | M | BOO676 | Rep | 2019-08-07 | 2019-10-21 |
| RO | 2019-10-21 | ||||||
| 24 | Huang, Danyi (SFC:BAF173) 黃丹誼 | BAF173 | Rep | 2012-09-17 | 2018-05-02 | ||
| 25 | Hung, Iris Mei Ha 孔美霞 | F | AEC989 | Rep | 2006-09-11 | 2008-12-03 | |
| RO | 2008-12-03 | 2014-12-31 | |||||
| 26 | Hung, Ying Yeung 熊英揚 | BSB922 | Rep | 2022-02-14 | |||
| 27 | Ip, Laurence Yegene 葉奕雋 | M | ACA689 | Rep | 2008-03-13 | 2015-08-14 | |
| 28 | Jang, Jae Hee 張在喜 | BQG804 | Rep | 2020-10-19 | 2022-08-05 | ||
| 29 | Jia, Wei (SFC:BOT047) 賈暐 | BOT047 | Rep | 2019-08-28 | 2021-09-06 | ||
| RO | 2021-09-06 | ||||||
| 30 | Jiang, Renzhe 江仁喆 | BQG290 | Rep | 2021-04-21 | 2024-09-26 | ||
| 31 | Kim, Min Soo (SFC:BNP458) | BNP458 | Rep | 2018-09-28 | 2019-12-24 | ||
| 32 | Ko, Carmen Kun Mun 高堃敏 | F | ANW518 | Rep | 2011-09-09 | 2012-06-02 | |
| 33 | Lam, Erica Joyce (SFC:AQX491) | F | AQX491 | Rep | 2008-04-29 | 2014-04-08 | |
| 34 | Lam, Lawrence Wai Keung 林偉強 | M | ASU037 | Rep | 2009-04-16 | 2009-05-28 | |
| 35 | Lam, Louisa Che Man 林梓敏 | F | BQQ755 | Rep | 2021-01-21 | 2021-08-13 | |
| 36 | Lam, Simon Yee-Kai 林以佳 | M | AET081 | Rep | 2010-03-23 | 2011-05-20 | |
| 37 | Lam, Steve Kwok Leung 林國樑 | M | AGC469 | Rep | 2006-05-25 | 2006-06-07 | |
| 38 | Lau, Yip Man 劉業民 | ARA288 | Rep | 2008-05-19 | 2013-09-01 | ||
| 39 | Lee, Carol Jungeun | F | AGL373 | Rep | 2017-06-20 | ||
| 40 | Lee, Chia Huan | AQR078 | Rep | 2008-03-19 | 2021-07-20 | ||
| 41 | Lee, Po Ki 李寶琪 | BMW804 | Rep | 2022-02-14 | 2023-09-29 | ||
| 42 | Lee, Seng Chow 李成就 | ADK172 | Rep | 2004-10-19 | 2006-06-09 | ||
| 43 | Leonard, Juliana Veronica | F | AXY890 | Rep | 2011-09-01 | 2016-09-09 | |
| 44 | Leotta, Sebastian John | M | BKP941 | Rep | 2017-09-04 | 2021-01-15 | |
| 45 | Leung, Colin Kwok Hai 梁國希 | M | ADS523 | Rep | 2009-04-22 | 2009-05-28 | |
| 46 | Li, Koon Lok 李冠樂 | BFK460 | Rep | 2015-06-01 | 2018-07-11 | ||
| 47 | Li, On Ki 李安琪 | ANA057 | Rep | 2006-02-03 | 2018-03-09 | ||
| 48 | Li, Tingting (SFC:BSI937) 李婷婷 | BSI937 | Rep | 2022-05-10 | |||
| 49 | Lim, Colin | M | BPU833 | Rep | 2020-06-23 | 2021-09-24 | |
| 50 | Lim, Wen-tzen 林紋正 | ALN484 | Rep | 2010-03-29 | 2016-09-24 | ||
| 51 | Lin, Jing (SFC:BTK467) 林晶 | BTK467 | Rep | 2023-01-27 | |||
| 52 | Lin, Junqin 林俊钦 | BSJ309 | Rep | 2022-05-17 | |||
| 53 | Lin, Peicong 林培聰 | 47 | M | ANB735 | Rep | 2006-02-24 | 2016-12-16 |
| 54 | Liu, Hanhua 劉漢華 | AUW243 | Rep | 2017-10-03 | 2019-05-15 | ||
| 55 | Liu, Xiaoning (SFC:BFD449) 劉晓宁 | BFD449 | Rep | 2021-06-21 | 2022-12-23 | ||
| 56 | Luo, Sha 雒莎 | BNL483 | Rep | 2018-09-04 | 2019-05-10 | ||
| 57 | Man, Hau Shing 文孝誠 | AME521 | Rep | 2005-06-27 | 2007-04-04 | ||
| 58 | McCoy, Michael Andrew | M | AAF167 | Rep | 2006-07-12 | 2009-01-01 | |
| Rep | 2012-10-12 | 2014-11-12 | |||||
| RO | 2014-11-12 | 2019-12-31 | |||||
| 59 | Murari, Pranav | BAX549 | Rep | 2017-09-29 | 2018-09-21 | ||
| 60 | Nakamura, Ryoko | AUD563 | Rep | 2009-11-12 | 2011-07-20 | ||
| 61 | Ng, Gary Jit Meng | M | AXZ903 | Rep | 2011-09-15 | 2011-12-20 | |
| 62 | Ng, Ka Lun (SFC:BSF595) 吳家麟 | BSF595 | Rep | 2022-03-14 | |||
| 63 | Nguyen, Kim Thi | ANA971 | Rep | 2006-09-28 | 2010-10-27 | ||
| 64 | Pang, Elaine Yee Lai 馮怡麗 | F | AST848 | Rep | 2009-04-16 | 2009-05-28 | |
| 65 | Park, Gregory (SFC:AEI659) | M | AEI659 | Rep | 2017-05-05 | ||
| 66 | Paterson, James Willock | M | ADA085 | Rep | 2005-11-02 | 2006-01-30 | |
| 67 | Pattar, Jasvinder Singh | 65 | ALE828 | Rep | 2004-09-07 | 2004-10-25 | |
| RO | 2004-10-25 | 2018-07-14 | |||||
| 68 | Phen, Vincent Chun Shing 彭鎮城 | 47 | M | AOR251 | Rep | 2007-03-13 | 2009-04-24 |
| 69 | Price, Josephine (1954) 潘佐芬 | 69 | F | AAJ083 | RO | 2008-06-01 | |
| Rep | 2008-06-01 | 2008-07-07 | |||||
| 70 | Qian, Haochen 錢灝宸 | BOM673 | Rep | 2021-01-07 | 2021-02-10 | ||
| 71 | Seaver, Christopher Burrill | M | ARY267 | RO | 2010-05-31 | 2014-06-30 | |
| 72 | Shen, Chen (SFC:BSJ308) 沈忱 | BSJ308 | Rep | 2022-05-17 | 2024-11-01 | ||
| 73 | Shen, Gujing 沈谷菁 | BHH475 | Rep | 2021-01-21 | 2021-05-07 | ||
| 74 | Shin, Joo Kyung 申珠炅 | BQC062 | Rep | 2020-09-08 | 2023-11-17 | ||
| 75 | Skinner, Donald William Lennox | 61 | M | AAI493 | RO | 2019-04-04 | 2019-11-30 |
| 76 | Tam, Pui Chi (SFC:AFT247) 譚佩芝 | AFT247 | Rep | 2006-06-07 | |||
| RO | 2006-06-07 | 2008-06-01 | |||||
| Rep | 2008-06-01 | 2011-09-22 | |||||
| RO | 2011-09-22 | 2013-06-29 | |||||
| 77 | Tan, Keng Hui | ALG317 | Rep | 2004-09-23 | 2007-12-30 | ||
| Rep | 2008-02-25 | 2011-08-14 | |||||
| 78 | Tang, Miranda Ka Yee 鄧嘉儀 | F | AEZ134 | RO | 2019-07-05 | ||
| 79 | Totla, Vaibhav Vishnudas | ALZ933 | Rep | 2020-07-31 | |||
| 80 | Tsai, Teddy Hong Teh | M | AMP367 | Rep | 2008-03-27 | 2010-05-19 | |
| 81 | Wang, Eric Bing 王兵 | M | ASP107 | Rep | 2009-03-31 | 2011-12-30 | |
| 82 | Wang, Jichao (SFC:BQR551) 王紀朝 | BQR551 | Rep | 2021-01-25 | |||
| 83 | Wang, Jue (SFC:BOF346) 王珏 | BOF346 | Rep | 2021-07-15 | |||
| 84 | Wang, Rui (SFC:BRC008) 王銳 | BRC008 | Rep | 2021-12-10 | 2024-11-07 | ||
| 85 | Weston, Simon Michael | M | AVU839 | Rep | 2010-09-03 | 2015-03-31 | |
| 86 | Wilbert II, Randall Edwin | 51 | M | AXL207 | RO | 2018-03-12 | 2019-05-18 |
| 87 | Won, Sang Hoon 元相勳 | AOB339 | Rep | 2020-02-20 | |||
| 88 | Wong, Linda Tsz Kwan 王子君 | F | ASU389 | Rep | 2009-04-21 | 2009-05-28 | |
| 89 | Woo, Samuel Wing Sum 胡穎森 | M | ALN679 | Rep | 2004-12-10 | 2013-02-09 | |
| 90 | Wu, Nan (SFC:AUW139) 吳楠 | AUW139 | Rep | 2017-09-20 | 2019-11-09 | ||
| 91 | Wu, Zhelun 吳哲倫 | BRH608 | Rep | 2021-06-11 | 2023-05-16 | ||
| 92 | Xu, Pengzi 許蓬子 | AXT110 | Rep | 2017-10-18 | 2020-02-25 | ||
| RO | 2020-02-25 | 2020-11-16 | |||||
| 93 | Yang, Hai (SFC:AXI228) 楊海 | AXI228 | Rep | 2017-08-30 | 2019-08-22 | ||
| 94 | Ye, Shuang (SFC:BOC874) 叶爽 | BOC874 | Rep | 2023-07-31 | 2024-08-16 | ||
| 95 | Yip, Damon Manchun | M | APK748 | Rep | 2020-04-28 | 2021-11-12 | |
| 96 | Yue, Xiaowei 岳效巍 | AVZ069 | Rep | 2019-05-03 | 2020-11-06 | ||
| 97 | Yung, Lap Hang (SFC:AER415) 容立恆 | AER415 | Rep | 2015-09-16 | 2019-07-03 | ||
| RO | 2019-07-03 | 2020-11-13 | |||||
| 98 | Zhang, Hongyi (SFC:BIZ596) 張弘毅 | BIZ596 | Rep | 2021-01-14 | |||
| 99 | Zhang, Ziyao (SFC:BPS102) 張子嶢 | BPS102 | Rep | 2020-05-26 | |||
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