PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 信安環球投資(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2023 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Ching Charm 陳清杉 | AHA954 | Rep | 2004-08-13 | |||
| 2 | Chan, Kelvin King Sum 陳敬琛 | M | AWK776 | Rep | 2010-12-06 | 2016-09-03 | |
| 3 | Chan, Wing Sze (SFC:ARE665) 陳詠詩 | ARE665 | Rep | 2010-10-12 | 2011-05-23 | ||
| 4 | Chan, Wing Yan (SFC:AHD583) 陳詠恩 | AHD583 | Rep | 2003-06-13 | |||
| 5 | Chandgothia, Binay | AMQ648 | Rep | 2005-10-28 | 2005-12-12 | ||
| 6 | Chang, Helen 張令遠 | F | APC655 | Rep | 2007-06-22 | 2009-02-02 | |
| Rep | 2014-08-21 | 2015-12-21 | |||||
| 7 | Cheng, Nelson Hong Shing 鄭康勝 | M | ARI452 | Rep | 2008-07-21 | 2009-01-01 | |
| 8 | Cheung, Kam Ping 張錦屏 | AEX966 | RO | 2013-10-03 | 2016-12-31 | ||
| 9 | Cheung, King Hei (SFC:AUP907) 張敬禧 | AUP907 | Rep | 2010-04-22 | 2011-01-01 | ||
| 10 | Cheung, Kwong Yan (SFC:AVY400) 張廣恩 | AVY400 | Rep | 2010-09-24 | 2010-11-08 | ||
| 11 | Cheung, Lee Yee 張莉儀 | BDI119 | Rep | 2014-06-06 | 2014-09-11 | ||
| 12 | Cheung, Wai Chuen 張偉銓 | AEQ255 | Rep | 2003-09-09 | |||
| 13 | Chiang, Ki Yuk 蔣麒鈺 | AQB101 | Rep | 2007-11-29 | 2008-01-07 | ||
| 14 | Chiu, Tony Yin Bong 趙彥邦 | M | BCW805 | Rep | 2014-02-11 | 2017-06-19 | |
| 15 | Chou, Chun Kit 周俊杰 | AWS990 | Rep | 2011-06-27 | 2012-02-07 | ||
| 16 | Chow, Wai Chi (SFC:ATO798) 周煒智 | ATO798 | Rep | 2014-03-10 | 2015-08-10 | ||
| 17 | Choy, Suet Yin 蔡雪賢 | ARH646 | Rep | 2010-04-22 | 2015-08-10 | ||
| 18 | Chung, Lui 鍾蕾 | AOX816 | Rep | 2010-04-29 | 2015-08-10 | ||
| 19 | Fan, Chi Wai Simon 樊志偉 | M | AGB716 | Rep | 2012-11-22 | 2013-01-11 | |
| 20 | Fong, Hau Wah 方巧華 | APJ710 | Rep | 2010-04-22 | 2010-11-08 | ||
| 21 | Fu, Rachel Ching 符清 | F | AIX162 | Rep | 2003-12-10 | 2004-09-16 | |
| 22 | Fung, Jane Che Yin 馮芷賢 | F | ADJ630 | Rep | 2013-10-21 | 2013-11-11 | |
| RO | 2013-11-11 | 2014-12-31 | |||||
| 23 | Ho, Cham (SFC:BCG431) 何湛 | BCG431 | Rep | 2014-07-03 | 2015-12-21 | ||
| 24 | Ho, Derek Ping Nga 何平雅 | M | AFU158 | RO | 2013-06-13 | 2014-02-28 | |
| 25 | Ho, Mei Lok 何美樂 | AMY548 | Rep | 2007-10-10 | 2007-11-28 | ||
| 26 | Hung, Hing On 孔慶安 | M | ACR693 | RO | 2005-12-22 | ||
| 27 | Hung, Shin Mei 孔倩美 | BDC865 | Rep | 2014-03-13 | 2016-09-07 | ||
| 28 | Ip, Kwai Keung 葉桂強 | AMS708 | Rep | 2010-04-22 | 2015-08-10 | ||
| 29 | Ip, Yun Ping 葉潤屏 | AFP576 | Rep | 2004-05-24 | |||
| 30 | Juin, Enoch 晉以諾 | BCZ293 | Rep | 2014-02-27 | 2015-08-10 | ||
| 31 | Kong, Ching Wai 江清慧 | AGP586 | Rep | 2003-05-07 | 2004-08-26 | ||
| 32 | Kong, Siu Tin 江紹田 | AJE115 | Rep | 2006-03-20 | 2007-09-03 | ||
| 33 | Lam Wong, Carmen Wei Ching 林黃慧貞 | F | ALS709 | RO | 2013-06-13 | 2017-05-01 | |
| 34 | Lam, Wai Yu (SFC:ANV167) 林慧瑜 | ANV167 | Rep | 2014-02-24 | 2015-08-10 | ||
| 35 | Lau, Chi Ho (SFC:AZO177) 劉志豪 | AZO177 | Rep | 2012-06-25 | 2014-07-14 | ||
| 36 | Lau, Daniel Chee Fung 劉智峯 | M | AHE252 | Rep | 2005-11-12 | ||
| 37 | Lau, Kit (SFC:AMS059) 劉杰 | AMS059 | Rep | 2005-11-10 | 2007-01-02 | ||
| 38 | Law, Hiu Ying 羅曉迎 | AVY395 | Rep | 2010-09-24 | 2010-12-13 | ||
| 39 | Lee, Chi Fung (SFC:ALH771) 李志鋒 | ALH771 | Rep | 2008-08-25 | 2008-08-25 | ||
| 40 | Lee, Chloe Suet Lai 李雪麗 | F | ANQ047 | Rep | 2008-04-18 | 2008-10-02 | |
| 41 | Lee, Wai Man (SFC:AWC512) 李慧文 | AWC512 | Rep | 2010-10-26 | 2015-08-10 | ||
| 42 | Leung, Chi Him (SFC:BDI116) 梁智謙 | BDI116 | Rep | 2014-06-06 | 2014-10-07 | ||
| 43 | Li, Cecilia Lok Yee 李樂儀 | F | BBQ230 | Rep | 2014-07-22 | 2015-08-10 | |
| 44 | Li, Vivian Hiu Fung 李曉楓 | F | AON716 | Rep | 2007-02-05 | 2013-09-23 | |
| 45 | Li, Ying Cheung 李應章 | BCT297 | Rep | 2014-02-25 | 2015-03-06 | ||
| 46 | Lok, Remus Chu Kit 駱柱傑 | AVI054 | Rep | 2010-07-23 | 2015-08-10 | ||
| 47 | Luk, Linda Wing Sze 陸穎詩 | F | ACM359 | Rep | 2004-03-23 | 2005-01-21 | |
| 48 | Mak, Chun Bond 麥俊邦 | AIY650 | Rep | 2003-06-09 | 2003-07-24 | ||
| 49 | Man, Chi Sing 萬志成 | AOP207 | Rep | 2007-02-28 | 2007-06-01 | ||
| 50 | Ng, Chun Nok 吳俊諾 | AXL883 | Rep | 2012-06-26 | 2014-06-16 | ||
| 51 | Ng, Queenie Kwan Yi 吳鈞儀 | AXL684 | Rep | 2011-06-22 | 2014-08-25 | ||
| 52 | Ng, Wing Kin (SFC:AWN677) 伍永健 | AWN677 | Rep | 2010-12-24 | 2011-06-20 | ||
| 53 | Ng, Yin Tung 吳彥彤 | AST101 | Rep | 2012-09-11 | 2015-08-10 | ||
| 54 | Simmonds, Ian Timothy | M | AGJ428 | RO | 2003-07-31 | ||
| 55 | Sinn, Ringo Pak Ming 冼百明 | M | ACC589 | Rep | 2005-04-15 | 2005-10-31 | |
| RO | 2005-10-31 | 2007-03-01 | |||||
| Rep | 2007-03-01 | 2007-08-27 | |||||
| RO | 2007-08-27 | 2013-06-21 | |||||
| 56 | So, Po Man 蘇寶文 | AJD316 | Rep | 2003-09-29 | 2004-06-16 | ||
| Rep | 2014-04-23 | 2015-08-10 | |||||
| 57 | Tam Cheung, Viola Fung Yi 譚張鳳儀 | ABH458 | Rep | 2004-02-20 | |||
| 58 | Tsang, Chun Wai (SFC:ATL969) 曾俊威 | ATL969 | Rep | 2010-04-19 | 2010-09-01 | ||
| 59 | Tsang, Lok Man 曾樂雯 | APS492 | Rep | 2010-05-06 | 2010-05-13 | ||
| 60 | Tsang, Lok Ping (SFC:AGP381) 曾樂平 | AGP381 | Rep | 2007-03-06 | 2010-11-17 | ||
| 61 | Tsang, Yin Kan 曾燕勤 | AGP156 | Rep | 2005-11-23 | 2008-05-26 | ||
| Rep | 2009-01-13 | 2012-07-07 | |||||
| 62 | Wai, Kam San 衛錦珊 | AQO523 | Rep | 2010-04-22 | 2015-08-10 | ||
| 63 | Wong, Ching Wa (SFC:AEA546) 黃菁華 | AEA546 | Rep | 2005-07-27 | 2007-01-17 | ||
| 64 | Wong, Hoi Ka (SFC:BBQ053) 黃鎧珈 | BBQ053 | Rep | 2014-04-28 | 2015-08-10 | ||
| 65 | Wong, Kit Man (SFC:AFP736) 黃潔雯 | AFP736 | Rep | 2012-03-13 | 2012-03-19 | ||
| 66 | Wong, Mona 黃夢娜 | F | AYH500 | Rep | 2011-11-10 | 2012-03-02 | |
| 67 | Wong, Monica Mo Lan 黃慕蘭 | F | ANM831 | Rep | 2013-09-23 | 2015-07-25 | |
| 68 | Wong, Noel Yuk Fong 黃玉芳 | M | AEM704 | Rep | 2006-09-11 | 2007-08-31 | |
| 69 | Wong, Sui Man 黃瑞文 | AMH458 | Rep | 2008-07-28 | 2008-08-05 | ||
| 70 | Wong, Ying Fun (SFC:AMQ721) 黃應勳 | AMQ721 | Rep | 2005-11-02 | 2006-12-23 | ||
| 71 | Woo, John Kwok Kwong 胡國光 | M | ACS669 | Rep | 2005-12-14 | 2006-03-03 | |
| RO | 2006-03-03 | 2007-09-01 | |||||
| 72 | Yip, Stanley Chi Leung 葉志良 | M | AHG368 | RO | 2013-07-16 | ||
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