KGI SECURITIES (HONG KONG) LIMITED 凱基證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2008 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chan, Jostein Toi Hing 陳代興 |
|
|
AEZ133 |
Rep |
|
2004-06-01 |
| 2 |
Chan, Ka Kit (SFC:AED841) 陳家傑 |
|
|
AED841 |
Rep |
|
2003-06-06 |
| 3 |
Chan, Kwan Kit (SFC:ACQ850) 陳鈞傑 |
|
|
ACQ850 |
Rep |
|
2004-06-03 |
| 4 |
Chan, Ping Yip 陳炳業 |
|
|
AEF250 |
Rep |
|
2003-06-06 |
| 5 |
Chan, Sai Hung 陳世雄 |
|
|
ADV099 |
Rep |
|
2004-06-03 |
| 6 |
Chan, Yiu Kwong (SFC:AED596) 陳耀光 |
|
|
AED596 |
Rep |
|
2004-06-03 |
| 7 |
Cheung, Hiu Tung (SFC:AEA520) 張曉東 |
|
|
AEA520 |
Rep |
|
2004-06-04 |
| 8 |
Cho, Wai Fai 曹偉輝 |
|
|
ACZ775 |
Rep |
|
2004-06-04 |
| 9 |
Chong, Ming Man 莊銘文 |
|
|
AFF114 |
Rep |
|
2004-06-04 |
| 10 |
Chu, Hon Kei 朱漢基 |
|
|
ANA184 |
Rep |
2007-11-20 |
2008-06-03 |
|
|
|
RO |
2008-06-03 |
2010-08-02 |
| 11 |
Chu, Kuan Hsun 朱光勳 |
|
|
ADR539 |
RO |
2005-08-18 |
2017-10-02 |
| 12 |
King, Christopher Holmes |
|
M |
ADU461 |
Rep |
|
2004-06-03 |
| 13 |
Kwok, Ka Yip 郭家業 |
|
|
AEB325 |
Rep |
|
2003-06-06 |
| 14 |
Kwong, Man Bun 鄺民彬 |
|
|
ABN127 |
RO |
|
2003-06-27 |
|
|
|
RO |
2003-11-19 |
2017-10-02 |
| 15 |
Lam, Gilbert Shen Hriung 林聖鴻 |
|
M |
ADZ537 |
Rep |
2005-12-02 |
2006-02-18 |
| 16 |
Lam, Kai San 林啟新 |
|
|
ABA807 |
Rep |
|
2004-06-03 |
| 17 |
Lau, Hung Chuen 劉洪泉 |
|
|
ADZ808 |
RO |
2008-01-10 |
2017-10-02 |
| 18 |
Lau, Ka Fai (SFC:ACY918) 劉嘉輝 |
|
|
ACY918 |
Rep |
|
2004-06-02 |
| 19 |
Lau, King Yuen 劉敬元 |
|
|
AAC341 |
Rep |
|
2003-12-06 |
| 20 |
Lau, Lynch 劉念慈 |
|
|
ADZ118 |
Rep |
|
2004-06-02 |
| 21 |
Lee, Siu Lun (SFC:ABN376) 李兆麟 |
|
|
ABN376 |
Rep |
|
2003-06-26 |
|
|
|
RO |
2003-12-23 |
2007-10-28 |
|
|
|
Rep |
2008-08-04 |
2008-10-03 |
|
|
|
RO |
2008-10-03 |
2017-10-02 |
| 22 |
Leung, Charles Kwok Kuen 梁國權 |
|
M |
AEU694 |
Rep |
|
2004-06-01 |
| 23 |
Ling, Daisy Yan Ki 凌恩琪 |
|
F |
AIN883 |
Rep |
|
2004-06-03 |
| 24 |
Ling, Kim Keung 凌劍強 |
|
|
ACS615 |
Rep |
|
2003-06-26 |
| 25 |
Liu, Nelson Kwong Kin 廖廣健 |
|
M |
ABM667 |
Rep |
|
2004-06-02 |
| 26 |
Ng, Ka Kit (SFC:ACM397) 吳家傑 |
|
|
ACM397 |
Rep |
|
2004-06-03 |
| 27 |
Ng, Thomas Hak Yin 吳克賢 |
|
M |
ACO357 |
Rep |
2007-10-22 |
2008-06-03 |
|
|
|
RO |
2008-06-03 |
2010-07-04 |
| 28 |
Sparrow, Nicholas Charles |
|
M |
AHF977 |
Rep |
|
2004-06-02 |
| 29 |
Wai, Hing Hung 衛慶熊 |
|
|
AAV885 |
RO |
|
2005-04-12 |
| 30 |
Wong, Siu Yung (SFC:AAE033) 王少容 |
|
|
AAE033 |
Rep |
|
2004-06-02 |
| 31 |
Yap, Shun Chung (SFC:AAE039) 葉純忠 |
|
|
AAE039 |
Rep |
|
2003-04-26 |
| 32 |
Yau, Atak Chung Tak 邱重德 |
|
|
AEK472 |
Rep |
2007-08-07 |
2011-11-10 |
| 33 |
Yeung, Hon Fat 楊漢發 |
|
|
AFN513 |
Rep |
|
2004-06-02 |
| 34 |
Yung, Anthony 容天錫 |
|
M |
AAV701 |
RO |
|
2003-07-17 |
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