UBS SECURITIES ASIA LIMITED

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
SFC ID Role From Until
1 Adiisarta, Adrian Joezer M BCS131 Rep 2014-01-14 2016-05-26
2 Ahuja, Varun (SFC:AWK895) AWK895 Rep 2010-12-09 2015-05-27
3 Andrews, Stephen John (SFC:ATC362) M ATC362 Rep 2009-08-28 2015-12-14
4 Aoki, Daiju BDJ806 Rep 2014-05-14 2016-12-08
5 Bae, Jung Hoon AMY251 Rep 2006-01-18 2017-04-29
6 Bakhru, Hemant BAU633 Rep 2014-12-18 2020-07-16
7 Battershill, Jonathan Lesland M ATH821 Rep 2009-07-09 2016-04-21
8 Baweja, Bhanu AXR105 Rep 2013-02-04
9 Bedford, Jason Kyle M BDO004 Rep 2014-06-09 2019-09-04
10 Burns, Nikolas Peter Charles M BAW620 Rep 2013-02-18 2016-05-11
11 Byers, Martin John M AXA009 Rep 2011-03-22 2016-05-06
12 Cassidy, David Michael (SFC:ATI168) M ATI168 Rep 2009-07-15 2018-07-03
13 Cates, Andrew Phillip M ATO037 Rep 2009-08-24 2015-07-30
14 Chan, Adrian Ka Hin 陳家軒 M BCE916 Rep 2013-11-04 2015-01-01
15 Chan, Chi Lap (SFC:ATD881) 陳志立 ATD881 Rep 2011-01-11
16 Chan, Edwin Chi Ming 陳賜明 M AFG996 RO 2007-08-16 2017-01-09
17 Chan, Hiu Chun (SFC:ANS074) 陳曉雋 ANS074 Rep 2006-07-28 2016-08-20
18 Chang, Alexander Paul 張明波 M ALZ627 RO 2013-08-20 2015-09-29
19 Chen, Bingjian (SFC:AWQ432) 陳昺見 AWQ432 Rep 2011-01-13 2018-08-31
20 Chen, Ge (SFC:AMO864) 諶戈 AMO864 Rep 2010-10-06 2019-09-30
21 Chen, Hui Ming (SFC:ALW538) 陳慧明 ALW538 Rep 2014-09-29 2015-11-07
22 Chen, Li (SFC:ANY454) 陳李 ANY454 Rep 2010-12-07 2015-06-03
23 Chen, Shi (SFC:AWQ302) 陳實 AWQ302 Rep 2011-04-15 2015-04-03
24 Chen, Siguo 陳思果 BAE279 Rep 2012-09-10 2017-09-30
25 Chen, Tiffany Po Hsuan 陳柏璇 F BDB928 Rep 2014-04-08 2017-04-01
26 Chen, Wen-Chin (SFC:AVD899) 陳玟瑾 AVD899 Rep 2010-05-18 2017-06-27
27 Chen, Xin (SFC:AXS722) 陳欣 AXS722 Rep 2011-07-29
28 Chen, Ya-Li 陳雅麗 BBL253 Rep 2013-06-20 2021-05-20
29 Chen, Yu Wen 陳昱彣 BEH823 Rep 2014-10-20 2017-01-07
30 Chen, Zhengyu (SFC:AWT993) 陳征宇 AWT993 Rep 2014-02-04 2015-03-27
31 Cheung, Eugene Chi Yu 張知予 M APM054 Rep 2011-08-01 2017-10-03
32 Chhaochharia, Gautam AWK911 Rep 2010-12-06 2021-01-25
33 Chu, Kelvin Hiu Wai 朱曉暐 M ARN399 Rep 2008-08-20 2023-08-11
34 Chung, Chao-An 鍾朝安 ATI602 Rep 2009-07-17 2015-05-13
35 Chung, David Man Wai 鍾文偉 M AOU630 Rep 2014-10-21 2016-06-09
36 Cluse, Reinhard Paul Johannes M AXK265 Rep 2011-06-14 2016-04-14
37 Coghill, James Arthur Lawrence M AWC079 Rep 2010-10-26 2016-05-06
38 Crutchley, John-Paul BAK485 Rep 2012-11-05 2015-09-24
39 Deo, Stephane Alfred M AUQ990 Rep 2010-02-23 2015-04-21
40 Dong, William Chen M AIU737 Rep 2006-11-21 2020-06-15
41 Donovan, Paul (SFC:ATB735) M ATB735 Rep 2009-05-29 2016-08-22
42 Eary, Richard James (SFC:AEK574) M AEK574 Rep 2009-06-03 2016-04-11
43 Edridge, Dominic Andrei M AWA561 Rep 2010-10-18 2016-04-11
44 El Khouri Abboud, Youssef Antoun BAN226 Rep 2012-12-05 2017-06-10
45 Feng, Zhe (SFC:AFW435) 馮哲 AFW435 Rep 2014-10-30 2017-04-12
46 Finch, Philip Julian Magnus M ATI170 Rep 2009-07-22 2016-03-19
47 Gardiner, Wade Patrick M AVV241 Rep 2010-09-03 2016-04-11
48 Gastreich, Peter Friedrich M AHB509 Rep 2006-04-26 2022-03-18
49 Gaudois, Nicolas Junel M AUE035 Rep 2010-01-13
50 Gilbert, Benjamin Joseph M AVB999 Rep 2010-04-28 2016-04-11
51 Gilman, Matthew Guy M BBT507 Rep 2013-09-23 2020-09-04
52 Goh, Nicole Sue Yi F AWE537 Rep 2010-11-08
53 Goodsall, Andrew Roger M ATD728 Rep 2009-06-25 2017-12-23
54 Goyal, Vishal (SFC:AUU965) M AUU965 Rep 2010-03-04
55 Gupta, Sonal (SFC:ATO967) ATO967 Rep 2009-08-27 2021-04-25
56 Han, Guannan 韓冠男 AVV239 Rep 2010-09-03 2016-10-21
57 Han, Xu (SFC:BCG552) BCG552 Rep 2013-11-14 2015-04-11
58 Harada, Jun AOR374 Rep 2007-03-27 2017-02-22
59 Harris, Maury Norton ATR460 Rep 2009-09-09 2016-04-14
60 Haslem, Scott Tudor M ATH823 Rep 2009-07-09 2017-06-21
61 Hatheway, Lawrence Howell M AVE410 Rep 2010-05-20 2015-04-21
62 He, Miao (SFC:AXX250) 何淼 AXX250 Rep 2011-08-24 2015-04-01
63 Hirata, Shingo AYG042 Rep 2011-10-17 2016-05-06
64 Hizon, Karen Louise Hilado F BDU666 Rep 2014-07-24
65 Ho, Anna Ka Po 何嘉寶 F ANQ590 Rep 2011-07-18 2020-12-22
66 Hodulik, John Christopher M AUQ991 Rep 2010-03-01 2016-03-19
67 Holcroft, Joshua (SFC:AYY599) M AYY599 Rep 2014-08-13 2018-08-01
68 Horth, Damien John Magellan M AMA051 RO 2011-07-27 2022-11-30
69 Hoshino, Hidehiko AOQ602 Rep 2007-03-26 2016-01-26
70 Hou, Yankun 侯延琨 AOC747 Rep 2011-10-06 2018-03-01
71 Houchois, Philippe Jean M AZK752 Rep 2012-05-08 2016-03-29
72 Hsieh, Tzung-Wen 謝宗文 ANX708 Rep 2006-11-21 2019-04-04
73 Hu, Yunyun (SFC:BDM703) 胡昀昀 BDM703 Rep 2014-06-04 2017-06-30
74 Huang, Hiu Pan 黃曉斌 AVS717 Rep 2014-10-06 2016-08-10
75 Hunag, Zhaolei 黃肇蕾 BCP994 Rep 2014-01-03 2020-03-23
76 Hung, Hsi-Ming 洪希民 ATO440 Rep 2009-08-24 2016-05-06
77 Ikawa, Yusuke BEC354 Rep 2014-09-03 2015-02-27
78 Ina, Shinichi AVD124 Rep 2011-10-27 2020-01-02
79 Jagnani, Ashish Satyaprakash AVQ211 Rep 2010-08-04 2016-09-10
80 Jang, Young Woo AGW609 Rep 2006-01-19 2016-05-06
81 Jenkins, Gareth William M AVG891 Rep 2010-06-01 2016-04-11
82 Jessop, David Mark M AWT989 Rep 2011-02-21 2019-06-24
83 Ji, Xuwo 季序我 AZV960 Rep 2012-07-17 2015-06-24
84 Joll, Tristan Bradley M AZB787 Rep 2012-02-27 2016-03-22
85 Kabigting, Caroline Llave F AUQ338 Rep 2010-02-24 2016-02-12
86 Katsura, Ryosuke 桂竜輔 BAB713 Rep 2012-08-22 2015-06-13
87 Knight, Clifford Justin M AUZ508 Rep 2011-01-21 2016-04-14
88 Ko, Chi Wo (SFC:APK739) 高志和 APK739 Rep 2011-03-07 2015-10-05
89 Koo, Bonil BBE974 Rep 2013-05-27 2017-07-11
90 Kwok, Donna Ho Jong 郭浩莊 F ASC758 Rep 2013-11-04 2018-10-29
91 Lawcock, Glyn David M ATE171 Rep 2009-06-24 2021-03-15
92 Lazar, Ramoun AXC435 Rep 2011-04-06 2016-04-11
93 Lee, Adam John (SFC:BDT098) M BDT098 Rep 2014-07-17 2018-04-16
94 Lee, Cheryl Mui Lynn F ANX714 Rep 2006-11-20 2021-10-18
95 Lee, Eva Elizabeth Chi Wing 李智穎 F AFT058 Rep 2011-09-20 2018-08-31
96 Lee, Jina (SFC:AUT717) 李真我 AUT717 Rep 2010-02-26 2018-01-16
97 Lee, Won Jong AFU204 Rep 2012-10-12 2015-06-26
98 Leitch, David Andrew (SFC:ATB988) M ATB988 Rep 2009-06-09 2016-04-01
99 Lesne, David M AXE221 Rep 2011-04-27 2016-04-11
100 Leung, Bobby Chi-kan 梁智勤 ALV306 Rep 2011-07-19 2016-10-03
101 Leung, Chin Ka 梁展嘉 BDR374 Rep 2014-07-08
102 Leung, Spencer Yu Cheong 梁裕昌 38 M AML738 Rep 2008-05-09 2018-06-01
103 Leung, Stephen Yiu Ki 梁耀基 M APB446 Rep 2014-05-14 2016-01-26
104 Li, Bonan (SFC:AUV512) 李博男 AUV512 Rep 2011-07-07 2016-11-24
105 Li, Lei (SFC:AUG807) 李蕾 AUG807 Rep 2009-12-04 2016-07-01
106 Li, William Runcong 李润聪 M BCZ906 Rep 2014-03-04 2017-02-18
107 Liao, Xinyu 廖欣宇 AYT594 Rep 2012-11-19 2017-06-28
108 Lim, Khoon Hian Michael M ATS891 Rep 2009-09-28
109 Lin, Eric Pui Kwan 連沛堃 M AVP184 Rep 2010-08-04 2024-07-12
110 Lin, Haoxiang 林浩祥 AVT525 Rep 2010-08-27 2015-04-04
111 Ling, Raymond Chi Tak 凌志德 M BEE939 Rep 2014-09-24 2015-02-07
112 Liu, Hsing Wei 劉醒威 ADW849 Rep 2010-08-02 2017-03-11
113 Liu, Kai Wa 廖啟華 AXL351 Rep 2011-06-17
114 Lu, Wenjie (SFC:AYK619) 陸文杰 AYK619 Rep 2013-08-08 2016-12-31
115 Luo, Yang (SFC:AUV152) 駱陽 AUV152 Rep 2014-08-04 2017-07-08
116 Macleod, Niall James M AOY622 Rep 2008-06-05 2023-08-01
117 Macphillamy, Douglas John M BDJ799 Rep 2014-05-09 2016-04-11
118 Mahadevan, Suresh Ayodya AJB405 Rep 2006-10-21 2017-11-21
119 McCasker, Grant David M ATL666 Rep 2009-08-17 2018-05-25
120 McDougall, Kathleen Martha F AVD132 Rep 2010-10-28 2018-05-23
121 Mitchell, Simon Andrew (SFC:ATD257) M ATD257 Rep 2009-06-18 2021-04-25
122 Mizuno, Hikaru AXV981 Rep 2011-08-19 2016-04-11
123 Moreau, Denis Jacques Michel M BBF568 Rep 2013-05-08 2016-04-11
124 Morgan, Daniel Gregory M AVH378 Rep 2010-06-07 2016-05-11
125 Morimoto, Tatsuya BDW746 Rep 2014-08-05 2016-01-04
126 Moriya, Nozomi AVI061 Rep 2010-06-15 2016-05-11
127 Mott, Jonathan James (SFC:AUW134) M AUW134 Rep 2010-03-11 2021-03-15
128 Muramatsu, Takaaki AOQ605 Rep 2007-03-09 2016-03-11
129 Murata, Yuka BBK022 Rep 2013-06-10 2017-04-22
130 Murthi, Victor George M BEI862 Rep 2014-10-21 2016-04-11
131 Nagarajan, Diviya AUC175 Rep 2009-11-16
132 Oh, Christopher Chin Huat M AWJ697 Rep 2010-12-01 2019-03-23
133 Oh, Mijung BCL314 Rep 2013-12-11 2015-05-01
134 Okawa, Tomohiro BDJ815 Rep 2014-05-14 2016-05-24
135 Okino, Toshihiko M API275 Rep 2007-08-08 2019-12-17
136 Oldfield, Stephen Michael M ADQ675 Rep 2007-02-12 2018-08-04
137 Olney, Karen Michele F AZV673 Rep 2012-07-11 2016-06-24
138 Pan, Hongwen 潘洪文 AZZ304 Rep 2013-09-17 2015-06-01
139 Panichkul, Piyanan ANH017 Rep 2006-04-26 2021-04-25
140 Peng, Yanyan 彭燕燕 ALD396 Rep 2010-08-02
141 Philippson, Thomas Olafur Vaughton M BAC320 Rep 2012-08-29 2016-01-15
142 Pu, Yanjie 蒲延杰 BBQ453 Rep 2013-07-30 2015-06-11
143 Quiroga Thiele, Eva F AXO512 Rep 2011-07-05 2016-05-03
144 Rao, Chengfang 饶呈方 BDF397 Rep 2014-04-09 2017-05-17
145 Rawat, Aakash M ARR537 Rep 2008-10-03
146 Reynolds, Lance George M AWF627 Rep 2010-11-10 2015-03-11
147 Rogers, Jordan Peter M BDE440 Rep 2014-04-01 2020-01-11
148 Sachdev, Sunita Sunder F ATL685 Rep 2009-08-03 2021-04-25
149 Saglani, Chirag Pankaj AST878 Rep 2009-04-27 2015-03-28
150 Saisuphatphol, Worawat AYE598 Rep 2011-10-13 2020-06-02
151 Santiago, Domingo III Manalad M ANH016 Rep 2006-04-18 2021-09-30
152 Schumacher, Michael Paul M AYT310 Rep 2012-01-11 2015-08-01
153 Setiawan, Bonny Budi AXC420 Rep 2011-04-07 2015-04-01
154 Siegenthaler, Beat BCB445 Rep 2013-10-17 2015-04-02
155 Siow, Jia Keen BCC461 Rep 2013-10-25 2016-04-22
156 Son, Yong Suk AMY256 Rep 2006-01-18
157 Spielhofer, Philippe Marc M AQL674 Rep 2011-05-17 2015-09-01
158 Stafford, Craig Martin M ATC363 Rep 2009-06-10 2016-04-11
159 Sun, Wei (SFC:BAV462) 孫蔚 BAV462 Rep 2013-02-06 2019-06-29
160 Sun, Xu (SFC:AOH838) 孫旭 AOH838 Rep 2006-12-18 2015-06-27
161 Sundram, Rohan Jason M AXW579 Rep 2011-08-23 2015-03-20
162 Szeto, Carissa Carol 司徒加樂 F AIU527 Rep 2013-07-03 2018-10-02
163 Takagi, Naomi F AWU656 Rep 2011-02-23 2016-04-11
164 Takahashi, Kohei (SFC:BCP991) BCP991 Rep 2014-01-03
165 Takeda, Sumito AOR314 Rep 2007-03-26 2019-12-07
166 Tang, Wai Kwan (SFC:ALZ222) 鄧惠君 ALZ222 Rep 2005-06-30 2017-02-11
167 Tanja, Joshua Arief M AOA141 Rep 2006-11-20
168 Tazawa, Junichi BEL237 Rep 2014-11-05 2017-06-12
169 Teather, Edward Kenneth M ATO800 Rep 2009-08-25 2022-09-30
170 Tharenou, George M AXM312 Rep 2011-06-27
171 Theodore, Sam William M ATS057 Rep 2009-10-02 2015-10-06
172 Tong, Shaojing 童少靖 44 M AQY871 Rep 2013-07-15 2019-05-31
173 Uchiyama, Daisuke AVJ139 Rep 2014-05-22 2016-04-11
174 Umetsu, Cameron Neil M ARP038 Rep 2011-01-12 2015-04-03
175 Wang, Jinjin (SFC:AGP733) 王進璡 AGP733 Rep 2005-07-04 2018-06-26
176 Wang, Tao (SFC:ARE531) 汪濤 F ARE531 Rep 2008-06-13
177 Watanabe, Mariko AOY781 Rep 2012-01-11
178 Werkun, Erica Poon 潘嘉怡 F AGN915 Rep 2004-08-12 2019-06-29
179 Williams, Christopher James (SFC:ATE599) M ATE599 Rep 2009-06-30 2016-03-01
180 Winter, Paul John (SFC:AZV904) M AZV904 Rep 2012-07-10
181 Wong, Anthony Yik Hong 王亦康 M AVM746 Rep 2010-07-19 2016-03-12
182 Wooldridge, Duncan Samuel M AEU633 Rep 2003-06-27 2017-06-10
183 Wright, Kim Samantha F AUW108 Rep 2010-03-12 2018-10-02
184 Wu, Shanle 吳山樂 ASK728 Rep 2009-02-16 2019-05-11
185 Wu, Zhifang (SFC:AMH574) 吳志芳 AMH574 Rep 2011-04-04 2017-06-13
186 Xia, Tian (SFC:AYJ595) 夏天 AYJ595 Rep 2012-10-24 2018-06-02
187 Xie, Robin Yongshun AZM833 Rep 2012-05-22 2015-07-23
188 Xu, Bin (SFC:ANZ630) 徐賓 ANZ630 Rep 2006-09-20
189 Xu, Ming (SFC:ASK599) 徐鳴 M ASK599 Rep 2011-08-16 2018-06-16
190 Xu, Yanjing 許嬿婧 BDI760 Rep 2014-05-26 2021-05-18
191 Yamaguchi, Atsushi AOR340 Rep 2007-03-26 2016-07-02
192 Yan, Beina 严蓓娜 BBQ744 Rep 2013-08-05 2018-09-08
193 Yang, Yuqiong 杨玉琼 BDZ081 Rep 2014-08-18 2019-12-04
194 Yasui, Kenji 安井健二 ASS292 Rep 2009-04-02
195 Yoon, Chi Won ACN181 Rep 2005-06-09 2016-07-25
196 Yu, Wei (SFC:ATN190) 郁威 ATN190 Rep 2009-08-11 2015-06-11
197 Zhang, Bo (SFC:AXW588) 張博 AXW588 Rep 2011-08-22 2015-01-27
198 Zhang, Ning (SFC:BBM233) 張宁 BBM233 Rep 2013-07-05
199 Zhao, Lin (SFC:AXK263) 趙琳 AXK263 Rep 2011-06-08 2015-08-01
200 Zhou, Zhong (SFC:ATW216) 周中 ATW216 Rep 2014-04-03 2015-06-03

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top