Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016		 ⚥ SFC ID Role From Until
1 Ashworth, William David M BBN729 Rep 2013-07-09 2013-07-10
2 Barnard, David (SFC:AVD117) M AVD117 Rep 2012-02-28 2012-03-01
Rep 2012-08-27 2012-08-29
3 Barua, Chirantan (SFC:AZT869) AZT869 Rep 2012-07-10 2012-07-11
Rep 2013-01-23 2013-01-24
Rep 2014-04-07 2014-04-08
Rep 2015-01-26 2015-01-28
Rep 2016-01-25 2016-01-26
4 Beveridge, Neil Alexander Stewart M ATM595 RO 2011-09-28
5 Bi, Zhongyuan 畢仲圓 BGA703 Rep 2015-08-19 2016-05-28
6 Bian, Lu 邊璐 AWZ273 Rep 2011-10-24 2016-06-27
7 Brackett, Robert Alan M BBA483 Rep 2013-03-25 2013-03-28
Rep 2014-08-21 2014-08-22
Rep 2015-03-03 2015-03-04
Rep 2015-08-25 2015-09-02
Rep 2016-08-30 2016-08-31
8 Carney, Laura Emmet Nelson M BED795 Rep 2014-12-16 2018-03-09
9 Chan, Benjamin Yu Ki 曾裕基 M ALW648 Rep 2016-01-25
10 Chan, Jean Ching Lan 陳靜蘭 BBH620 Rep 2013-05-16 2016-04-17
11 Chang, Fu-Ju 章馥如 BCZ295 Rep 2014-02-27 2018-06-06
12 Chen, Mo (SFC:AYI933) 陳默 AYI933 Rep 2011-10-31 2014-02-15
13 Chen, Xue Liang 陈学亮 BBW890 Rep 2013-09-19 2017-01-19
14 Chen, Yen-Fu 陳彥甫 AYE805 Rep 2013-03-13 2014-07-11
15 Cheng, Hua (SFC:AXQ586) 程華 AXQ586 Rep 2011-10-27 2014-05-12
16 Chia, Kiara Kim Szu Shyan AVT057 Rep 2011-10-24 2013-04-02
Rep 2013-04-05 2013-04-09
Rep 2013-10-31 2013-11-01
Rep 2014-09-15 2014-09-16
Rep 2015-04-27 2015-04-28
Rep 2015-10-07 2015-10-14
17 Ching, Yi Edmund 莊毅 M AKU003 Rep 2012-11-12 2012-11-16
Rep 2013-04-05 2013-04-09
Rep 2013-07-22 2013-07-25
Rep 2013-09-19 2013-09-25
Rep 2013-10-15 2013-10-16
Rep 2013-11-01 2013-11-01
Rep 2014-02-25 2014-02-27
Rep 2014-04-23 2014-04-25
Rep 2014-05-26 2014-05-28
Rep 2014-08-18 2014-08-20
Rep 2014-09-15 2014-09-19
Rep 2014-10-29 2014-10-31
Rep 2014-11-10 2014-11-11
Rep 2015-01-21 2015-01-23
Rep 2015-03-16 2015-03-18
Rep 2015-04-27 2015-04-29
Rep 2015-06-08 2015-06-12
Rep 2015-07-13 2015-07-15
Rep 2015-10-20 2015-10-24
Rep 2015-12-07 2015-12-10
Rep 2016-01-26 2016-01-28
Rep 2016-02-17 2016-02-19
Rep 2016-04-11 2016-04-13
Rep 2016-07-11 2016-07-12
18 Cho, Ik Hyun BCT921 Rep 2016-06-29 2021-04-03
19 Chung, Ka Po 鍾家寶 ANN404 Rep 2011-10-24 2022-07-18
20 Clint, Oswald Conan M AVH615 Rep 2013-11-28 2013-11-29
21 Cox, Mark Henry 郭馬克 M ADP699 RO 2011-09-28 2022-03-31
22 Crispin, James Anthony M ANU647 Rep 2013-05-13 2018-10-05
23 Dai, Hao (SFC:BAX544) 戴浩 BAX544 Rep 2013-02-20 2020-08-31
24 Dibadj, Ali M BBA266 Rep 2013-03-25 2013-03-31
25 Feng, Siwei 馮思為 AZZ395 Rep 2012-08-16 2013-06-22
26 Ferragu, Pierre Charles Louis Hubert Marie M AWJ160 Rep 2012-03-05 2012-03-07
Rep 2012-03-19 2012-03-20
Rep 2012-09-05 2012-09-05
27 Fraser Jenkins, Inigo Lewis M AVZ834 Rep 2016-02-17 2016-02-19
28 Fu, Yuanning 符苑宁 BGR111 Rep 2016-02-01 2018-03-09
29 Gait, Paul Joseph Douglas M BCL075 Rep 2013-12-05 2013-12-06
30 Gao, Yawen (SFC:BDU945) 高雅文 BDU945 Rep 2014-07-18 2016-07-30
31 Garcia, Cristobal Antonio M ANM682 Rep 2011-10-24 2021-06-30
32 Garre, Venugopal AML716 Rep 2016-06-27 2016-07-08
Rep 2016-08-31 2016-09-02
33 Gordon, Daniel (SFC:AHE138) M AHE138 RO 2011-09-28 2024-04-09
34 Green, Nicholas James (SFC:BHT971) M BHT971 Rep 2016-08-01 2016-08-02
35 Gudzinskaya, Alla BEF408 Rep 2016-02-17 2016-02-19
36 Gupta, Gaurav (SFC:BAH386) BAH386 Rep 2012-10-15 2012-10-19
37 Harned, Douglas Stuart M AWE188 Rep 2012-10-31 2012-11-05
Rep 2013-11-01 2013-11-10
Rep 2014-11-05 2014-11-11
Rep 2015-11-02 2015-11-07
38 Henderson, Samuel Thomas M AVD913 Rep 2011-10-24 2013-06-26
39 Herman, Neal Thomson AVO978 Rep 2013-01-07 2014-07-14
Rep 2014-09-17 2014-09-29
40 Ho, Purdy Pin Pin 何翩翩 ASI353 Rep 2013-04-15 2014-01-11
41 Hou, Wei (SFC:BBW930) 侯煒 BBW930 Rep 2013-09-19 2017-07-24
42 Houghton, Edward Luke M BEM930 Rep 2014-12-05 2014-12-05
43 Hu, Jinge 胡金戈 BBP879 Rep 2013-07-22 2015-09-26
44 Huang, Jie (SFC:BBF165) 黃頡 BBF165 Rep 2013-04-30 2022-07-21
45 Huang, Yi-Chen 黃苡禎 AXQ007 Rep 2014-11-24 2015-07-21
46 Hulkunte Nagaraj, Ayush AVV794 Rep 2011-10-24 2019-02-22
47 Hutton, Ian (SFC:ANR984) M ANR984 Rep 2014-06-18 2018-10-01
48 Jin, Yueqi 金悦奇 BFJ580 Rep 2015-05-06 2017-10-27
49 Juenger, Todd Michael M BHM363 Rep 2016-06-15 2016-06-16
50 Kim, Jaehee 金宰熙 BBQ725 Rep 2013-07-31 2016-03-25
51 Kim, Joshua Taehyun M ATL814 Rep 2011-10-24 2012-05-18
52 Kirjner Neto, Carlos M BEK847 Rep 2014-11-07 2014-11-12
53 Ko, Raymond 高力文 M AIL123 Rep 2011-10-24 2012-12-11
54 Koay, Siu Choon 郭修俊 AXX210 Rep 2011-10-27 2013-03-09
55 Koo, Da Wan 丘多完 AXR520 Rep 2012-07-27 2013-12-28
56 Kurz, Clifford Waits 谷力佛 M BFL540 Rep 2015-05-19 2016-08-27
57 Kwek, Kevin Siew Beng M AZN097 Rep 2012-05-24 2012-05-25
Rep 2012-06-04 2012-06-06
Rep 2012-06-14 2012-06-14
Rep 2012-08-02 2012-08-03
Rep 2012-09-11 2012-09-14
Rep 2012-10-10 2012-10-12
Rep 2012-11-13 2012-11-16
Rep 2012-12-17 2012-12-19
Rep 2013-02-20 2013-02-21
Rep 2013-03-06 2013-03-08
Rep 2013-05-15 2013-05-16
Rep 2013-07-02 2013-07-04
Rep 2013-07-31 2013-08-05
Rep 2013-08-15 2013-08-16
Rep 2013-09-10 2013-09-13
Rep 2013-10-09 2013-10-11
Rep 2013-11-15 2013-11-20
Rep 2014-01-07 2014-01-10
Rep 2014-02-04 2014-02-07
Rep 2014-02-11 2014-02-20
Rep 2014-04-14 2014-04-17
Rep 2014-06-16 2014-06-17
Rep 2014-06-25 2014-06-27
Rep 2014-07-14 2014-07-16
Rep 2014-09-03 2014-09-04
Rep 2014-09-18 2014-09-20
Rep 2014-11-10 2014-11-12
Rep 2015-01-05 2015-01-08
Rep 2015-02-09 2015-02-11
Rep 2015-03-02 2015-03-04
Rep 2015-04-27 2015-04-29
Rep 2015-06-22 2015-06-25
Rep 2015-07-13 2015-07-16
Rep 2015-08-04 2015-08-07
Rep 2015-08-31 2015-09-01
Rep 2015-09-11 2015-09-15
Rep 2015-11-16 2015-11-20
Rep 2015-11-30 2015-12-01
Rep 2016-01-14 2016-01-15
Rep 2016-02-22 2016-02-24
Rep 2016-03-21 2016-03-25
Rep 2016-05-23 2016-05-26
Rep 2016-07-08 2016-07-08
Rep 2016-07-19 2016-07-22
Rep 2016-08-31 2016-09-02
58 Lam, Derek Matthew 林嘉誠 M AXV404 Rep 2014-11-24 2015-07-30
59 Lane, Christopher Allen M BBK862 Rep 2013-07-05 2020-07-31
60 Lau, Johnny Ka Ki 劉家棋 M AOS269 Rep 2011-10-24 2021-08-27
61 Lau, Vanessa Bik Yun 劉碧茵 44 F AYW242 Rep 2012-01-27 2015-09-13
62 Leung, Alex Sing Pong 梁承邦 AVI140 Rep 2011-10-24 2015-11-23
63 Li, Cheng (SFC:BIC748) 李铖 BIC748 Rep 2016-08-31 2018-03-29
64 Li, Hsinlin 李欣霖 AVK469 Rep 2011-10-24
65 Li, Kelman Jun Qiao 李駿翹 ASL017 Rep 2015-12-24 2021-03-12
66 Li, Shuangxing 李双星 BGC184 Rep 2015-08-31 2017-03-05
67 Lian, Ziqi 練子淇 BCK867 Rep 2013-12-04 2016-02-06
68 Liang, Michelle Alison Hing Man 梁馨文 F AXF635 Rep 2011-10-24 2013-08-31
69 Lim, Marcus Brandon 林克傑 M BFO649 Rep 2015-06-09 2019-07-05
70 Lin, Jie (SFC:BBI105) 林洁 BBI105 Rep 2013-05-27 2014-09-20
71 Liu, Chong (SFC:BEB923) 劉翀 BEB923 Rep 2014-09-01 2018-03-09
72 Liu, Yang (SFC:BFC549) 劉洋 BFC549 Rep 2015-03-16 2019-06-07
73 Liu, Zhenhua (SFC:BHT759) 劉振華 BHT759 Rep 2016-07-08 2018-02-21
74 Lou, Ying (SFC:AVV243) 樓瑩 AVV243 Rep 2011-10-24 2013-09-08
75 Lu, Hui-Chen 呂慧珍 ARN240 Rep 2011-10-24 2013-02-09
76 Marchesseau, Eric Jacques M AUZ419 Rep 2013-05-06 2013-10-10
RO 2013-10-10
77 Mareschal De Charentenay, Ghislain Baptiste Marie (SFC:AXW260) F AXW260 Rep 2011-11-23 2011-11-25
Rep 2012-01-16 2012-01-17
Rep 2012-02-27 2012-02-28
Rep 2012-05-02 2012-05-04
Rep 2012-07-09 2012-07-10
Rep 2012-08-20 2012-08-21
Rep 2012-09-24 2012-10-10
RO 2012-10-10 2016-07-30
78 McGranahan, Colin Andrew M AWZ587 Rep 2014-10-17 2014-10-24
79 McLeish, Euan Grant M BFR706 Rep 2015-06-23 2022-12-31
80 Merriman, Jamie Susan F BDO742 Rep 2014-06-17 2014-06-20
81 Miles, Michael Christopher M AZT872 Rep 2012-07-03 2016-09-25
82 Moel Modiano, Alberto M AVD880 Rep 2011-10-24 2017-06-30
83 Moerdler, Mark L M BER580 Rep 2015-01-05 2015-01-05
84 Newman, Mark Christopher (SFC:AVK470) M AVK470 Rep 2011-10-24 2021-02-12
85 Ong, Chi Sheng 王其勝 BBJ688 Rep 2013-06-04 2014-06-01
86 Ortelli, Mario Zaccaria Carlo M BBJ794 Rep 2013-06-17 2013-06-24
Rep 2014-02-26 2014-02-27
Rep 2014-06-17 2014-06-20
Rep 2015-03-16 2015-03-17
Rep 2016-04-11 2016-04-13
87 Ou Yang, Yan Ying Jamie M BGU785 Rep 2016-01-15 2016-01-15
88 Oxgaard, Jonas Ingemar BHQ318 Rep 2016-06-20 2016-06-22
89 Park, Soo Jin AUT784 Rep 2014-01-17 2015-02-04
90 Parker, Michael Wade M AUR866 Rep 2011-10-24 2016-11-02
91 Prozesky, Paul Martin M AUK244 Rep 2012-06-19 2012-06-20
92 Pun, Hoi Ying 潘凱瀛 BGE566 Rep 2015-09-14 2018-03-10
93 Qiu, Wangshu 裘望舒 AVW563 Rep 2011-10-24 2013-08-23
94 Redenius, Jeremy Martin M BBG668 Rep 2013-06-03 2013-06-04
95 Ritter, Andrew Jacob M AXX603 Rep 2012-04-05 2013-01-04
96 Senatore, Sara Betty Harkavy F AVX217 Rep 2015-05-11 2015-05-12
97 Shim, Aidan Taehoon AYV975 Rep 2012-03-26 2012-08-27
98 Shiu, Yik Hung 蕭奕雄 AEP548 Rep 2013-05-06 2016-07-01
99 Stirling, Joshua C M BAZ987 Rep 2013-03-25 2013-03-26
100 Stirling, Trevor John (SFC:AXK433) M AXK433 Rep 2012-06-28 2012-06-29
Rep 2015-09-04 2015-09-04
Rep 2016-05-13 2016-05-13
101 Sun Mattison, Linda Wu F BBF677 Rep 2013-05-03 2015-10-16
Rep 2016-01-18 2016-01-24
Rep 2016-03-18 2016-03-29
Rep 2016-05-23 2016-05-31
Rep 2016-08-22 2016-09-02
102 Sun, Xin (SFC:BHS412) 孫欣 BHS412 Rep 2016-06-29 2020-09-13
103 Tam, Jeffrey Lap Hang 談立亨 M AXO947 Rep 2013-06-11 2013-09-02
104 Tan, Toon Leng BDM837 Rep 2014-06-05 2014-06-08
Rep 2014-08-25 2014-08-29
Rep 2015-04-30 2015-05-06
Rep 2015-11-30 2015-12-04
Rep 2016-02-29 2016-03-04
105 Tang, Ernest Yiu Man 鄧耀民 M ANP309 Rep 2013-03-27 2019-09-06
106 Tian, Silu 田思露 BFP218 Rep 2016-08-02 2017-10-24
107 Tiano, Joseph Salvatore M AVM432 Rep 2011-10-24 2013-06-29
108 Tom, Judy F ADQ241 Rep 2016-05-30 2017-11-22
109 Topouzoglou, Norbert Mihran M AZI605 Rep 2012-04-23 2018-05-25
110 Tsang, Kenneth Ky Sung 曾紀崇 M AZH816 Rep 2012-04-17 2014-01-09
111 Tse, Jaff Ka Wai 謝家威 ADR277 RO 2011-09-28 2018-09-26
112 Tsui, Eva Tsun Ying 徐俊英 F AZQ388 Rep 2012-06-15 2013-07-08
113 Umansky, Vitaly M BDF561 Rep 2014-05-02 2022-09-30
114 Uy, Sharyn Marissa 黃小鈴 F BEN689 Rep 2014-11-28 2022-05-16
115 Vajpayee, Bhavtosh ASO493 Rep 2016-06-07 2018-07-05
116 Van Brugge, Robert Pieter M AUA340 RO 2011-09-28
117 Vyas, Joy (SFC:BBJ069) BBJ069 Rep 2013-05-30 2013-05-31
Rep 2013-11-13 2013-11-15
Rep 2016-01-25 2016-01-26
118 Wang, Fanrong (SFC:BCS752) 王璠鎔 BCS752 Rep 2015-05-18 2015-06-08
119 Wang, Huan (SFC:AWI425) 王歡 AWI425 Rep 2013-03-25 2015-09-20
120 Wang, Lu (SFC:AXX186) 王璐 AXX186 Rep 2011-10-24 2015-02-04
121 Warburton, Max Eliot Adair AVD908 Rep 2012-04-26 2012-04-27
Rep 2012-08-21 2012-08-31
Rep 2012-09-25 2012-09-26
Rep 2013-02-19 2013-02-21
Rep 2013-03-20 2013-03-21
Rep 2013-04-08 2013-04-11
Rep 2013-06-24 2013-06-27
Rep 2013-09-09 2013-09-11
Rep 2013-10-30 2013-11-01
Rep 2014-01-07 2014-01-08
Rep 2014-01-22 2014-01-24
Rep 2014-03-03 2014-03-04
Rep 2014-05-19 2014-05-22
Rep 2014-09-03 2014-09-05
Rep 2014-11-12 2014-11-14
Rep 2015-01-21 2015-01-23
Rep 2015-03-05 2015-03-06
Rep 2015-05-04 2015-05-08
Rep 2015-11-13 2015-11-27
122 Welch, David John Jr M ASW658 Rep 2016-04-05 2016-09-01
123 Wen, Bo (SFC:BAD547) 文博 BAD547 Rep 2012-09-04 2016-01-30
124 Werner, Michael Joseph M AUO124 Rep 2011-10-24 2013-09-11
Rep 2013-10-28 2013-11-10
Rep 2013-12-09 2013-12-15
125 Winoker, Steven Eric M AUT771 Rep 2013-06-20 2013-06-24
Rep 2016-02-29 2016-03-01
126 Wong, Christopher Chi Kin (SFC:AXO118) 黃子建 M AXO118 Rep 2011-10-24 2018-01-28
127 Wood, Andrew Dennis M AYM450 Rep 2011-12-08 2011-12-09
Rep 2013-07-24 2013-07-24
128 Wright, Thomas Rowe M AUA323 Rep 2012-04-23 2012-04-27
129 Xie, Yang (SFC:BIC745) 謝央 BIC745 Rep 2016-08-31 2017-08-16
130 Yeung, Matthew Kam Yan 楊錦恩 M AXL875 Rep 2016-01-18
131 Yiu, Hung Han 姚虹嫻 BEU963 Rep 2015-01-14 2015-03-13
132 Yu, Paul Bo 于博 M AXT654 Rep 2015-09-25 2022-01-06
133 Zhang, Jiajun (SFC:BDR531) 张佳駿 BDR531 Rep 2014-08-25 2016-07-09
134 Zhang, Liang (SFC:AVA073) AVA073 Rep 2011-10-24 2012-02-29
135 Zheng, Zhi (SFC:BBP885) 鄭直 BBP885 Rep 2013-07-22 2014-06-20
136 Zhou, Jing (SFC:BAA703) 周璟 BAA703 Rep 2013-04-05 2016-05-22
137 Zhou, Min (SFC:BDT648) 周敏 BDT648 Rep 2014-07-11 2017-04-28
138 Zhu, Binbin (SFC:AYQ808) 朱璸鑌 AYQ808 Rep 2012-06-07
139 Zhu, Junliang (SFC:BEN145) 朱駿亮 BEN145 Rep 2014-11-27 2015-11-14
140 Zhu, Wenting 朱文婷 BGB195 Rep 2015-08-25 2018-09-14

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