DWS Investments Hong Kong Limited 德意志投資香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2019 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Athikhomkulchai, Nithiphong | ALI347 | Rep | 2004-11-18 | 2007-07-27 | ||
| 2 | Bang, Michele Mi-Kyung | 55 | F | ATI600 | Rep | 2011-03-07 | 2011-10-24 |
| RO | 2011-10-24 | 2013-10-28 | |||||
| 3 | Brown, Alison Rosemary | F | AQR075 | Rep | 2008-03-17 | 2009-04-07 | |
| 4 | Byrne, Robert Michael (SFC:AKT402) | M | AKT402 | RO | 2004-09-01 | 2009-08-29 | |
| 5 | Chang, Lin Lin 張玲菱 | APK366 | Rep | 2007-08-15 | 2010-06-01 | ||
| 6 | Chen, Craig Hong Chu 陳宏初 | M | AFS560 | Rep | 2007-07-10 | 2009-09-01 | |
| 7 | Chen, Lihui (SFC:ATD691) 陳麗惠 | ATD691 | Rep | 2009-06-15 | 2019-05-10 | ||
| 8 | Chen, Rujun 陳儒君 | BOR747 | Rep | 2019-08-09 | 2020-11-30 | ||
| 9 | Cheng, Sharon Tim Sheung 鄭方添嫦 | F | AAE793 | Rep | 2004-07-12 | ||
| RO | 2004-07-12 | 2005-12-01 | |||||
| 10 | Chinappi, Brian David (SFC:AKT398) | M | AKT398 | RO | 2004-09-01 | 2010-03-13 | |
| 11 | Cho, Mark Wen Wai 曹文偉 | 44 | M | AQQ328 | Rep | 2008-03-17 | 2013-10-11 |
| 12 | Chong, Freddy Goman Yu Ting 莊雨亭 | BGV068 | Rep | 2016-01-13 | 2016-09-12 | ||
| RO | 2016-09-12 | 2018-03-23 | |||||
| 13 | Chow, Anson Tsun Ho 周進浩 | AQG809 | Rep | 2017-09-21 | 2018-09-24 | ||
| 14 | Choy, Peng Wah 蔡秉華 | 62 | M | ADI230 | RO | 2005-08-16 | |
| Rep | 2005-08-16 | 2005-10-05 | |||||
| 15 | Chu, Hiu Yin 朱曉妍 | BLT491 | Rep | 2018-01-02 | 2019-08-09 | ||
| 16 | Coplestone, John Clayton | M | ALP565 | Rep | 2006-06-26 | 2006-09-07 | |
| RO | 2006-09-07 | 2007-02-26 | |||||
| 17 | Currat, Marc Alexandre | M | BIL836 | Rep | 2016-11-01 | 2022-03-24 | |
| 18 | Debruyne, Lieven M O 李定邦 | M | ACS819 | Rep | 2004-10-14 | 2004-12-21 | |
| RO | 2004-12-21 | 2005-02-02 | |||||
| 19 | Dyus, Hugh Gordon | M | ABM824 | Rep | 2005-07-08 | 2005-10-21 | |
| 20 | Ebrahim, Ayaz Hatim | M | AAJ072 | Rep | 2006-08-01 | 2006-10-24 | |
| RO | 2006-10-24 | 2007-05-01 | |||||
| 21 | Ekins, Daniel William | M | ART880 | Rep | 2009-07-16 | 2010-07-21 | |
| RO | 2010-07-21 | 2017-01-01 | |||||
| 22 | Fogle, Mark Bradley | 60 | M | ARP364 | Rep | 2009-07-29 | 2010-04-01 |
| 23 | Galgay, Peter Patrick | M | ARE585 | Rep | 2008-06-10 | 2016-01-26 | |
| 24 | Gibbs, Robert John Stuart | M | BJV533 | Rep | 2018-06-13 | 2020-01-06 | |
| 25 | Gotety, Venkata Narasimha Apparaya Kishore | ATT094 | Rep | 2009-09-16 | 2010-06-01 | ||
| 26 | Gui, Cheng Lin 桂成林 | AMH349 | Rep | 2006-09-13 | 2007-03-13 | ||
| Rep | 2007-05-28 | 2008-06-14 | |||||
| 27 | Hall, Jeremy George | M | ATD521 | Rep | 2009-06-15 | 2011-11-10 | |
| 28 | Hanbury, Peter Noel Sampson | 52 | M | AFZ309 | RO | 2004-01-14 | 2005-04-13 |
| Rep | 2008-07-30 | 2009-09-12 | |||||
| 29 | Harris, Stephen Paul (1953) | 66 | M | AGO825 | RO | 2005-08-12 | 2014-06-10 |
| 30 | Homeming, Allan | M | ABV773 | Rep | 2005-06-30 | 2005-10-21 | |
| 31 | Hu, Hiiga 許仕佳 | BET277 | Rep | 2015-08-06 | 2016-03-10 | ||
| 32 | Hui, Yau Chuen 許友泉 | BHF747 | Rep | 2016-03-30 | 2024-08-15 | ||
| 33 | Huong, Cheong Fai 范昌輝 | ALU603 | Rep | 2008-08-07 | 2010-06-01 | ||
| 34 | Jaffray, Scott John | M | ARH186 | Rep | 2009-09-08 | 2010-03-31 | |
| 35 | Jap, Wing Lai 葉永麗 | AGE009 | Rep | 2015-11-02 | |||
| 36 | Jiang, Yiqian 蔣一茜 | AEJ056 | Rep | 2009-09-01 | |||
| 37 | Jones, Richard Iwan (SFC:AGA305) | M | AGA305 | Rep | 2006-02-14 | 2007-10-25 | |
| RO | 2007-10-25 | 2009-09-15 | |||||
| 38 | Kankipati, Ravi Thimma Raju | 51 | M | BEV954 | RO | 2015-03-13 | 2016-04-22 |
| 39 | Kavanagh, Louise Margaret | F | APJ851 | Rep | 2007-08-20 | 2009-09-19 | |
| Rep | 2009-11-16 | 2010-06-01 | |||||
| 40 | Keogh, Paul Thomas | 51 | M | AOR368 | Rep | 2009-09-22 | 2012-09-14 |
| 41 | Keung, Hoi Hing 姜凱馨 | BDL906 | Rep | 2019-01-14 | |||
| 42 | Kim, Sharon (SFC:ALI349) | F | ALI349 | Rep | 2004-11-05 | 2007-04-30 | |
| 43 | Kung, Wing San Joseph 孔穎燊 | BMH146 | Rep | 2018-06-19 | 2020-11-18 | ||
| 44 | Kwan, Boon Yee 關本怡 | ARP129 | Rep | 2008-09-11 | 2009-02-01 | ||
| 45 | Kwan, Chi Tak (SFC:AHC006) 關志德 | AHC006 | Rep | 2016-01-07 | 2016-04-20 | ||
| RO | 2016-04-20 | ||||||
| 46 | Kwan, Osvaldo Chit Man 關捷文 | M | BAI043 | Rep | 2015-12-08 | 2023-06-13 | |
| 47 | Lam, Sammy Cheung Ching 林祥青 | APJ849 | Rep | 2007-08-14 | 2010-04-10 | ||
| 48 | Lam, Sonia Yuen Man 林婉雯 | F | AHE452 | Rep | 2004-04-23 | ||
| 49 | Lam, Veronica Ronnie Wing Yee 林穎兒 | AFN278 | Rep | 2004-04-23 | |||
| 50 | Lan, Ying (SFC:BEU871) 蘭瀅 | BEU871 | Rep | 2018-06-13 | 2023-03-10 | ||
| 51 | Lau, Ching Yan (SFC:BOT981) 劉靖欣 | BOT981 | Rep | 2019-09-13 | 2024-07-12 | ||
| 52 | Lau, Wai Bun 劉慧斌 | AWH043 | Rep | 2016-02-29 | 2023-08-31 | ||
| 53 | Laughlin, Morgan Aird | AKT392 | RO | 2004-09-01 | 2006-08-16 | ||
| 54 | Lee, Giselle Chi Sau 李之秀 | ACA198 | RO | 2004-02-20 | |||
| 55 | Lee, Pui Fan 李佩芬 | AFT003 | Rep | 2004-04-29 | |||
| 56 | Leung, Kai Kit 梁棨傑 | BGO560 | Rep | 2018-10-08 | |||
| 57 | Leung, Wai Lim (SFC:AED091) 梁緯濂 | AED091 | Rep | 2010-01-06 | |||
| RO | 2010-01-06 | 2012-08-15 | |||||
| 58 | Levinson, Philip Henry Lewis | M | APZ463 | Rep | 2008-03-17 | 2008-07-10 | |
| 59 | Li, Gary Yuen Fung 李炫鋒 | M | BEC909 | Rep | 2017-09-21 | ||
| 60 | Lim, Hean Eng 林千詠 | ARL658 | Rep | 2008-08-07 | 2010-06-01 | ||
| 61 | Lu, Priscilla Marilyn 陸美珩 | F | BHN998 | Rep | 2016-05-27 | 2016-09-20 | |
| RO | 2016-09-20 | 2019-03-31 | |||||
| 62 | Mohd, Murshidah Binte | ATD518 | Rep | 2009-06-15 | 2013-04-29 | ||
| 63 | Montanari, Marco | M | ATI145 | RO | 2019-08-13 | 2021-09-30 | |
| 64 | Naumann, Holger Wilhelm | M | BOM081 | Rep | 2019-09-02 | 2019-11-12 | |
| RO | 2019-11-12 | 2023-04-30 | |||||
| 65 | Ng, Sheung Wing 吳雙榮 | AXF006 | Rep | 2013-05-03 | |||
| 66 | Ng, Yan Ting 吳胤婷 | BDL442 | Rep | 2018-04-25 | 2024-08-15 | ||
| 67 | Pang, Lilian Wui Lie | AGJ561 | Rep | 2006-03-01 | |||
| 68 | Pang, Philip (SFC:ALI343) 彭偉傑 | M | ALI343 | Rep | 2004-11-06 | 2005-05-06 | |
| Rep | 2008-03-12 | 2009-10-31 | |||||
| 69 | Peng, Yu Yu 彭煜宇 | ATV436 | Rep | 2018-09-24 | 2019-03-07 | ||
| RO | 2019-03-07 | 2024-08-15 | |||||
| 70 | Peter, Edouard Fernen | AGO822 | RO | 2005-08-12 | 2009-04-01 | ||
| 71 | Pidden, Andrew Frederick Peter | 56 | M | ABR702 | RO | 2019-04-02 | 2024-08-15 |
| 72 | Rade, Guillaume Roland | M | BKI755 | Rep | 2017-09-01 | 2018-02-12 | |
| RO | 2018-02-12 | 2020-09-30 | |||||
| 73 | Robinson, Christopher Theo | M | APR552 | Rep | 2007-10-03 | 2012-04-01 | |
| Rep | 2012-09-12 | 2022-06-16 | |||||
| 74 | Schoeppl-Jost, Elke | F | AQJ086 | Rep | 2014-01-15 | 2014-04-17 | |
| RO | 2014-04-17 | ||||||
| 75 | So, Tak Young 蘇德揚 | 49 | M | AMB464 | Rep | 2008-05-21 | 2011-10-29 |
| 76 | Su, Eryck Yi Shyung 蘇毅雄 | ALI353 | Rep | 2004-11-05 | 2010-06-01 | ||
| 77 | Sum, Hoi Kei 沈鎧圻 | BFI234 | Rep | 2018-10-16 | 2023-02-08 | ||
| 78 | Sun, Xinyi 孫欣怡 | BKA529 | Rep | 2017-09-21 | 2020-04-29 | ||
| 79 | Sung, Siu Chung 宋紹聰 | BAE505 | Rep | 2017-10-10 | 2018-03-29 | ||
| 80 | Tam, Alan Tsz Yeung 譚梓洋 | 41 | M | ALI351 | Rep | 2004-11-17 | 2007-03-05 |
| 81 | Tam, Alan Wan Lun 譚蘊綸 | M | ALQ689 | Rep | 2007-09-18 | 2007-10-02 | |
| 82 | Tam, Ernie Chung Ying 譚仲英 | M | ADV123 | Rep | 2005-09-27 | 2008-03-10 | |
| 83 | Tam, Ken Wai Ming 譚偉明 | M | AFJ250 | Rep | 2014-03-24 | 2014-06-10 | |
| RO | 2014-06-10 | 2015-08-08 | |||||
| 84 | Tan, Sean Czoon 陳善尊 | 41 | M | ANF268 | Rep | 2008-04-23 | 2012-03-24 |
| 85 | Tan, Yen Keng 陳衍磬 | 47 | M | AOA645 | Rep | 2006-12-04 | 2010-06-01 |
| 86 | Tanaka, Jon Tamio | ANU376 | Rep | 2006-08-16 | 2009-08-28 | ||
| 87 | Taylor, Sean Patrick Paul | M | BGH025 | Rep | 2015-10-02 | 2016-02-12 | |
| RO | 2016-02-12 | 2023-06-30 | |||||
| 88 | Tham, Siok Kuan | ANS047 | Rep | 2006-08-01 | 2018-02-23 | ||
| 89 | Thassim, Niel (1973) | 46 | M | AOG997 | Rep | 2008-03-19 | 2012-09-14 |
| 90 | Tsai, Allen Pei-Jan | M | ALV361 | Rep | 2005-04-13 | 2007-03-28 | |
| 91 | Wang, Xin Long 王心瓏 | AVM751 | Rep | 2015-05-18 | 2019-09-26 | ||
| 92 | Wang, Yingqi (SFC:BGV050) 王英琦 | BGV050 | Rep | 2016-01-13 | 2019-04-30 | ||
| 93 | Weatherill, Lucas Scott | M | AMS328 | Rep | 2007-08-13 | 2010-09-01 | |
| 94 | Wong, Darryl Robert 黃振威 | AHX117 | Rep | 2003-06-12 | |||
| 95 | Wong, Yau Pong 王有邦 | ACZ528 | Rep | 2014-05-02 | 2014-08-26 | ||
| RO | 2014-08-26 | 2025-04-30 | |||||
| 96 | Wu, Henry Hon Hei 胡漢熙 | M | BJH273 | Rep | 2018-06-13 | 2023-03-31 | |
| 97 | Yan, Grace Weiying | F | ATQ907 | Rep | 2009-09-01 | 2013-12-10 | |
| 98 | Yeung, Mei Kit Yin 楊潔賢 | AFG128 | Rep | 2003-04-16 | 2004-04-26 | ||
| 99 | Yong, Shao Fung 楊紹丰 | BMG012 | Rep | 2018-02-21 | 2018-09-05 | ||
| 100 | Yoo, Dayeon | BOB214 | Rep | 2019-01-24 | 2021-08-31 | ||
| 101 | Zhao, Yundi 趙芸笛 | BOT985 | Rep | 2019-09-13 | 2024-08-15 | ||
| 102 | Zhu, Wendy Wenwen 朱雯雯 | F | AMF185 | Rep | 2005-07-07 | 2005-10-21 | |
| 103 | Zong, Yuzhang | BNO311 | Rep | 2018-09-19 | |||
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