GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
Role From Until
1 Ryan, David Michael (SFC:ADX838) M RO 2006-09-29 2008-06-01
2 Agne, Mark Edward (SFC:ANP670) M RO 2006-09-26 2016-05-21
3 Cheeseman, Robert Ross M Rep 2006-09-19 2012-03-16
4 Machin, Mark Gordon Adam M RO 2006-09-11 2011-08-26
5 Schrantz, Alexander (SFC:AFF166) M RO 2006-09-11 2011-03-19
6 Koto, Hisanori 古東久典 Rep 2006-08-04 2012-02-17
7 Ng, Soon Wei 伍順輝 Rep 2006-07-27 2009-01-22
8 Sago, Katsunori Rep 2006-07-24 2008-09-30
9 Wan, Yu Tsung 尹宇冲 Rep 2006-07-11 2016-10-10
10 Agne, Mark Edward (SFC:ANP670) M Rep 2006-06-30 2006-09-26
11 Chia, Wei Chen 謝偉政 M Rep 2005-11-16 2007-01-29
12 Kemp, Michael Kenneth M Rep 2005-11-07 2008-12-11
13 Seto, Elvis Kong Yiu 司徒光耀 M Rep 2005-10-25 2016-05-06
14 Lee, Cheril Chung Chi 李頌慈 Rep 2005-10-13 2008-11-07
15 Joly, Jean Denis Rep 2005-10-03 2012-02-06
16 Wang, Ernie Rep 2005-09-01 2008-03-18
17 Zhang, You (SFC:AMF141) 章友 Rep 2005-08-09 2015-01-29
18 Adair, John Joseph M RO 2005-04-28 2007-02-24
19 Evans, John Michael (1957-08-16) 49 M RO 2005-02-01 2008-04-10
Rep 2004-11-29 2005-02-01
20 Sze, Rick Wai Pang 施維鵬 Rep 2004-07-05 2011-05-04
21 Lam, Milton Chi Siu 林子紹 Rep 2004-05-14 2009-01-17
22 Waitze, Michael Irwin M Rep 2003-12-04 2004-07-30
23 Mithran, Girish Rep 2003-11-07 2012-03-21
24 Mok, Jonathan Chung Kiu 莫仲翹 M Rep 2003-10-29 2005-08-11
25 Stubbs, Arthur James Kay 41 M Rep 2003-10-29 2004-02-20
26 Ngai, Henry Chun Kit 倪俊傑 M Rep 2003-09-29 2003-12-18
27 Ghatalia, Rajiv Arvind RO 2003-07-16 2005-06-22
28 Kuo, Cheung 郭強 Rep 2003-04-26 2007-07-10
29 Ahmad, Syed Hyder RO 2006-08-01
30 Carr, Michael John (SFC:AGC458) M RO 2003-06-16
31 Chan, Beonna Mei Chun 陳美珍 Rep 2011-10-11
32 Chan, Pui Ping 陳沛萍 Rep 2016-10-10
33 Chau, Chun 周聰 Rep 2016-10-10
34 Chen, Charles Yuan Liang 陳仁樑 M Rep 2008-05-02
35 Chiu, Ping 趙平 Rep 2007-01-13
36 Chow, Isabella Man Fung 周文鳳 F Rep 2004-12-29
37 Chui, Chi-Sun 徐志真 Rep 2004-06-19
38 Freshwater, Timothy George 范華達 62 M RO 2011-08-26
39 Gnodde, Richard John 46 M RO 2005-01-07
40 Jung, Christopher Lam 曾俊文 M Rep 2008-03-04
41 Karnani, Vijay Rep 2006-06-01
42 Kedia, Prashant Rep 2007-03-24
43 Lai, Wai Tsz 黎慧慈 Rep 2003-08-22
44 Lau, Lambert Ming Yeung 劉名揚 27 M Rep 2015-10-19
45 Lau, Vincent Ying Kwong 劉迎光 M Rep 2008-12-30
46 Lim, Boon Keong Rep 2003-07-01
47 Liu, Gary Huan Chieh 劉煥傑 M Rep 2004-04-06
48 Liu, Hao-Cheng 劉浩正 Rep 2004-10-12
49 Lui, Jervis Chun Wai 呂俊為 Rep 2003-10-09
50 Mabardy, Michael Paul M Rep 2006-01-07
51 Okabe, Toru Rep 2012-07-28
52 Paik, Sang Hyeon Rep 2005-02-01
53 Rhee, Howard Sang-Hoon M Rep 2005-01-17
54 Voon, David Hian Fook 溫賢福 40 M RO 2007-03-21
55 Wat, Chi Ming 屈志銘 Rep 2003-08-21
56 Wong, Jeffrey Shek Chuen 黃碩俊 M Rep 2003-07-12
57 Yeung, Kai Yin (SFC:ADU464) 楊啟賢 Rep 2016-06-29
58 Zee, John 徐強生 M Rep 2005-04-07

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