CAPITAL GLOBAL MANAGEMENT LIMITED 瑞興全球財富管理有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2012 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Au, Tai Chung 區大中 | Rep | 2006-06-01 | 2006-06-21 | ||
| RO | 2006-06-21 | 2007-05-21 | ||||
| RO | 2008-10-10 | 2010-05-20 | ||||
| RO | 2010-08-13 | 2011-08-19 | ||||
| 2 | Chan, Chun Him (SFC:AQW220) 陳俊謙 | Rep | 2008-04-21 | 2010-05-31 | ||
| RO | 2010-05-31 | 2010-09-28 | ||||
| Rep | 2010-09-28 | 2010-11-05 | ||||
| 3 | Chan, Ka Ying (SFC:APZ133) 陳嘉盈 | Rep | 2007-11-07 | 2008-07-20 | ||
| 4 | Chan, To (SFC:AMF426) 陳濤 | Rep | 2006-03-15 | 2006-05-02 | ||
| 5 | Chan, Yvonne Yee Fong 陳綺芳 | F | Rep | 2006-12-15 | 2008-05-23 | |
| 6 | Chang, Nai Hsin (SFC:AQL120) 張乃心 | Rep | 2008-03-03 | |||
| 7 | Chen, Chih-Kuo 陳治國 | Rep | 2010-11-02 | 2011-02-01 | ||
| RO | 2011-02-01 | 2013-04-01 | ||||
| 8 | Chen, Hsiao Yi 陳孝儀 | Rep | 2011-01-14 | 2021-06-07 | ||
| 9 | Chen, Shu-Fen (SFC:APO465) 陳淑芬 | Rep | 2011-11-16 | 2012-02-03 | ||
| 10 | Chen, Tzu-Shing 陳慈興 | Rep | 2012-04-05 | |||
| 11 | Cheng, Yung-Hsiang 鄭永翔 | Rep | 2012-07-19 | |||
| 12 | Chin, Edward Chi Kin 錢志健 | M | Rep | 2011-01-17 | 2011-02-01 | |
| RO | 2011-02-01 | 2015-05-10 | ||||
| 13 | Chiu, Leo Yung 焦勇 | M | Rep | 2007-03-28 | 2007-10-30 | |
| 14 | Chu, Ming Chih 朱銘志 | Rep | 2012-12-13 | |||
| 15 | Ho, King Yu 何璟瑜 | Rep | 2012-04-05 | 2012-07-05 | ||
| 16 | Ho, Meng Chun 何孟純 | Rep | 2011-06-09 | |||
| 17 | Ho, Wei-hao 何維浩 | Rep | 2011-07-11 | 2012-10-16 | ||
| RO | 2012-10-16 | 2014-01-01 | ||||
| 18 | Hsia, Tien Tien 夏田田 | Rep | 2012-08-20 | 2016-02-29 | ||
| 19 | Hsiao, Tai-Ling 蕭岱玲 | Rep | 2011-08-26 | |||
| 20 | Hsieh, Wang-Hsuan 謝旺璇 | Rep | 2011-02-11 | |||
| 21 | Hsu, Chia-Wei (SFC:AOW885) 許家偉 | Rep | 2011-03-01 | 2013-06-18 | ||
| 22 | Hsu, Mei-Hui 徐美惠 | Rep | 2011-03-01 | 2013-08-01 | ||
| 23 | Huang, Cheng-Yung 黃呈勇 | Rep | 2011-09-08 | |||
| 24 | Huang, Chuan-Chu 黃傳珠 | Rep | 2012-10-08 | |||
| 25 | Hung, Lie-Jen 黃立正 | Rep | 2006-02-03 | 2014-11-07 | ||
| 26 | Jen, Lu Chien 任露茜 | Rep | 2012-10-31 | 2014-09-08 | ||
| 27 | Jiang, Jyh-Ching 江志清 | Rep | 2009-12-24 | |||
| 28 | Lam, Man Wai (SFC:AMU241) 林文偉 | Rep | 2006-01-10 | 2007-08-01 | ||
| RO | 2007-08-01 | 2009-02-25 | ||||
| Rep | 2009-02-25 | 2010-09-30 | ||||
| RO | 2010-09-30 | 2010-12-01 | ||||
| 29 | Lau, Chun Wai (SFC:AFK569) 劉振威 | Rep | 2006-01-09 | 2006-01-20 | ||
| RO | 2006-01-20 | 2007-03-04 | ||||
| 30 | Lee, Charlotte Cheng Mei 李正美 | F | RO | 2005-09-17 | 2006-06-28 | |
| 31 | Lee, Cheng Chou 李正州 | Rep | 2012-10-08 | |||
| 32 | Lee, Cheng-Hsien (SFC:AZY193) 李正賢 | Rep | 2012-08-20 | 2021-02-28 | ||
| 33 | Lee, Ching Yi (SFC:ALR716) 李靜怡 | Rep | 2012-11-13 | |||
| 34 | Lee, Kei Shun 李基舜 | Rep | 2007-09-20 | 2007-11-08 | ||
| RO | 2007-11-08 | 2008-05-21 | ||||
| 35 | Lee, Yat Chun (SFC:API186) 李逸俊 | Rep | 2007-08-01 | 2008-02-11 | ||
| 36 | Leung, Yuk Wah (SFC:AOH248) 梁旭華 | Rep | 2007-02-22 | 2007-03-30 | ||
| 37 | Li, Wei-Ting 李威廷 | Rep | 2011-11-24 | |||
| 38 | Lin, Hsi 林曦 | Rep | 2011-06-10 | 2014-02-01 | ||
| 39 | Lin, Hsing-I 林幸宜 | Rep | 2012-10-31 | |||
| 40 | Lin, Hsuan-Yu 林宣余 | Rep | 2012-02-24 | |||
| 41 | Lin, Ka Chun (SFC:ANR976) 連嘉俊 | Rep | 2007-09-25 | 2009-12-01 | ||
| 42 | Lin, Pei-Chun 林佩君 | Rep | 2008-02-12 | |||
| 43 | Lin, Yi-Ju (SFC:AOJ451) 林怡如 | Rep | 2011-01-20 | 2011-02-28 | ||
| 44 | Liu, Lee Lee 劉麗莉 | RO | 2008-01-03 | 2008-07-03 | ||
| 45 | Lo, Ming-Min 羅明敏 | Rep | 2008-08-04 | 2009-10-30 | ||
| 46 | Lou, Ka Pou 盧家寶 | Rep | 2008-04-21 | 2008-05-20 | ||
| 47 | Ng, Chi Hoi (SFC:ADA864) 吳志凱 | 42 | M | RO | 2005-09-17 | 2006-11-16 |
| 48 | Ng, Ling Chi 吳凌志 | RO | 2005-12-20 | 2006-01-23 | ||
| 49 | Ng, Yu Lam (SFC:APJ237) 吳宇霖 | Rep | 2007-08-06 | 2007-09-13 | ||
| 50 | Sen, Tung Ning 神東寧 | Rep | 2006-08-01 | 2007-07-25 | ||
| RO | 2007-07-25 | 2007-10-18 | ||||
| 51 | Shen, Hui-min 沈慧敏 | RO | 2009-10-20 | 2012-02-01 | ||
| 52 | Tang, Wai Kee 鄧偉基 | 51 | M | RO | 2006-10-10 | 2007-07-31 |
| 53 | Tsai, Ching Long 蔡青龍 | RO | 2006-07-10 | 2010-08-07 | ||
| 54 | Tsai, Pei-Yen 蔡佩燕 | Rep | 2008-02-12 | |||
| 55 | Tsao, Huei-Jen 曹蕙珍 | RO | 2008-04-10 | 2009-11-06 | ||
| 56 | Tse, Roger Long Chak 謝朗澤 | M | Rep | 2010-07-27 | 2010-11-21 | |
| 57 | Tseng, Chia Hui 曾家慧 | Rep | 2012-12-13 | |||
| 58 | Tu, Fen-Tzu 杜芬姿 | Rep | 2012-05-15 | |||
| 59 | Ueng, Yih-Ling 翁藝玲 | Rep | 2010-12-24 | 2020-05-01 | ||
| 60 | Wang, Hui-Chi 王慧琦 | Rep | 2011-08-18 | |||
| 61 | Wang, Ku-Chin 王穀欽 | Rep | 2006-09-22 | 2015-04-09 | ||
| 62 | Wang, Ya Fang 王雅芳 | Rep | 2011-08-26 | 2012-07-18 | ||
| 63 | Wong, Chung Kwan (SFC:AWY558) 黃頌君 | Rep | 2011-03-09 | 2011-04-09 | ||
| 64 | Wong, Mickey Chi Man 黃志文 | M | Rep | 2008-07-09 | 2013-01-13 | |
| 65 | Wong, Tung 王棟 | Rep | 2010-05-27 | 2010-07-23 | ||
| RO | 2010-07-23 | 2016-12-15 | ||||
| 66 | Wong, Vicky Yuen Yee 黃婉儀 | F | Rep | 2011-05-23 | 2015-07-29 | |
| 67 | Yau, Chun Keung 邱鎮強 | Rep | 2007-08-06 | 2008-09-19 | ||
| 68 | Yu, Luning (SFC:BAB424) 于魯宁 | Rep | 2012-09-11 | 2013-05-06 |
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