St. James's Place (Hong Kong) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2019
Role From Until
1 Adham, Zuba Rep 2018-11-02 2020-12-31
2 Allen, William David Macdonald M Rep 2013-06-21 2013-06-21
3 Arculli, Kim Melanie F Rep 2003-04-15
4 Armitage, Daniel William Kieren 45 M Rep 2003-10-16 2004-01-14
5 Ashford-Smith, Daphne Karen F Rep 2018-01-15 2019-09-09
6 Assad, Karim Micael Rep 2018-05-11 2020-10-30
7 Backhouse, James Robert M Rep 2003-06-13 2004-01-14
8 Bannigan, Julian Paul M Rep 2013-12-04 2016-12-15
9 Barclay, Nicola Susan F Rep 2013-03-18 2015-12-02
10 Bellingham, Alexander Bruce M Rep 2009-06-08
11 Bennett, George Henry Edward M Rep 2009-08-28 2009-11-27
12 Bolton, Richard Philip M Rep 2009-07-27
13 Bond, Matthew James William M Rep 2017-02-13 2020-09-30
14 Bos, Damien Mark M Rep 2008-02-19 2011-09-22
15 Boyes, Keith Charles M Rep 2017-06-07 2018-04-08
16 Brady, Paul (SFC:AQC491) M Rep 2008-01-09
17 Breakey, Annabel Frances 31 F Rep 2016-10-14 2023-09-27
18 Brennan, Christopher Patrick M Rep 2017-10-12 2018-12-31
19 Brooks, Christopher John Coram M Rep 2016-04-13
20 Burns, Ian Robert (SFC:BIN445) M RO 2017-07-20 2019-11-01
21 Butt, Mark Llewelyn M Rep 2005-05-20 2005-09-29
22 Campion, Boe Jon-Paul M Rep 2017-05-05 2018-09-10
23 Ch'Ng, Kim Seng Rep 2014-10-30 2023-01-31
24 Chan, Christine Suk Mun 陳淑敏 F Rep 2006-04-27 2009-07-09
25 Chan, Kai Yik 陳佳憶 Rep 2017-07-31 2019-09-22
26 Chan, Ling Kit 陳靈傑 Rep 2012-05-02 2014-04-17
27 Chan, Philip (SFC:ACA716) 陳菲臘 M Rep 2018-11-14
28 Chan, Ricky Sheung Tak 陳尚德 M Rep 2014-10-30 2015-01-16
29 Chan, Simon Siu Man (SFC:AOU037) 陳兆文 M Rep 2007-05-09 2007-09-12
30 Cheung, Kitty Lai King 張麗琼 F Rep 2012-05-11
31 Cochrane, Ian Mark (SFC:AEH979) M Rep 2018-04-27
32 Cramer, Reuben Saul M Rep 2017-08-14
33 Crawford, Shane Quinton M Rep 2015-10-27 2017-10-04
34 Davies, Justin Paul M Rep 2018-10-16
35 Davies, Simon Huw M Rep 2015-10-15 2016-11-26
36 Dickinson, Sheila F Rep 2018-11-30 2022-08-11
37 Dodgson, Ryan Peter 48 M Rep 2016-06-10 2017-08-09
38 Don, Bryce Francis M Rep 2017-11-08 2023-03-31
39 Doughty, Stephen Edward (SFC:ARH181) M Rep 2008-08-19
40 Dysterre-Clark, Toby Peter M Rep 2008-02-19 2008-03-07
41 Englebrecht, James Edward M Rep 2015-11-19 2023-12-31
42 Evreniadis, Terry Rep 2015-01-06 2015-06-08
43 Faoagali, Anna Silone F Rep 2008-09-04 2008-10-08
44 Galvin, Julian M Rep 2015-07-14
45 Gaultry, Olivier Robert Jacques Louis M Rep 2013-05-15 2013-05-31
46 Gollop, Stephen Philip M Rep 2015-08-27 2015-10-30
RO 2015-10-30
47 Guerber, Vincent Eric Arthur M Rep 2015-03-11 2016-03-17
48 Guerillot, Benoit Gilles M Rep 2009-03-04 2009-03-25
49 Hennecke, Martin Wolfgang M Rep 2013-10-02 2014-11-13
RO 2014-11-13
50 Hoijer, Mattias Rep 2009-10-13 2013-02-08
51 Hollingsworth, Mark James M Rep 2015-12-03 2017-04-30
52 Holroyd, Andrea (SFC:AJF458) F Rep 2003-11-18 2003-12-05
53 Hubbard, David John (SFC:BKR680) M Rep 2017-08-31 2020-08-21
54 Hume, Angus Kerr 42 M Rep 2005-07-06 2007-05-23
55 Jackson, Nicholas Mark M Rep 2017-09-29
56 Jalif, Jasmine F Rep 2018-08-01
57 Jeffreys, Nicholas Vaughan M Rep
58 Jenkins, Ryan (SFC:BHY430) M Rep 2016-08-11
59 Jones, Benjamin Ross M Rep 2008-06-30 2017-01-06
60 Karia, Kishan M Rep 2017-10-27
61 Kelly, Andrew Richard M Rep
62 Koo, Ian Jo-Yee M Rep 2008-08-19 2009-02-27
63 Kruis, William David Leo M Rep 2015-01-13
64 Lai, Winston Kam Wah 黎錦華 M Rep 2005-07-05
65 Lam, Yin Hung 林燕紅 Rep 2016-04-18 2016-04-28
66 Lee, Colin Kwan Lun 李崑崙 M Rep 2015-09-01 2021-08-13
67 Leigh, Anthony Ronald 李東尼 M Rep 2018-10-18 2024-02-09
68 Leung, Man Ho (SFC:BEZ360) 梁文灝 Rep 2016-06-01 2017-12-29
69 Lewis, James David (SFC:BJC396) M Rep 2017-03-01 2017-03-15
70 Lewis, Richard John (SFC:BGC209) M Rep 2015-09-01
71 Liu, Simon Sai Ho 廖世浩 M Rep 2008-05-14 2016-11-17
Rep 2017-01-11 2019-08-14
72 Llewelyn-Williams, Gareth John M Rep 2016-08-16 2023-02-18
73 Loney, Joanne F Rep 2007-04-13
Rep 2017-06-13
74 Ludhani, Aakash Gobind M Rep 2016-03-22 2022-06-09
75 Lumb, Nicholas James M Rep 2007-03-02 2024-01-11
76 Makszin, Agost Andras M Rep 2016-12-12 2021-09-24
77 Markham, Russell Reginald Grace Rep 2008-01-09 2008-08-25
78 McNally, Graham (SFC:ATF113) M Rep 2009-07-27 2015-12-30
79 Michell, Antony Peter M RO 2011-05-01
80 Neilson, Philip James M RO 2006-11-02 2009-04-17
81 O'Leary, Jason Sean M Rep 2018-11-06
82 Orlinski, Zbigniew Frank M Rep 2017-07-21 2019-07-31
83 Parekh, Meetali Raenuka Rep 2015-10-27 2016-08-18
84 Park-Smith, Stephen Raymond M Rep 2004-11-25 2005-02-17
85 Parsons, John Sellick (SFC:BMY761) M Rep 2018-06-08 2020-08-16
86 Penfold, Christopher John (SFC:BFO974) M Rep 2016-06-01 2018-05-07
87 Perfettini, Alice Mary Mathilde F Rep 2017-10-18 2020-09-30
88 Piestrzynski, Bart Stefan M Rep 2016-10-13 2020-01-31
89 Poon, Mei Ho 潘美好 Rep 2016-12-30 2018-04-30
90 Powell, Sarah Jane (SFC:BGC816) F Rep 2015-09-04 2020-09-01
91 Preston, Nicholas James M Rep 2016-08-22 2018-05-04
92 Proudlock, Timothy Laurence 彭樂添 37 M Rep 2016-02-11 2017-07-20
RO 2017-07-20
93 Putnam, Stephen Peter M Rep 2015-11-20
94 Rawson, Mark Donald M Rep 2009-05-14 2012-02-14
RO 2012-02-14 2017-10-04
Rep 2017-10-04 2022-05-04
95 Reed, Joshua Samuel M Rep 2015-10-02 2015-12-15
96 Roberts, Anthony David (SFC:AFA649) M Rep 2016-06-13 2017-10-09
97 Robinson, Claire (SFC:BHL326) F Rep 2016-05-10
98 Robinson, Simon Francis M Rep 2013-01-08 2023-12-31
99 Skinner, Christopher John (SFC:ALO270) M Rep 2006-02-08 2014-02-27
100 Slattery, Kevin Patrick M RO 2003-06-16
101 Spence, Jamie Seaton M Rep 2018-12-11 2021-12-31
102 Stormonth, Eleanor Marie F Rep 2017-12-15
103 Tarquini, Christopher Mark M Rep 2003-10-14 2004-04-30
104 Tawn, Andrew John M Rep 2015-03-10
105 Tempest, Nicholas Alexander James (SFC:BGI091) M Rep 2016-10-14 2020-09-07
106 Tsang, Wai San 曾煒燊 Rep 2007-10-26 2012-09-11
107 Van Smit, Michael Jonathan M Rep 2008-08-19 2023-06-20
108 Von Pfeil, Enzio Graf 66 M Rep 2018-02-20 2023-04-24
109 Warner, James William M Rep 2015-03-11
110 White, Jason Gregory M Rep 2015-04-23
111 Whitfield, Philip Thomas M Rep 2015-09-01 2017-10-20
112 Whittingham, Elliot Paul M Rep 2018-04-27 2019-12-18
113 Wickham, Oliver Jeremy M Rep 2008-01-09 2015-06-11
114 Williams, Matthew James (SFC:AIQ972) M Rep 2003-04-17 2003-12-31
115 Wong, Carlie 王加利 Rep 2018-12-27 2020-03-11
116 Woodward, Paul Martin M Rep 2015-08-26 2018-04-26
117 Wright, Sally Louise F Rep 2018-04-12 2020-03-20
118 Wynn Williams, Peter M Rep 2005-06-08
RO 2005-06-08 2016-02-26
119 Yau, Jason Chin Ting 邱展霆 M Rep 2017-01-06 2018-07-03
120 Yip, Ho Yin (SFC:AOU084) 葉浩然 Rep 2007-05-09 2011-07-08

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