GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 國泰君安證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2003 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chan, Ivan Man Sum 陳文深 |
30 |
M |
AGS453 |
Rep |
|
2003-12-30 |
| 2 |
Chan, Ka Wah (SFC:ACT175) 陳家驊 |
|
|
ACT175 |
Rep |
|
2020-10-31 |
| 3 |
Chan, Kin Mui 陳建梅 |
|
|
AHY123 |
Rep |
|
2005-08-19 |
| 4 |
Chan, Kwok Chu 陳國柱 |
|
|
ACV735 |
Rep |
|
2021-09-30 |
| 5 |
Chan, Loi Tak 陳來得 |
|
|
AFG864 |
Rep |
|
2025-04-16 |
| 6 |
Chan, Wai Tung (SFC:ABH394) 陳偉東 |
|
|
ABH394 |
Rep |
|
|
| 7 |
Chau, Po Shan 周寶山 |
|
|
ACL187 |
Rep |
|
2019-12-31 |
| 8 |
Cheung, Ben Hung 張鴻 |
35 |
M |
ABP330 |
Rep |
|
2008-09-12 |
| 9 |
Cheung, Charles Lai Yan 張禮仁 |
|
M |
AAV372 |
RO |
|
2007-03-21 |
| 10 |
Cheung, Hei Choi 張喜財 |
|
|
AGR038 |
Rep |
|
2004-10-18 |
| 11 |
Chiang, Peter Sze Kit 蔣詩傑 |
|
M |
ACP251 |
Rep |
|
2012-06-29 |
| 12 |
Chu, Yin Man (SFC:ABS053) 朱賢文 |
|
|
ABS053 |
Rep |
|
|
| 13 |
Feng, Arthur Jing Keung 馮正強 |
|
M |
ACB209 |
Rep |
2003-06-16 |
2009-09-26 |
| 14 |
Jiang, Lawrence |
|
M |
ACM894 |
Rep |
|
2017-02-14 |
| 15 |
Kwan, Danny Tin Hung 關天鴻 |
|
|
AEU793 |
Rep |
|
2003-06-06 |
| 16 |
Kwok, Keung (SFC:AED064) 郭強 |
|
|
AED064 |
Rep |
|
2014-08-06 |
| 17 |
Lai, Kai Hung 黎啟雄 |
|
|
ABU524 |
Rep |
|
2021-10-28 |
| 18 |
Lam, Chi Lun 林子麟 |
|
|
ABN461 |
Rep |
|
2012-04-02 |
| 19 |
Lam, Chi Yuen (SFC:AEV066) 林志遠 |
|
|
AEV066 |
Rep |
|
2007-04-26 |
| 20 |
Lau, Alberto Chi Yuen 劉志遠 |
|
M |
ABF222 |
Rep |
|
2006-06-30 |
| 21 |
Lau, Carmela Yin Mei 劉燕薇 |
|
F |
ABM705 |
Rep |
|
2004-01-30 |
| 22 |
Lau, Hon (SFC:AGR037) 劉侃 |
|
|
AGR037 |
Rep |
|
2004-04-19 |
| 23 |
Lau, Ying (SFC:AGB977) 劉營 |
|
|
AGB977 |
Rep |
|
2009-07-01 |
| 24 |
Lee, Eric Ming Chuan 李明權 |
42 |
M |
ABI189 |
RO |
|
2021-02-07 |
| 25 |
Leung, Chi On (SFC:ADA866) 梁志安 |
|
|
ADA866 |
Rep |
|
2007-05-03 |
| 26 |
Leung, Kam Yiu 梁錦耀 |
|
|
AAD911 |
Rep |
|
2008-10-11 |
| 27 |
Leung, Wai Nang 梁偉能 |
|
|
ADZ995 |
Rep |
|
2006-01-01 |
| 28 |
Li, Jamie Chiu 李超 |
|
M |
ACN575 |
Rep |
|
2008-01-12 |
| 29 |
Lou, Simon Wing Chung 羅永頌 |
|
M |
ABI724 |
Rep |
|
2018-06-15 |
| 30 |
Lui, David 雷昌年 |
|
M |
ABJ630 |
RO |
|
2004-03-30 |
| 31 |
Ng, Betty Shuet Lin 吳雪蓮 |
|
F |
AHR079 |
Rep |
|
2005-06-23 |
| 32 |
Ng, Suet Man 吳雪雯 |
|
|
AEK106 |
Rep |
|
2020-08-31 |
| 33 |
San To, Hok Kwan 申屠學軍 |
|
M |
AID493 |
Rep |
|
2006-03-07 |
| 34 |
Shen, Yue (SFC:AIH410) 沈悅 |
|
|
AIH410 |
Rep |
|
|
| 35 |
Shum, Christ Chi Kau 岑智球 |
|
|
ACO429 |
Rep |
|
2007-03-29 |
| 36 |
Tam, Kwok Leung (SFC:AFT103) 譚國樑 |
|
|
AFT103 |
Rep |
|
2003-12-30 |
| 37 |
Tang, Siu Kei (SFC:AGR034) 鄧兆基 |
|
|
AGR034 |
Rep |
|
2010-05-05 |
| 38 |
Tung, Corona Wing Fong 董詠芳 |
|
|
ABN060 |
Rep |
|
|
| 39 |
Tung, Shun 董淳 |
36 |
F |
AFU288 |
Rep |
|
2009-05-18 |
| 40 |
Wai, Lai Man (SFC:AFU670) 衛麗雯 |
|
|
AFU670 |
Rep |
|
2007-02-01 |
| 41 |
Wong, Chi Ching (SFC:AGJ939) 黃智清 |
|
|
AGJ939 |
Rep |
|
2004-04-17 |
| 42 |
Wong, Kit (SFC:AFV257) 黃杰 |
|
|
AFV257 |
Rep |
|
2007-12-04 |
| 43 |
Wong, Ming Chi Ming 王志明 |
32 |
M |
AEU689 |
Rep |
|
2005-01-17 |
| 44 |
Wong, Stella Hoi Ying 王海盈 |
|
F |
ADS273 |
Rep |
|
2003-05-14 |
| 45 |
Wong, Tin Lai 黃天禮 |
|
|
AEJ312 |
Rep |
|
2005-12-23 |
| 46 |
Wong, Tung Ching 王冬青 |
32 |
M |
AGG343 |
Rep |
|
2004-09-10 |
| 47 |
Wong, Wai Fong (SFC:AFK470) 黃惠芳 |
|
|
AFK470 |
Rep |
2003-08-19 |
2016-07-12 |
| 48 |
Yau, Deirdre 邱迪怡 |
|
F |
ADS781 |
RO |
|
2004-03-30 |
| 49 |
Yeung, Henry Kai Ho 楊繼灝 |
|
M |
AEZ712 |
Rep |
|
2003-04-25 |
| 50 |
Yim, Fung 閻峰 |
40 |
M |
AFP741 |
RO |
|
2015-07-28 |
| 51 |
Yim, Siu Cheung 閻紹樟 |
|
|
AHF674 |
Rep |
2003-05-06 |
|
| 52 |
Zhang, Sijun (SFC:AHK260) 張嗣君 |
|
|
AHK260 |
Rep |
|
|
| 53 |
Zhu, Qizhi (SFC:AHI943) 朱奇志 |
|
|
AHI943 |
Rep |
|
2003-05-07 |
|
|
|
RO |
2003-05-07 |
2009-06-01 |
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