CLSA RESEARCH LIMITED 里昂證券投資研究有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2005 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Bhatt, Jay Hemant |
|
|
ADR152 |
Rep |
|
2004-05-10 |
| 2 |
Bradley, Edmund Hugh |
|
M |
ABS842 |
RO |
|
2014-06-18 |
| 3 |
Cashmore, Nicholas Willoughby |
|
M |
ALL246 |
Rep |
2004-11-16 |
2007-02-01 |
| 4 |
Chan, Dominic Chi Ming 陳志銘 |
|
M |
ADC344 |
Rep |
|
2008-05-07 |
| 5 |
Chan, Gabriel Raeburn 陳偉邦 |
|
M |
AHN285 |
Rep |
2003-12-09 |
2004-08-27 |
| 6 |
Chan, Kerry Mo Yu 陳慕瑜 |
|
|
ADU088 |
Rep |
|
2004-11-22 |
| 7 |
Chan, Vonnie Lai Yin 陳麗妍 |
|
|
AFY292 |
Rep |
|
2006-08-31 |
| 8 |
Chen, Zi Mu |
|
|
ALA254 |
Rep |
2004-07-26 |
2006-11-09 |
| 9 |
Cheng, Ming-Kai 鄭名凱 |
|
|
AML921 |
Rep |
2005-09-16 |
2006-05-04 |
| 10 |
Cheng, Tau Cheung 鄭導昌 |
|
|
AFC185 |
Rep |
|
2006-09-07 |
| 11 |
Cheung, Francis Yiu Cheong 張耀昌 |
|
M |
AFZ520 |
Rep |
|
2012-12-10 |
| 12 |
Cheung, Tsz Kit 張子傑 |
|
|
AIX574 |
Rep |
2004-04-23 |
2005-09-21 |
| 13 |
Chiu, On Sang 丘安生 |
|
|
AJE177 |
Rep |
2003-09-24 |
2005-01-24 |
| 14 |
Coull, Gary William John 顧家利 |
51 |
M |
AAB495 |
RO |
|
2006-10-26 |
| 15 |
Driscoll, Andrew Tasman |
|
M |
ALT900 |
Rep |
2005-03-07 |
2012-12-03 |
| 16 |
Fallon, Nicola Gillian |
|
F |
AKX172 |
Rep |
2004-07-06 |
2007-02-01 |
| 17 |
Fischer, Aaron Alexander 余雅樂 |
|
M |
ALW738 |
Rep |
2005-04-19 |
2007-02-01 |
| 18 |
Gill, Amar Singh (SFC:AHB999) 喬昇安 |
|
M |
AHB999 |
Rep |
|
2007-03-08 |
| 19 |
Graham, William James Angus |
36 |
M |
ALA252 |
Rep |
2004-07-26 |
2005-01-10 |
| 20 |
Ho, Ka Wai (SFC:AKV099) 何家維 |
38 |
M |
AKV099 |
Rep |
2005-05-18 |
2009-03-04 |
| 21 |
Jing, Xingyu |
|
|
AJO539 |
Rep |
2004-03-22 |
2005-05-25 |
| 22 |
Kwan, Wing Kin (SFC:ALU751) 關永堅 |
|
|
ALU751 |
Rep |
2005-03-10 |
2007-05-03 |
| 23 |
Kwan, Wing Lok 關榮樂 |
|
|
ADT427 |
Rep |
2004-09-09 |
2009-03-04 |
| 24 |
Lai, Miranda Fung Sin 黎鳳仙 |
|
F |
ALQ554 |
Rep |
2005-03-02 |
2005-09-21 |
| 25 |
Lam, Wai Fung (SFC:AIH365) 林偉峰 |
|
|
AIH365 |
Rep |
|
2003-09-10 |
| 26 |
Lau, Siu Man (SFC:ACV996) 劉紹文 |
|
|
ACV996 |
Rep |
|
2004-07-06 |
| 27 |
Lee, Chun Wah (SFC:AFR066) 李俊華 |
|
|
AFR066 |
Rep |
2004-07-02 |
2005-09-28 |
| 28 |
Lee, Kwok Chu (SFC:ALT779) 李國柱 |
|
|
ALT779 |
Rep |
2005-03-03 |
2010-04-22 |
| 29 |
Lee, Sai Fan 李世璠 |
|
|
AFB313 |
Rep |
2004-01-27 |
2006-10-27 |
| 30 |
Lee, Sarah Hau Yee 李巧兒 |
|
F |
AHC334 |
Rep |
|
2003-09-13 |
| 31 |
Leung, Heung Yik 梁向奕 |
|
|
AIH476 |
Rep |
|
2012-12-10 |
| 32 |
Leung, Wing Chong (SFC:AJE082) 梁穎聰 |
|
|
AJE082 |
Rep |
2003-09-18 |
2004-06-16 |
| 33 |
Li, Hui (SFC:ACF342) 李慧 |
|
|
ACF342 |
Rep |
|
2007-03-15 |
| 34 |
Liu, Yun (SFC:AHS958) 劉運 |
|
|
AHS958 |
Rep |
|
2004-04-06 |
| 35 |
Lobello, Christopher Michael |
|
M |
ADZ738 |
Rep |
|
2008-01-07 |
| 36 |
Lowe, Adrian Phillip 劉世君 |
|
M |
AFA333 |
Rep |
|
2008-06-30 |
| 37 |
Lu, Wen Pin 盧文彬 |
|
|
AHP538 |
Rep |
2003-07-08 |
2006-06-23 |
| 38 |
Lui, Man Yee 呂敏儀 |
|
|
ALW606 |
Rep |
2005-08-24 |
2008-06-20 |
| 39 |
Luk, Amy Ka Ping 陸嘉萍 |
33 |
F |
ALL503 |
Rep |
2005-09-30 |
2007-07-21 |
| 40 |
Luk, Priscilla Hau Yi 陸巧兒 |
|
F |
AHC324 |
Rep |
|
2003-08-11 |
| 41 |
Man, Wai Lok 文偉樂 |
|
|
AEZ690 |
Rep |
|
2012-12-17 |
| 42 |
McKenzie, Paul Conor |
|
M |
AAV863 |
Rep |
2003-07-02 |
2012-12-24 |
| 43 |
Montague, Jolyon Charles |
|
M |
AJC260 |
Rep |
2003-08-04 |
2009-09-28 |
| 44 |
Ng, Karen Ka Fai 吳家暉 |
25 |
F |
ALF793 |
Rep |
2004-09-14 |
2005-12-07 |
| 45 |
O'Connor, Kevin John (SFC:AJC482) |
|
M |
AJC482 |
Rep |
2003-08-04 |
2007-06-30 |
| 46 |
Obi, Uzoamaka Uduego |
|
|
AFX071 |
Rep |
|
2003-06-20 |
| 47 |
Peza, Charle Ong |
|
|
AEH887 |
Rep |
2003-05-05 |
2004-08-10 |
| 48 |
Reynolds, Andrew Shawn |
40 |
M |
AHF331 |
Rep |
|
2007-02-01 |
| 49 |
Roberts, Christopher Fenton 羅弼時 |
|
M |
AAD528 |
Rep |
2003-07-02 |
2004-05-10 |
|
|
|
Rep |
2005-06-28 |
2005-12-23 |
| 50 |
Sanft, Erwin Ralph 歐文 |
35 |
M |
AED179 |
Rep |
|
2004-06-25 |
| 51 |
Sangiambut, Manop |
|
|
AJN957 |
Rep |
2004-03-10 |
2005-09-28 |
| 52 |
Saunders, John Russell |
|
M |
AFG796 |
Rep |
|
2007-09-11 |
| 53 |
Schutte, Daniel Johannes |
|
M |
AHD687 |
Rep |
|
2009-12-31 |
| 54 |
Shi, Fangqiu 史方遒 |
|
|
AFD135 |
Rep |
|
2006-10-17 |
| 55 |
Snelgrove, Paul Rodger |
|
M |
AEE375 |
Rep |
2004-09-24 |
2006-07-28 |
| 56 |
Stevenson, Andrew Mark Bryce |
42 |
M |
AGA310 |
Rep |
2004-08-02 |
2008-08-01 |
| 57 |
Tan, Janice Chui Ha 譚翠霞 |
|
|
AGJ236 |
Rep |
|
2007-06-07 |
| 58 |
Thirlwall, Oliver Julian |
|
M |
AIC316 |
Rep |
|
2003-09-30 |
| 59 |
Tsoi, Ting Sze 蔡婷思 |
|
|
ABS481 |
Rep |
2003-07-02 |
2010-06-30 |
| 60 |
Wang, Bo (SFC:AGD229) 汪波 |
|
|
AGD229 |
Rep |
2004-09-16 |
2005-01-06 |
| 61 |
Wong, Mabel Mei Po 黃美寶 |
|
F |
AFQ488 |
Rep |
|
2005-10-21 |
| 62 |
Wood, Christopher James Russell |
48 |
M |
ADU465 |
Rep |
|
2012-12-10 |
| 63 |
Yeung, Keith Kwok Ki 楊國基 |
|
M |
ADT376 |
Rep |
|
2006-07-26 |
| 64 |
Zee, Chi Ming 徐啟敏 |
|
|
AFT051 |
Rep |
2004-03-30 |
2005-04-27 |
| 65 |
Zhang, Feng (SFC:AGP569) 張峰 |
|
|
AGP569 |
Rep |
2003-08-14 |
2004-07-13 |
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