LEHMAN BROTHERS SECURITIES ASIA LIMITED 美國雷曼兄弟證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2006 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Arnaudy, Anthony John | M | AMH715 | Rep | 2005-08-01 | 2008-09-29 | |
2 | Bowmer Iii, William Sterett | M | AEB024 | Rep | 2004-07-23 | ||
3 | Chan, Shirley Mei Fung 陳美鳳 | F | AEC087 | Rep | 2008-09-29 | ||
4 | Chang, Lu Lu 張路路 | ANT454 | Rep | 2006-08-07 | 2008-09-29 | ||
5 | Cheung, Edward Tze Loong 張澤龍 | M | AGM506 | Rep | 2004-08-06 | 2008-05-21 | |
6 | Chong, Marco Chun Wah 張俊華 | M | ACU390 | Rep | 2006-04-07 | 2008-09-29 | |
7 | Choon, Yew Khee 秦耀奇 | 36 | M | AFR464 | Rep | 2006-07-25 | 2008-03-05 |
8 | Co, Liza Yap | AGA423 | Rep | 2004-10-12 | 2005-04-20 | ||
9 | Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 | ADZ871 | Rep | 2008-09-29 | |||
10 | Douglas, David Archibald | M | AMF013 | Rep | 2005-07-06 | 2006-01-09 | |
RO | 2006-01-09 | 2008-08-06 | |||||
11 | Fok, Kee Hung 霍基雄 | ABC138 | Rep | 2007-08-29 | |||
12 | Fung, Selina Suk Han 馮淑嫻 | F | ANG453 | Rep | 2006-04-04 | 2008-09-29 | |
13 | Fung, William Ching Ho 馮正可 | 25 | M | ALR680 | Rep | 2005-02-01 | 2008-09-29 |
14 | Highfield, Tucker Montana | AIQ970 | Rep | 2003-04-16 | 2004-05-25 | ||
15 | Holt, Sue Lin | F | AJK539 | Rep | 2004-02-18 | 2008-09-29 | |
16 | Hong, Joonkee 洪俊基 | AJX178 | Rep | 2005-04-15 | 2008-09-29 | ||
17 | Kee, Tang Seng | AEC763 | Rep | 2003-08-20 | 2006-04-10 | ||
RO | 2006-04-10 | 2008-09-29 | |||||
18 | Koh, Poh Soon (SFC:ACJ606) | ACJ606 | Rep | 2003-04-22 | |||
19 | Lai, Wai Tsz 黎慧慈 | ACU891 | Rep | 2003-10-13 | 2007-05-14 | ||
20 | Lam, David Tai Yuen 林大源 | M | ADJ557 | Rep | 2006-03-28 | ||
RO | 2006-03-28 | 2008-09-29 | |||||
21 | Lance, Robert Waldo | M | AEL830 | Rep | 2003-04-23 | 2003-12-12 | |
RO | 2003-12-12 | 2004-07-11 | |||||
Rep | 2004-07-20 | 2005-06-24 | |||||
RO | 2005-06-24 | 2006-02-24 | |||||
22 | Lee, Edward Yuan Tse 李淵智 | M | AGF152 | Rep | 2005-06-29 | ||
23 | Leung, Jackson Cheuk Shun 梁卓信 | M | ANQ293 | Rep | 2006-07-11 | 2008-09-29 | |
24 | Leung, Jenkin Ching Kei 梁正己 | 42 | M | AFF887 | RO | 2004-10-13 | 2005-07-28 |
25 | Lim, Terence Seng Chong 林成忠 | M | ANK153 | Rep | 2006-05-17 | 2008-09-29 | |
26 | Lin, Xin (SFC:AMJ471) 林鑫 | AMJ471 | Rep | 2005-08-15 | 2008-09-29 | ||
27 | Loh, Adrian Jenn Yeh | M | ANE752 | Rep | 2006-05-26 | 2007-03-19 | |
28 | Luk, Sylvia Ching Yan 陸靜茵 | F | AED614 | Rep | 2005-01-14 | 2005-10-14 | |
Rep | 2005-11-25 | 2008-09-29 | |||||
29 | Mak, Marian Yuen Man 麥沅雯 | F | AID159 | Rep | 2005-03-10 | 2007-04-10 | |
30 | Mar, Johnson | M | ADR669 | RO | 2008-09-29 | ||
31 | Nirmalananda, Logan Siva | AJO315 | Rep | 2004-03-19 | 2007-05-14 | ||
32 | O'Meara, Christopher James Sidney | M | AFQ412 | Rep | 2003-04-24 | 2006-04-28 | |
RO | 2006-04-28 | 2006-11-27 | |||||
33 | Oh, Seung Joo 吳昇宙 | ALJ848 | Rep | 2004-11-01 | 2005-06-17 | ||
34 | Paine, David L | M | ADH929 | Rep | 2008-09-29 | ||
35 | Penton, Dominic Jon (SFC:ABM263) | M | ABM263 | RO | 2003-09-04 | ||
Rep | 2003-09-10 | 2004-03-15 | |||||
RO | 2004-03-15 | 2005-05-05 | |||||
36 | Perrett, Adam Nicholas 龐立德 | M | AKP035 | Rep | 2004-05-14 | 2006-04-11 | |
37 | Poon, Kenneth Sin Ming 潘羨明 | M | AAE547 | Rep | 2003-10-09 | ||
38 | Shin, Stephen Hyunsang 申鉉尚 | M | AKP199 | Rep | 2005-07-11 | 2005-11-14 | |
39 | Sweeney, Kirk Chester | M | AAN604 | RO | 2008-09-29 | ||
40 | Tan, Yun Yang 陳韻揚 | ALQ958 | Rep | 2005-01-26 | 2006-07-29 | ||
41 | Ventouras, Alexis | 39 | M | ADS012 | Rep | 2003-08-06 | |
42 | Wai, Derek Ho Kuen 衛浩權 | M | ANT739 | Rep | 2006-08-09 | 2007-09-03 | |
43 | Waldron, Joseph Francis | M | ANT920 | Rep | 2006-08-10 | 2008-02-27 | |
44 | Watson, Alan James David | 48 | M | AEE163 | Rep | 2003-08-09 | |
45 | Yuen, Hoi See 袁凱詩 | AGN695 | Rep | 2004-07-21 | |||
46 | Yun, Cheuk Ting Sara 甄灼婷 | ANU766 | Rep | 2006-08-17 | 2008-09-29 |
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