LEHMAN BROTHERS SECURITIES ASIA LIMITED 美國雷曼兄弟證券亞洲有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
SFC ID Role From Until
1 Arnaudy, Anthony John M AMH715 Rep 2005-08-01 2008-09-29
2 Bowmer Iii, William Sterett M AEB024 Rep 2004-07-23
3 Chan, Shirley Mei Fung 陳美鳳 F AEC087 Rep 2008-09-29
4 Chang, Lu Lu 張路路 ANT454 Rep 2006-08-07 2008-09-29
5 Cheung, Edward Tze Loong 張澤龍 M AGM506 Rep 2004-08-06 2008-05-21
6 Chong, Marco Chun Wah 張俊華 M ACU390 Rep 2006-04-07 2008-09-29
7 Choon, Yew Khee 秦耀奇 36 M AFR464 Rep 2006-07-25 2008-03-05
8 Co, Liza Yap AGA423 Rep 2004-10-12 2005-04-20
9 Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 ADZ871 Rep 2008-09-29
10 Douglas, David Archibald M AMF013 Rep 2005-07-06 2006-01-09
RO 2006-01-09 2008-08-06
11 Fok, Kee Hung 霍基雄 ABC138 Rep 2007-08-29
12 Fung, Selina Suk Han 馮淑嫻 F ANG453 Rep 2006-04-04 2008-09-29
13 Fung, William Ching Ho 馮正可 25 M ALR680 Rep 2005-02-01 2008-09-29
14 Highfield, Tucker Montana AIQ970 Rep 2003-04-16 2004-05-25
15 Holt, Sue Lin F AJK539 Rep 2004-02-18 2008-09-29
16 Hong, Joonkee 洪俊基 AJX178 Rep 2005-04-15 2008-09-29
17 Kee, Tang Seng AEC763 Rep 2003-08-20 2006-04-10
RO 2006-04-10 2008-09-29
18 Koh, Poh Soon (SFC:ACJ606) ACJ606 Rep 2003-04-22
19 Lai, Wai Tsz 黎慧慈 ACU891 Rep 2003-10-13 2007-05-14
20 Lam, David Tai Yuen 林大源 M ADJ557 Rep 2006-03-28
RO 2006-03-28 2008-09-29
21 Lance, Robert Waldo M AEL830 Rep 2003-04-23 2003-12-12
RO 2003-12-12 2004-07-11
Rep 2004-07-20 2005-06-24
RO 2005-06-24 2006-02-24
22 Lee, Edward Yuan Tse 李淵智 M AGF152 Rep 2005-06-29
23 Leung, Jackson Cheuk Shun 梁卓信 M ANQ293 Rep 2006-07-11 2008-09-29
24 Leung, Jenkin Ching Kei 梁正己 42 M AFF887 RO 2004-10-13 2005-07-28
25 Lim, Terence Seng Chong 林成忠 M ANK153 Rep 2006-05-17 2008-09-29
26 Lin, Xin (SFC:AMJ471) 林鑫 AMJ471 Rep 2005-08-15 2008-09-29
27 Loh, Adrian Jenn Yeh M ANE752 Rep 2006-05-26 2007-03-19
28 Luk, Sylvia Ching Yan 陸靜茵 F AED614 Rep 2005-01-14 2005-10-14
Rep 2005-11-25 2008-09-29
29 Mak, Marian Yuen Man 麥沅雯 F AID159 Rep 2005-03-10 2007-04-10
30 Mar, Johnson M ADR669 RO 2008-09-29
31 Nirmalananda, Logan Siva AJO315 Rep 2004-03-19 2007-05-14
32 O'Meara, Christopher James Sidney M AFQ412 Rep 2003-04-24 2006-04-28
RO 2006-04-28 2006-11-27
33 Oh, Seung Joo 吳昇宙 ALJ848 Rep 2004-11-01 2005-06-17
34 Paine, David L M ADH929 Rep 2008-09-29
35 Penton, Dominic Jon (SFC:ABM263) M ABM263 RO 2003-09-04
Rep 2003-09-10 2004-03-15
RO 2004-03-15 2005-05-05
36 Perrett, Adam Nicholas 龐立德 M AKP035 Rep 2004-05-14 2006-04-11
37 Poon, Kenneth Sin Ming 潘羨明 M AAE547 Rep 2003-10-09
38 Shin, Stephen Hyunsang 申鉉尚 M AKP199 Rep 2005-07-11 2005-11-14
39 Sweeney, Kirk Chester M AAN604 RO 2008-09-29
40 Tan, Yun Yang 陳韻揚 ALQ958 Rep 2005-01-26 2006-07-29
41 Ventouras, Alexis 39 M ADS012 Rep 2003-08-06
42 Wai, Derek Ho Kuen 衛浩權 M ANT739 Rep 2006-08-09 2007-09-03
43 Waldron, Joseph Francis M ANT920 Rep 2006-08-10 2008-02-27
44 Watson, Alan James David 48 M AEE163 Rep 2003-08-09
45 Yuen, Hoi See 袁凱詩 AGN695 Rep 2004-07-21
46 Yun, Cheuk Ting Sara 甄灼婷 ANU766 Rep 2006-08-17 2008-09-29

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