DWS Investments Hong Kong Limited 德意志投資香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Athikhomkulchai, Nithiphong | ALI347 | Rep | 2004-11-18 | 2007-07-27 | ||
| 2 | Baker, Samuel Cranage | M | AOA383 | Rep | 2006-10-04 | 2008-12-15 | |
| 3 | Barbour, William Lance | M | AOY333 | Rep | 2007-05-28 | 2012-09-26 | |
| 4 | Brown, Alison Rosemary | F | AQR075 | Rep | 2008-03-17 | 2009-04-07 | |
| 5 | Byrne, Robert Michael | M | AKT402 | RO | 2004-09-01 | 2009-08-29 | |
| 6 | Chan, Chi Pang (SFC:AQI127) 陳志鵬 | AQI127 | Rep | 2008-01-21 | 2008-07-03 | ||
| 7 | Chan, Danny Tsz Fung 陳梓楓 | ARX078 | Rep | 2008-11-24 | 2010-06-01 | ||
| 8 | Chan, Jenny Ka Yun 陳嘉茵 | F | AHX334 | Rep | 2004-04-21 | 2006-04-22 | |
| 9 | Chang, Lin Lin 張玲菱 | APK366 | Rep | 2007-08-15 | 2010-06-01 | ||
| 10 | Chen, Chia Ling (SFC:ADV930) 陳佳鈴 | 39 | F | ADV930 | Rep | 2006-02-27 | 2009-05-04 |
| RO | 2009-05-04 | 2009-08-01 | |||||
| 11 | Chen, Craig Hong Chu 陳宏初 | M | AFS560 | Rep | 2007-07-10 | 2009-09-01 | |
| 12 | Chen, Lihui (SFC:ATD691) 陳麗惠 | ATD691 | Rep | 2009-06-15 | 2019-05-10 | ||
| 13 | Chen, Yida (SFC:ANC155) 陳怡達 | ANC155 | Rep | 2006-02-22 | 2009-06-02 | ||
| 14 | Cheng, Sharon Tim Sheung 鄭方添嫦 | F | AAE793 | Rep | 2004-07-12 | ||
| RO | 2004-07-12 | 2005-12-01 | |||||
| 15 | Cherng, Yi-Hua 程憶華 | ALI138 | Rep | 2004-11-23 | 2005-03-09 | ||
| 16 | Chin, Wei 金緯 | APL909 | Rep | 2007-10-18 | 2010-06-01 | ||
| 17 | Chinappi, Brian David (SFC:AKT398) | M | AKT398 | RO | 2004-09-01 | 2010-03-13 | |
| 18 | Cho, Mark Wen Wai 曹文偉 | M | AQQ328 | Rep | 2008-03-17 | 2013-10-11 | |
| 19 | Chow, Kin Yee 周健怡 | AEY924 | Rep | 2007-08-21 | 2008-04-02 | ||
| 20 | Choy, Peng Wah 蔡秉華 | 52 | M | ADI230 | RO | 2005-08-16 | |
| Rep | 2005-08-16 | 2005-10-05 | |||||
| 21 | Coplestone, John Clayton | M | ALP565 | Rep | 2006-06-26 | 2006-09-07 | |
| RO | 2006-09-07 | 2007-02-26 | |||||
| 22 | Crawford, Andrew Gilbert | M | AOY334 | Rep | 2007-05-28 | 2008-11-15 | |
| 23 | Debruyne, Lieven M O 李定邦 | M | ACS819 | Rep | 2004-10-14 | 2004-12-21 | |
| RO | 2004-12-21 | 2005-02-02 | |||||
| 24 | Dyus, Hugh Gordon | M | ABM824 | Rep | 2005-07-08 | 2005-10-21 | |
| 25 | Ebrahim, Ayaz Hatim | M | AAJ072 | Rep | 2006-08-01 | 2006-10-24 | |
| RO | 2006-10-24 | 2007-05-01 | |||||
| 26 | Ekins, Daniel William | M | ART880 | Rep | 2008-10-30 | 2010-07-21 | |
| 27 | Fedorov, Boris | M | ARR935 | Rep | 2008-10-13 | 2008-11-20 | |
| 28 | Fogle, Mark Bradley | 50 | M | ARP364 | Rep | 2008-09-18 | 2010-04-01 |
| 29 | Galgay, Peter Patrick | M | ARE585 | Rep | 2008-06-10 | 2016-01-26 | |
| 30 | Goodman, Paul Jonathan 古德曼 | M | AGU672 | Rep | 2005-08-08 | 2007-06-01 | |
| 31 | Gotety, Venkata Narasimha Apparaya Kishore | ATT094 | Rep | 2009-09-16 | 2010-06-01 | ||
| 32 | Gui, Cheng Lin 桂成林 | AMH349 | Rep | 2006-09-13 | 2007-04-16 | ||
| Rep | 2007-05-28 | 2008-06-14 | |||||
| 33 | Ha, Chuen 夏川 | AQH987 | Rep | 2008-01-21 | 2008-08-30 | ||
| 34 | Hall, Jeremy George | M | ATD521 | Rep | 2009-06-15 | 2011-11-10 | |
| 35 | Hanbury, Peter Noel Sampson | 42 | M | AFZ309 | RO | 2004-01-14 | 2005-04-13 |
| Rep | 2006-12-05 | 2009-09-12 | |||||
| 36 | Harris, Stephen Paul (1953) | 56 | M | AGO825 | RO | 2005-06-10 | 2014-06-10 |
| 37 | Homeming, Allan | M | ABV773 | Rep | 2005-06-30 | 2005-10-21 | |
| 38 | Huber, Nicolas Alexander | M | ARA110 | Rep | 2008-05-13 | 2008-12-01 | |
| 39 | Huong, Cheong Fai 范昌輝 | ALU603 | Rep | 2008-08-07 | 2010-06-01 | ||
| 40 | Jaffray, Scott John | M | ARH186 | Rep | 2008-07-08 | 2009-08-26 | |
| Rep | 2009-09-08 | 2010-03-31 | |||||
| 41 | Jiang, Yiqian 蔣一茜 | AEJ056 | Rep | 2009-09-01 | |||
| 42 | Jones, Richard Iwan (SFC:AGA305) | M | AGA305 | Rep | 2006-02-14 | 2007-10-25 | |
| RO | 2007-10-25 | 2009-09-15 | |||||
| 43 | Kavanagh, Louise Margaret | F | APJ851 | Rep | 2007-08-20 | 2009-09-19 | |
| Rep | 2009-11-16 | 2010-06-01 | |||||
| 44 | Keogh, Paul Thomas | 41 | M | AOR368 | Rep | 2009-09-22 | 2012-09-14 |
| 45 | Kim, Sharon (SFC:ALI349) | F | ALI349 | Rep | 2004-11-05 | 2007-04-30 | |
| 46 | Kwan, Boon Yee 關本怡 | ARP129 | Rep | 2008-09-11 | 2009-02-01 | ||
| 47 | Kwan, Ka Po (SFC:AED278) 關嘉寶 | AED278 | Rep | 2007-07-30 | 2010-07-01 | ||
| 48 | Lam, Lap Fai 林立輝 | APJ190 | Rep | 2007-08-06 | 2009-06-17 | ||
| 49 | Lam, Sammy Cheung Ching 林祥青 | APJ849 | Rep | 2007-08-14 | 2010-04-10 | ||
| 50 | Lam, Sonia Yuen Man 林婉雯 | F | AHE452 | Rep | 2005-03-09 | ||
| 51 | Lam, Terence Chung Han 林忠漢 | M | AGT968 | Rep | 2004-10-27 | 2005-04-13 | |
| 52 | Lam, Veronica Ronnie Wing Yee 林穎兒 | AFN278 | Rep | 2004-06-29 | |||
| 53 | Laughlin, Morgan Aird | AKT392 | RO | 2004-09-01 | 2006-08-16 | ||
| 54 | Lee, Giselle Chi Sau 李之秀 | ACA198 | RO | 2004-02-20 | |||
| 55 | Lee, Pui Fan 李佩芬 | AFT003 | Rep | 2004-12-14 | |||
| 56 | Lee, Terence Chun Yin 李俊彥 | M | ACW847 | Rep | 2006-04-21 | 2009-04-04 | |
| 57 | Leung, Wai Lim (SFC:AED091) 梁緯濂 | AED091 | Rep | 2010-01-06 | |||
| 58 | Levinson, Philip Henry Lewis | M | APZ463 | Rep | 2008-03-17 | 2009-04-07 | |
| 59 | Li, Benjamin Man Fai 李民煇 | 25 | M | AQT293 | Rep | 2008-03-31 | 2009-05-09 |
| 60 | Lim, Hean Eng 林千詠 | ARL658 | Rep | 2008-08-07 | 2010-06-01 | ||
| 61 | Lin, Chang-Chung 林長忠 | ANC156 | Rep | 2006-02-27 | 2008-12-01 | ||
| 62 | Lin, Charles Xiaodong 林曉東 | 26 | M | AQU519 | Rep | 2008-04-09 | 2009-04-04 |
| 63 | Liu, Xingpeng 劉星鵬 | AQI526 | Rep | 2008-02-04 | 2008-09-10 | ||
| 64 | Lo, Karen Ka-Wai 盧嘉慧 | F | ACD184 | Rep | 2008-05-26 | 2009-06-02 | |
| 65 | Mane, Keeran Jagannath | AQE839 | Rep | 2008-01-21 | 2008-12-01 | ||
| 66 | Mansour, Asieh | AOR997 | Rep | 2007-03-27 | 2011-07-11 | ||
| 67 | Mohd, Murshidah Binte | ATD518 | Rep | 2009-06-15 | 2013-04-29 | ||
| 68 | Mok, Jeanne 莫靜芬 | ACE638 | Rep | 2008-04-02 | 2008-12-05 | ||
| 69 | Muller, Horst Holger | ARR932 | Rep | 2008-10-09 | 2009-04-17 | ||
| 70 | Murphy, Joanne Katrina | F | AJA078 | Rep | 2005-08-16 | 2006-09-30 | |
| 71 | Oberbannscheidt, Ralf | AOK991 | Rep | 2007-01-18 | 2010-07-01 | ||
| 72 | Pang, Lilian Wui Lie | AGJ561 | Rep | 2006-03-01 | |||
| 73 | Pang, Philip (SFC:ALI343) 彭偉傑 | M | ALI343 | Rep | 2004-11-06 | 2005-05-06 | |
| Rep | 2008-03-12 | 2009-10-31 | |||||
| 74 | Peter, Edouard Fernen | AGO822 | RO | 2005-06-09 | 2009-04-01 | ||
| 75 | Repkow, Stephan Jacques Rene | M | ARD165 | Rep | 2008-05-27 | 2009-04-07 | |
| 76 | Robinson, Christopher Theo | M | APR552 | Rep | 2007-10-03 | 2012-04-01 | |
| 77 | Roeloffs, Kurt William Jr | 48 | M | AOR428 | Rep | 2008-10-21 | 2013-01-01 |
| 78 | Sheehy, John Desmond | M | ARX029 | Rep | 2008-11-26 | 2009-04-07 | |
| 79 | Shum, Catherine Pui Kwan 岑佩君 | F | AKL739 | Rep | 2006-03-28 | 2008-03-03 | |
| 80 | Smaller, Daniel Scott | M | AHF355 | Rep | 2005-06-10 | 2005-08-08 | |
| Rep | 2005-08-24 | 2006-04-29 | |||||
| 81 | So, Tak Young 蘇德揚 | 39 | M | AMB464 | Rep | 2008-05-21 | 2011-10-29 |
| 82 | Su, Eryck Yi Shyung 蘇毅雄 | ALI353 | Rep | 2004-11-05 | 2010-06-01 | ||
| 83 | Tam, Alan Tsz Yeung 譚梓洋 | 31 | M | ALI351 | Rep | 2004-11-17 | 2007-03-05 |
| 84 | Tam, Alan Wan Lun 譚蘊綸 | M | ALQ689 | Rep | 2007-08-27 | 2007-10-02 | |
| 85 | Tam, Ernie Chung Ying 譚仲英 | M | ADV123 | Rep | 2005-09-27 | 2008-03-10 | |
| 86 | Tan, Juan Edward 陳德源 | ANN256 | Rep | 2006-06-19 | 2013-04-03 | ||
| 87 | Tan, Koon Seng | ARH185 | Rep | 2008-07-08 | 2009-09-01 | ||
| 88 | Tan, Sean Czoon 陳善尊 | 31 | M | ANF268 | Rep | 2008-04-23 | 2012-03-24 |
| 89 | Tan, Siew Shen 陳修賢 | ALJ824 | Rep | 2005-11-29 | 2009-12-15 | ||
| RO | 2009-12-15 | 2010-05-01 | |||||
| 90 | Tan, Yen Keng 陳衍磬 | 37 | M | AOA645 | Rep | 2006-12-04 | 2010-06-01 |
| 91 | Tanaka, Jon Tamio | ANU376 | Rep | 2006-08-16 | 2009-08-28 | ||
| 92 | Tham, Siok Kuan | ANS047 | Rep | 2006-08-01 | 2018-02-23 | ||
| 93 | Thassim, Niel | 36 | M | AOG997 | Rep | 2008-03-19 | 2012-09-14 |
| 94 | Tsai, Allen Pei-Jan | M | ALV361 | Rep | 2005-04-13 | 2007-03-28 | |
| 95 | Tsang, Sunny Kwong Sang 曾廣生 | ALL490 | Rep | 2004-11-23 | 2006-04-29 | ||
| 96 | Weatherill, Lucas Scott | M | AMS328 | Rep | 2007-08-13 | 2010-09-01 | |
| 97 | Wee, Mei Ling Beatrice | F | ALP628 | Rep | 2006-12-06 | 2011-04-07 | |
| 98 | Wong, Darryl Robert 黃振威 | AHX117 | Rep | 2003-06-12 | |||
| 99 | Wong, Stephen Tsi Chuen 黃子全 | 42 | M | ADB527 | Rep | 2004-09-21 | 2005-03-23 |
| 100 | Yan, Grace Weiying | F | ATQ907 | Rep | 2009-09-01 | 2013-12-10 | |
| 101 | Yeung, Mei Kit Yin 楊潔賢 | AFG128 | Rep | 2003-04-16 | 2004-10-06 | ||
| 102 | Yip, Jennifer Wan Man 葉韻文 | F | AIZ025 | Rep | 2006-10-03 | 2009-04-04 | |
| 103 | Yung, Victor Hau Woon 翁厚垣 | M | ARN015 | Rep | 2008-08-15 | 2009-04-07 | |
| 104 | Zhang, Liang (SFC:ARI942) 章良 | ARI942 | Rep | 2008-07-23 | 2008-12-05 | ||
| 105 | Zhu, Wendy Wenwen 朱雯雯 | F | AMF185 | Rep | 2005-07-07 | 2005-10-21 | |
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