BGC SECURITIES (HONG KONG) LLC

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Aldeen, Andrew George M AGD988 Rep 2016-07-31
2 Baddeley, Alexander Richard M ATS851 Rep 2009-09-16 2011-03-17
3 Bavis, Mark John M ALH714 Rep 2004-10-25 2005-12-23
4 Benn, Philip M ARA106 Rep 2008-05-16 2012-01-13
5 Boyer, Jason Jon 42 M AKN214 RO 2004-05-18 2004-07-15
RO 2005-10-31 2008-06-13
6 Brady, Matthew Robert Murray M ALH727 Rep 2004-10-15 2010-06-30
7 Brown, Martyn Roger M ALJ768 Rep 2004-10-28 2005-04-14
8 Browne, Daniel Joseph M AVC916 Rep 2010-04-29 2011-04-08
9 Burr, Robert Francis Edwin (SFC:ACZ475) M ACZ475 Rep 2008-10-10 2008-12-04
RO 2008-12-04 2012-08-13
10 Chan, Koon Hung (SFC:ANR762) 陳冠雄 ANR762 Rep 2010-03-03 2011-03-21
11 Chan, Terence Sai Kid 陳世傑 M ALN663 Rep 2008-11-28 2010-01-31
12 Chau, Lester Rory Kwok Chung 周國頌 ACR631 Rep 2003-11-17 2016-12-31
13 Chen, Haibo (SFC:AUN340) 陳海波 AUN340 Rep 2010-01-21 2012-02-13
14 Choi, Man Ho (SFC:ANU921) 蔡文豪 35 M ANU921 Rep 2008-06-26 2013-02-28
15 Conversin, Sophie Arielle Marlene 尔森索菲 AVE057 Rep 2010-05-13 2011-12-07
16 Downer, Michael David Leonard M ADI094 Rep 2008-10-10 2008-12-02
RO 2008-12-02 2009-09-17
Rep 2009-09-17 2010-10-11
17 Downs, Lee ANK760 Rep 2008-02-22 2008-10-31
18 Du Puch, Amaury Olivier M ATO540 Rep 2009-08-21 2012-09-21
19 Duffield, John Michael Leslie M AIP443 RO 2004-03-11 2005-12-15
20 Evans, Daniel Peter (SFC:AOE193) M AOE193 Rep 2006-11-17 2008-01-11
21 Fender, Darren Michael (SFC:ALL042) M ALL042 Rep 2004-12-21 2016-12-13
22 Fung, Kin Leung 馮健樑 APP362 Rep 2008-10-15 2016-03-11
23 Fung, Patrick Wai Yip 馮偉業 36 M AOW903 Rep 2008-02-25 2013-02-28
24 Goldsmith, Robert James M AOS667 Rep 2008-11-04 2014-07-15
25 Guy, Simon Philip M ASO495 Rep 2009-05-06 2014-05-31
26 Hall, Jon (SFC:AGK991) AGK991 Rep 2004-12-22
27 Hardman, Thomas Charles M AHX013 Rep 2010-04-07
RO 2010-04-07 2012-07-13
28 Harrison, David Martin (SFC:AKO500) M AKO500 RO 2004-05-18 2004-07-15
29 Ho, Po 何保 ALP981 RO 2007-08-29 2008-08-31
30 Hurst, Nicola Carolyn F ASK780 Rep 2009-02-17 2020-04-02
31 Kavanagh, Ruvann John M ARW149 Rep 2008-11-18 2011-04-08
32 Kim, Ethan Sung M AUC281 Rep 2010-01-21 2016-07-31
33 Kong, Yin Yu 江燕瑜 ARD477 Rep 2008-07-11 2010-05-31
34 Kwon, Seok Yeol ALJ766 Rep 2004-10-28 2005-09-13
35 Lagarde, Arnaud Ludovic M AQM256 Rep 2009-03-25 2014-07-01
36 Lai, Chak On 黎澤安 ACF328 Rep 2009-10-06 2017-04-30
37 Lai, Kam Lam 賴錦林 AUP818 Rep 2010-01-22 2015-11-13
38 Laird, Jonathan James M ALW935 Rep 2005-04-20 2005-11-24
Rep 2009-04-14 2024-06-28
39 Lau, Kwok Hung (SFC:ARU111) 劉國雄 ARU111 Rep 2009-02-20 2012-02-13
40 Law, Nga Ying 羅雅盈 AQC354 Rep 2008-02-25 2020-03-31
41 Lee, Cliff Yee Gong 李宜剛 M AEH826 Rep 2008-11-21 2009-04-30
42 Lee, Dick Tik Man 李迪文 35 M AFM918 Rep 2008-02-25 2008-06-25
RO 2008-06-25 2013-02-28
43 Lee, Dun Shing (SFC:ACZ763) 李敦成 ACZ763 Rep 2008-07-10 2017-01-31
44 Lee, Sherman Shiu Man 李兆民 M AMS547 RO 2007-08-09 2010-05-01
45 Leung, Kin Keung (SFC:AFL288) 梁建強 M AFL288 Rep 2010-07-21 2011-03-21
46 Liew, Arthur Chean Chuan M ARD480 Rep 2008-05-29 2013-10-31
47 Madayag, Claro Jr Ilagan ARD958 Rep 2008-06-06 2012-08-13
48 Mak, Kitty King Tze 麥敬慈 F AQV618 Rep 2009-06-02 2009-09-30
49 Marquevielle, Olivier Hee Chul 麥喜諸 M AVE024 Rep 2010-05-13 2012-01-17
50 McCann, Neil Anthony M ACR495 Rep 2003-09-01
51 McGlynn, Paul Anthony (SFC:ALJ765) M ALJ765 Rep 2004-10-27 2006-07-07
52 Miles, Andrew Nicholas M AEV880 Rep 2009-02-20 2012-02-13
53 Mintz, Nathan Keith M AQT165 Rep 2010-07-07 2011-03-08
54 Moore, Gregory Patrick M ASK786 Rep 2009-02-19 2010-09-24
55 Murphy, Laura Claire F AUC921 Rep 2009-11-09 2012-02-01
56 Newsum, Justin Howard M AOE805 Rep 2010-07-02 2024-03-04
57 Ng, Jackfrey Cho Fai 吳祖輝 ALR784 Rep 2010-05-31 2011-03-21
58 Ng, Yu Fai 吳宇輝 35 M AMJ712 Rep 2008-02-25 2013-04-13
59 O'Hara, Bryan Bernard M AJH353 Rep 2004-01-06 2004-04-06
60 Patel, Amit (SFC:AOT743) AOT743 Rep 2009-06-15 2011-04-01
61 Shea, Colin Michael M ARD486 Rep 2008-05-29 2010-04-23
62 Shepherd, Daniel Lee M ALW937 Rep 2005-04-20 2005-11-24
Rep 2009-10-06 2016-08-23
63 Shiu, Carmen Yin Man 邵燕文 27 F AMK135 Rep 2008-02-25 2019-12-31
64 Shiu, Kam Man 邵錦文 35 M AGW055 Rep 2008-02-25 2008-06-25
RO 2008-06-25 2019-12-31
65 Shiu, Lai Man 邵禮文 AKQ640 Rep 2010-03-11 2011-03-21
66 Shivdasani, Shaan Anil AVE058 Rep 2010-05-13 2020-08-04
67 Sing, Raymond Pui Choy 成培洲 M ALZ057 Rep 2005-05-05 2005-07-13
68 Son, Yong Koo 孫容九 ARD485 Rep 2008-05-29 2009-01-30
69 Song, Wonkook 宋源國 AOB157 Rep 2006-10-16 2016-06-30
70 Stiles, Timothy David M ARW398 Rep 2009-02-17 2019-09-30
71 Tang, Wai Yan (SFC:AJH033) 鄧偉仁 AJH033 Rep 2008-08-12 2008-09-02
RO 2008-09-02 2010-03-31
72 Valansot, Pascal AOR978 Rep 2008-11-12 2012-05-09
73 Veres, Octavien Gabriel M ATO538 Rep 2009-08-21 2011-04-12
74 Watkins, Bryan M APH491 Rep 2010-01-22 2011-02-24
75 Wells, Sarah Elizabeth (SFC:AOE190) F AOE190 Rep 2006-11-17 2008-05-26
76 Wong, Rebecca Shuk Ping 黃家蔚 F AQK030 Rep 2008-04-15 2010-08-27
77 Wong, Yiu Ming (SFC:ACK380) 黃耀明 ACK380 Rep 2010-03-03 2010-04-22
RO 2010-04-22 2011-03-21
78 Work, David Lyall M AFD445 RO 2009-11-30
79 Yip, Anthony Wing Kai 葉永楷 M AHY021 Rep 2010-03-03 2010-03-23
RO 2010-03-23 2011-03-21
80 Yung, Shui Shing 容瑞成 AQY615 Rep 2010-01-22 2010-03-12

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