CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2012 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Ang, Kok Thye Ian 汪國泰 | Rep | 2006-06-01 | 2019-10-18 | ||
| 2 | Baars, Andrew Paul | M | Rep | 2010-09-07 | 2013-06-04 | |
| 3 | Bairstow, Hayden Peter | M | Rep | 2010-04-07 | 2013-04-17 | |
| 4 | Baker, Maureen Lee | F | Rep | 2010-05-12 | 2016-04-06 | |
| 5 | Balanco, Laurence | M | Rep | 2009-02-16 | ||
| 6 | Bao, Wenjun 包文駿 | Rep | 2011-04-12 | 2012-08-01 | ||
| 7 | Beddard, Henry Terence | M | Rep | 2007-03-07 | 2015-06-05 | |
| 8 | Bhuralal, Sheinal Amratlal | Rep | 2010-10-04 | 2016-05-28 | ||
| 9 | Bird, John David (SFC:AKY461) | M | RO | 2005-02-01 | 2012-02-27 | |
| 10 | Biswas, Swagatam | Rep | 2009-09-17 | 2022-03-14 | ||
| 11 | Blanquet, Ludovic Marcel Michel | M | Rep | 2010-09-06 | 2012-06-30 | |
| 12 | Boyd, Geoffrey Cameron | M | Rep | 2006-03-30 | 2017-10-14 | |
| 13 | Bradley, Edmund Hugh | M | RO | 2019-04-16 | ||
| 14 | Browne, Daniel Joseph | M | Rep | 2011-07-25 | 2016-11-15 | |
| 15 | Buckle, Karen Jane | F | Rep | 2014-01-24 | ||
| 16 | Byun, Ralph Yong Hoon | M | Rep | 2010-05-20 | 2014-12-15 | |
| 17 | Campbell, Oliver Martin (SFC:AOO985) | M | Rep | 2007-02-21 | 2014-03-01 | |
| 18 | Caruso, Richard Blaise | M | Rep | 2004-10-19 | 2012-11-28 | |
| 19 | Chambers, Michael Edmund Carrick | M | Rep | 2008-09-17 | 2014-02-01 | |
| 20 | Chan, George Lung Cheung 陳龍翔 | M | Rep | 2004-07-12 | 2012-06-13 | |
| 21 | Chan, Sze Chung (SFC:AWQ116) 陳思聰 | Rep | 2011-01-13 | 2012-06-13 | ||
| 22 | Chan, Vonnie Lai Yin 陳麗妍 | Rep | 2006-09-07 | 2019-12-11 | ||
| 23 | Charlton-Jones, John Murray | M | Rep | 2009-09-10 | 2015-06-04 | |
| 24 | Chen, Cheng Kai (SFC:AVV704) 陳振凱 | Rep | 2010-09-07 | 2012-06-19 | ||
| 25 | Chen, I-Hen | Rep | 2011-09-07 | 2013-09-12 | ||
| 26 | Chen, Kuan-Chun | Rep | 2011-09-07 | 2012-09-20 | ||
| 27 | Chen, Qian (SFC:AYH384) 陳前 | Rep | 2011-10-21 | 2014-06-25 | ||
| 28 | Chen, Shun Pin 陳舜萍 | Rep | 2008-09-18 | 2013-10-03 | ||
| 29 | Chen, Tzung-Chi 陳宗岐 | Rep | 2010-09-07 | 2013-09-12 | ||
| 30 | Cheng, Chun Pong (SFC:AQH613) 鄭振邦 | Rep | 2008-01-15 | 2012-08-18 | ||
| 31 | Cheng, Eric Ning Hin 鄭寧軒 | M | Rep | 2010-07-19 | 2016-06-03 | |
| 32 | Cheng, Ming-Kai 鄭名凱 | Rep | 2009-07-02 | 2013-08-05 | ||
| 33 | Cheuk, Alexander Siu Bun 卓兆斌 | M | Rep | 2014-07-30 | ||
| 34 | Chiais, GianClaudio | Rep | 2008-09-18 | 2013-01-31 | ||
| 35 | Chong, Carmen Yu 莊瑜 | F | Rep | 2009-05-13 | 2024-07-02 | |
| 36 | Chong, Jack Chung-Taek | M | Rep | 2010-04-08 | 2019-07-11 | |
| 37 | Choo, Shan | Rep | 2007-07-03 | 2015-03-23 | ||
| 38 | Chow, Wing Hong (SFC:ACI634) 周永康 | Rep | 2007-01-25 | 2012-12-01 | ||
| 39 | Chugh, Saurabh (SFC:AQN361) | Rep | 2008-02-28 | 2015-09-30 | ||
| 40 | Chung, Eugene Bob 鍾易彤 | M | Rep | 2008-09-11 | 2013-09-01 | |
| 41 | Citaku, Shpendi Norman | M | Rep | 2011-08-31 | 2024-01-18 | |
| 42 | Cooper, Richard David (SFC:AVU997) | M | Rep | 2010-09-03 | 2017-05-11 | |
| 43 | Cotterchio, David Maurice | M | Rep | 2006-07-04 | 2016-03-18 | |
| 44 | Da Cruz, Antonia Maria 告崇 | F | Rep | 2010-08-27 | 2012-12-01 | |
| 45 | Daniel, Thomas Jude | M | Rep | 2009-11-16 | 2015-08-21 | |
| 46 | Dauz, Alexander Ludwig Lim | M | Rep | 2008-09-18 | 2018-09-15 | |
| 47 | De Dios, Maria Martha Araullo | F | Rep | 2007-06-25 | ||
| 48 | Del Papa, Massimiliano | Rep | 2006-02-20 | |||
| 49 | Dharia, Akash | Rep | 2011-12-13 | 2012-06-13 | ||
| 50 | Doshi, Mihir Vinod | M | Rep | 2008-09-25 | 2020-02-18 | |
| 51 | Eng, Karen Jane 伍倚华 | F | Rep | 2004-08-03 | 2020-10-16 | |
| 52 | Enticknap, David (SFC:AMS233) | M | Rep | 2005-11-11 | 2013-07-04 | |
| 53 | Everaert, Veronique M. C. G. | Rep | 2009-09-04 | 2015-06-04 | ||
| 54 | Fan, Lei (SFC:AXL810) 樊磊 | Rep | 2011-07-08 | 2012-06-14 | ||
| 55 | Fan, Lin (SFC:AUD641) 樊林 | Rep | 2011-09-01 | 2013-05-07 | ||
| 56 | Feng, Dawei (SFC:AQO276) 馮大為 | Rep | 2008-02-22 | 2018-01-20 | ||
| 57 | Feng, Lingtian 馮令天 | Rep | 2011-12-13 | 2015-01-30 | ||
| 58 | Fisher, Kirstie Jane | F | Rep | 2006-09-18 | 2015-10-05 | |
| 59 | Fishwick, Eric James | M | Rep | |||
| 60 | Forsyth, Ian Robert | M | Rep | 2008-09-18 | 2015-01-21 | |
| 61 | Foxall, Christopher Michael (SFC:AVW184) | M | Rep | 2010-09-10 | 2012-06-02 | |
| 62 | Frost, Michael (SFC:AHQ485) | M | Rep | 2010-03-23 | ||
| 63 | Galligan, Jonathan Philip | M | Rep | 2008-02-14 | 2019-09-02 | |
| 64 | Gan, Tanya Li Phing | F | Rep | 2007-02-21 | 2021-08-23 | |
| 65 | Gandhi, Vivek Subhash | M | Rep | 2008-02-18 | 2018-07-27 | |
| 66 | Goh, Andrew Thian Beng | M | Rep | 2010-08-27 | 2013-08-08 | |
| 67 | Gopalaswamy, Chitra Narasimha | Rep | 2011-04-20 | 2013-12-30 | ||
| 68 | Goyal, Atul | Rep | 2011-08-22 | 2012-11-30 | ||
| 69 | Gundu, Mohan Krishna | Rep | 2008-09-22 | 2014-08-09 | ||
| 70 | Gupta, Manish (SFC:AVU992) | Rep | 2010-09-03 | 2015-04-27 | ||
| 71 | Han, Yuanping 韓元平 | Rep | 2008-09-18 | 2015-01-21 | ||
| 72 | Hansom, George Ian | M | Rep | 2008-09-18 | 2015-06-04 | |
| 73 | Ho Lam, Emily Tim Yi 何林恬兒 | 28 | F | Rep | 2010-11-08 | 2014-12-16 |
| 74 | Ho, Johnny Cheong Chak 何昌澤 | M | Rep | 2008-01-28 | 2015-07-10 | |
| 75 | Hong, Jenny | F | Rep | 2008-02-18 | 2012-11-24 | |
| 76 | Hopkinson, Gary Philip | M | Rep | 2008-03-17 | 2014-01-11 | |
| 77 | Howie, Fraser John Thomas (SFC:ADW025) | M | Rep | 2003-08-08 | 2012-11-01 | |
| 78 | Huang, Chen (SFC:AQM708) 黃晨 | Rep | 2008-02-14 | 2014-05-30 | ||
| 79 | Huddy, John Michael | M | Rep | 2008-01-31 | 2017-01-24 | |
| 80 | Jaeger, Christian John | M | Rep | 2007-07-03 | ||
| 81 | Jain, Sonal (SFC:ARQ497) | Rep | 2008-09-22 | |||
| 82 | Jiang, Sosia | Rep | 2005-05-11 | 2012-12-07 | ||
| 83 | Johnson, Brian David | M | Rep | 2009-04-14 | 2019-06-20 | |
| 84 | Johnson, Pekka David (SFC:ADL598) | M | Rep | 2009-09-18 | 2019-12-31 | |
| 85 | Jones, Lloyd Thomas Meldrum | M | Rep | 2011-08-19 | 2012-04-05 | |
| 86 | Kamath, Sujay Anthony Derrick | M | Rep | 2009-09-17 | 2021-11-18 | |
| 87 | Kanevsky, Eugene | M | Rep | 2009-11-16 | 2014-08-13 | |
| 88 | Kanga, Cyrus Darius | M | Rep | 2006-02-22 | 2013-08-05 | |
| 89 | Kapra, Bilal Ahmed | M | Rep | 2011-08-31 | 2019-01-16 | |
| 90 | Kim, John Piljung | M | Rep | 2010-06-22 | 2014-10-03 | |
| 91 | Kim, Jongmin (SFC:AUZ227) | Rep | 2010-04-08 | |||
| 92 | Kirton, Daniel Earle William | M | Rep | 2009-01-13 | 2012-06-27 | |
| 93 | Kulvanichpisit, Yuvadee | Rep | 2010-07-28 | 2012-09-21 | ||
| 94 | Kwong, Lorraine Phaik May | F | Rep | 2008-09-18 | 2014-01-29 | |
| 95 | Ladeuix, Hernan | Rep | 2006-03-29 | 2012-04-03 | ||
| 96 | Lai, Cheuk Yin (SFC:AFE658) 黎卓賢 | Rep | 2009-09-21 | 2015-03-21 | ||
| 97 | Lam, Don Ting 林挺 | Rep | 2006-09-14 | 2015-11-20 | ||
| 98 | Lao, Ruby Margaret Tan | F | Rep | 2010-05-03 | ||
| 99 | Lau, Sze Nga (SFC:ARD193) 劉詩雅 | Rep | 2010-09-30 | 2015-08-13 | ||
| 100 | Law, Lucia Yuk Ha 羅玉霞 | F | Rep | 2017-11-15 | ||
| 101 | Lawlor, Patrick Martin | M | Rep | 2010-01-14 | 2014-05-28 | |
| 102 | Lee, Beom Jun | Rep | 2010-09-09 | 2016-08-29 | ||
| 103 | Lee, Kuen Long 李坤龍 | Rep | 2011-10-13 | 2019-10-22 | ||
| 104 | Lee, Michael Douglas 李嘉文 | M | Rep | 2009-09-15 | 2012-02-16 | |
| 105 | Lee, Poh Aik | Rep | 2009-06-19 | 2015-12-31 | ||
| 106 | Lee, Voon Hsien 李文賢 | Rep | 2007-02-21 | 2019-08-20 | ||
| 107 | Lee, Yi-Wei | Rep | 2011-09-07 | 2012-06-13 | ||
| 108 | Lee, Yuna (SFC:AVV760) | Rep | 2010-09-09 | |||
| 109 | Leeming, Marsali Mary | F | Rep | 2010-09-03 | 2012-12-01 | |
| 110 | Lenzner, Anna | F | Rep | 2009-09-11 | 2015-06-04 | |
| 111 | Leouzon, Nicolas Christian Guy Eugene | M | Rep | 2008-09-18 | 2012-02-03 | |
| 112 | Leung, Fiona Man Yee 梁文怡 | F | Rep | 2011-08-19 | 2012-02-28 | |
| 113 | Levine, Robert Peter | M | Rep | 2010-03-15 | 2014-09-01 | |
| 114 | Lewis, Gareth Rhys (SFC:AOX202) | M | Rep | 2009-10-13 | 2014-04-01 | |
| 115 | Lim, Hsu An | Rep | 2011-09-09 | |||
| 116 | Lim, Kit Yng | Rep | 2007-06-13 | 2015-06-22 | ||
| 117 | Lin, Heng-Kuang | Rep | 2011-09-07 | 2013-09-12 | ||
| 118 | Liu, Wei Chun 劉惟珺 | Rep | 2011-09-20 | 2013-04-16 | ||
| 119 | Lo, Ka Ying (SFC:AVK938) 羅嘉盈 | Rep | 2010-07-19 | 2012-11-30 | ||
| 120 | Lynch, Michael Joseph (SFC:AYW249) | M | Rep | 2012-01-27 | 2012-12-04 | |
| 121 | Mahomed, Ferheen 馬穎欣 | 47 | M | Rep | 2010-09-01 | 2014-06-09 |
| 122 | Maynard, Andrew Charles | M | RO | 2011-11-17 | 2015-03-19 | |
| 123 | Mehta, Brijesh | Rep | 2011-03-30 | 2013-06-04 | ||
| 124 | Mehta, Viraf Dinshaw | Rep | 2010-09-03 | |||
| 125 | Mei, Jingping 梅璟萍 | Rep | 2010-09-10 | 2012-11-03 | ||
| 126 | Menezes, Elsa Edward | M | Rep | 2008-02-18 | 2013-08-30 | |
| 127 | Morinobu, Kaori | Rep | 2007-08-28 | 2014-05-28 | ||
| 128 | Morrow, Stuart Anthony | M | Rep | 2005-05-10 | 2013-10-28 | |
| 129 | Moullin, Andrew James | M | Rep | 2008-02-27 | 2013-08-23 | |
| 130 | Naguib Hussin, Bin Abdul Hamid | Rep | 2008-02-14 | 2015-06-22 | ||
| 131 | Nahar, Pawan | Rep | 2009-09-18 | 2012-03-14 | ||
| 132 | Ng, Janice Kwan Yee 吳君頤 | Rep | 2008-01-21 | 2012-11-01 | ||
| 133 | Ngai, Henry Chun Kit 倪俊傑 | M | Rep | 2007-06-11 | 2014-10-14 | |
| 134 | Oen, Daniel Thian Liong | M | Rep | 2009-09-17 | ||
| 135 | Ohara, Ren | Rep | 2011-08-31 | 2014-06-23 | ||
| 136 | Ong, Polly So Po 王素寶 | F | Rep | |||
| 137 | Pan, Feng (SFC:AYE809) 潘峰 | Rep | 2011-10-07 | 2012-09-08 | ||
| 138 | Pang, Lei Kan 彭麗勤 | Rep | 2011-08-01 | 2014-01-22 | ||
| 139 | Pangali, Pawandeep | Rep | 2010-09-09 | 2014-07-09 | ||
| 140 | Panitchpakdi, Prinn | Rep | 2007-07-23 | 2019-05-18 | ||
| 141 | Park, Edward (SFC:ASD313) | M | Rep | 2008-12-09 | 2018-01-12 | |
| 142 | Park, Linda Sharon | F | Rep | 2010-04-08 | 2017-04-06 | |
| 143 | Park, Sang Eun | Rep | 2011-02-14 | |||
| 144 | Paterson, James Willock | M | RO | 2007-03-09 | 2012-10-10 | |
| 145 | Patil, Girish Shivaji | Rep | 2011-12-07 | 2012-10-27 | ||
| 146 | Peramunetilleke, Desamanya C. | Rep | 2009-10-27 | 2014-07-10 | ||
| 147 | Powell, Simon Philip | M | Rep | 2009-02-16 | 2015-04-17 | |
| 148 | Presler, Paul Erik | M | Rep | 2008-09-17 | 2015-06-04 | |
| 149 | Pritchard, Philip (SFC:AAV591) | 49 | M | Rep | 2008-09-18 | 2013-01-31 |
| 150 | Reid, Jonathan Paul | M | Rep | 2010-09-03 | 2017-04-19 | |
| 151 | Rhodes, Graham Frederick (SFC:AYB040) | M | Rep | 2011-09-30 | 2012-02-10 | |
| 152 | Riddick, Andrew William | M | RO | 2013-12-12 | ||
| 153 | Ro, Soong Chu | Rep | 2008-02-20 | 2020-02-03 | ||
| 154 | Roper, Ian David (SFC:AVI752) | M | Rep | 2010-06-18 | 2015-09-10 | |
| 155 | Rothman, Andrew Charles | M | Rep | 2014-03-01 | ||
| 156 | Ryall, Scott John | M | Rep | 2010-11-01 | 2017-04-28 | |
| 157 | Sangiambut, Manop | Rep | 2005-09-28 | 2012-03-08 | ||
| 158 | Seagrim, John Christopher | M | Rep | 2008-09-18 | 2015-06-04 | |
| 159 | Shah, Kshitij | Rep | 2008-02-14 | 2019-12-02 | ||
| 160 | Sharp, Richard Anthony (SFC:AJL639) | M | Rep | 2011-10-18 | 2015-06-26 | |
| 161 | Shek, Winnie Po Wan 石寶雲 | F | Rep | 2011-01-03 | ||
| 162 | Shiu, Wing Sun 蕭榮申 | Rep | 2019-12-11 | |||
| 163 | Simsek, Cenk | Rep | 2008-02-14 | 2016-07-08 | ||
| 164 | Skinner, Donald William Lennox | 50 | M | RO | 2012-07-05 | |
| 165 | Smith, Timothy Clement | M | Rep | 2009-06-30 | 2012-06-13 | |
| 166 | Snaith, Michael Lachman | M | Rep | 2003-12-18 | 2014-08-12 | |
| 167 | Snyder, Nathan Westley | M | Rep | 2011-09-01 | 2016-01-22 | |
| 168 | Somani, Anirudh | Rep | 2009-09-17 | |||
| 169 | Soo, Chee Kin | Rep | 2008-04-23 | 2012-11-30 | ||
| 170 | Stewart, Ian Colin | M | Rep | 2008-09-22 | 2016-02-27 | |
| 171 | Streeter, Mark (SFC:ATS186) | M | Rep | 2009-09-14 | 2014-04-09 | |
| 172 | Tabbush, Daniel Lawrence | M | Rep | 2006-05-29 | 2012-03-13 | |
| 173 | Tan, Aik Chuan | Rep | 2011-03-28 | 2018-06-29 | ||
| 174 | Tan, Ruby Enrika Sock Mei | F | Rep | 2011-11-10 | 2016-01-29 | |
| 175 | Tangitvet, Jiralawan | Rep | 2007-09-13 | 2014-04-11 | ||
| 176 | Tapley, Kevin Thomas | M | Rep | 2009-07-27 | 2014-05-31 | |
| 177 | Taveeratanasilp, Nuntana | Rep | 2010-03-08 | 2023-02-28 | ||
| 178 | Thomson, Stuart Douglas Peter | M | Rep | 2010-04-12 | 2012-06-13 | |
| 179 | To, William Chak Yan 陶澤恩 | M | Rep | 2010-07-19 | 2012-06-13 | |
| 180 | Tsang, Stacey Ti | Rep | 2011-03-21 | 2014-10-30 | ||
| 181 | Tsang, Tsz Mei 曾紫微 | Rep | 2011-07-04 | |||
| 182 | Tse, Oi Yue 謝藹愉 | Rep | 2008-02-06 | 2016-08-23 | ||
| 183 | Vidale, Nicholas John | M | Rep | 2010-08-24 | 2012-06-29 | |
| 184 | Vohra, Dhruv | Rep | 2003-12-29 | 2012-06-01 | ||
| 185 | Wai, Helena Suk Chong 衛淑莊 | 65 | F | RO | 2019-05-01 | |
| 186 | Wallis, Shane Bernard | M | Rep | 2006-07-21 | 2015-01-09 | |
| 187 | Wan, Sandy San Ming 萬三敏 | Rep | 2003-09-17 | 2013-10-31 | ||
| 188 | Wang, Chien-Chung 王建中 | Rep | 2008-10-16 | 2012-06-21 | ||
| 189 | Wang, Yinan (SFC:ANB406) 王軼楠 | Rep | 2006-02-20 | 2022-08-12 | ||
| 190 | Warachij, Witranan | Rep | 2008-09-22 | 2018-04-10 | ||
| 191 | Warsono, Wuddy | Rep | 2007-06-25 | 2015-01-30 | ||
| 192 | Wenham, James Alexander Scott | M | Rep | 2010-05-20 | 2018-12-29 | |
| 193 | Wijaya, Annie | F | Rep | 2006-05-29 | 2021-04-09 | |
| 194 | Wong, Alan Ka Ming 王嘉明 | M | Rep | 2010-10-29 | 2018-10-20 | |
| 195 | Wong, Gilbert King Wai 黃景威 | M | Rep | 2011-09-15 | ||
| 196 | Wong, Peter Pui To 黃沛濤 | M | Rep | 2011-08-10 | ||
| 197 | Wong, Wing Sze (SFC:AQH362) 黃詠詩 | Rep | 2010-08-03 | 2017-11-20 | ||
| 198 | Wu, Changgen 吳長根 | 61 | Rep | 2008-03-27 | 2012-06-21 | |
| 199 | Wu, Chia-Wei | Rep | 2011-09-07 | 2012-02-16 | ||
| 200 | Wu, Jiaxin (SFC:ARD174) 吳佳鑫 | Rep | 2011-10-26 | 2012-12-01 | ||
| 201 | Wu, Wei-Han (SFC:AXZ644) | Rep | 2011-09-07 | 2013-11-14 | ||
| 202 | Yadav, Gaurav | Rep | 2011-04-01 | 2012-03-26 | ||
| 203 | Yang, Yan (SFC:AXG818) 楊艷 | Rep | 2011-05-23 | 2013-06-22 | ||
| 204 | Yau, Michael (SFC:ANH079) 邱威豪 | M | Rep | 2011-12-15 | 2017-12-20 | |
| 205 | Yeung, Kwok Mo 楊國武 | Rep | 2009-05-19 | 2012-09-28 | ||
| 206 | Yeung, See Ah 楊思雅 | Rep | 2010-06-11 | 2013-07-18 | ||
| 207 | Yip, Cheng Kwok 葉振國 | Rep | 2007-11-28 | 2021-07-08 | ||
| 208 | Youk, Won Seok | Rep | 2010-09-09 | 2012-10-20 | ||
| 209 | Yuan, Ting-Ting 袁婷婷 | Rep | 2008-09-18 | 2013-10-30 | ||
| 210 | Zhang, Weifeng (SFC:AOT367) 張偉峰 | Rep | 2011-04-06 | 2014-04-30 | ||
| 211 | Zhao, Yingxiang 趙英向 | Rep | 2010-07-02 | 2015-10-01 | ||
| 212 | Zhou, Enxu 周恩旭 | Rep | 2010-11-30 | 2014-07-06 | ||
| 213 | Zhou, Ling (SFC:AQM715) 周靈 | Rep | 2011-04-06 | 2012-05-22 | ||
| 214 | Ziegler, Richard Paul | 41 | M | Rep | 2005-11-29 | 2024-02-14 |
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