KCG SECURITIES ASIA LIMITED 寶通證券亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
SFC ID Role From Until
1 Chen, Xiaobing (SFC:ARH690) 陳小冰 ARH690 Rep 2008-08-04 2014-08-01
2 Ho, Ngar Yan 何雅茵 AEY921 RO 2011-02-25 2015-02-07
3 Kwan, Wai Sheung 關惠嫦 AAX022 Rep 2017-08-31
4 Lau, Hing Bun 劉慶斌 AGW616 RO 2012-02-10 2016-07-05
5 Lau, Thomas Wing Yip 劉永業 M AFY003 Rep 2013-07-16 2015-10-07
6 Ng, Siu Wai (SFC:AWX842) 吳小委 AWX842 Rep 2012-12-12 2015-04-03
7 Pang, Keng Chan 彭鏡塵 M ADH991 RO
8 Weng, Wing Yee 翁永燚 BBT192 Rep 2013-09-12 2015-03-18
9 Xie, Huahui 謝華輝 AQS413 Rep 2008-04-14 2015-01-31
10 Xiong, Xiangdong (SFC:ANI717) 熊向東 ANI717 RO 2010-03-11 2019-05-29

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