FIRST SECURITIES (HK) LIMITED 第一證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2018 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Candrian, Reto Emanuel |
|
|
AOX110 |
RO |
2011-09-30 |
2014-09-23 |
| 2 |
Chang, Chia-Chen 張家真 |
|
|
ANU661 |
Rep |
2012-03-09 |
|
| 3 |
Chang, Michael Yio-How 張祐豪 |
|
M |
AGN920 |
Rep |
2011-12-16 |
2012-07-24 |
| 4 |
Chen, Chi-Sheng 陳啟聖 |
|
|
AEW634 |
Rep |
2006-09-13 |
2007-05-21 |
|
|
|
RO |
2007-05-21 |
|
| 5 |
Chen, Chia Ling (SFC:BJV926) 陳佳伶 |
|
|
BJV926 |
Rep |
2018-02-07 |
|
| 6 |
Chen, Chien Chih 陳建智 |
|
|
AKX325 |
RO |
2009-08-03 |
|
| 7 |
Chen, Chin-Hui 陳金輝 |
|
|
ARP296 |
Rep |
2011-08-22 |
|
| 8 |
Chen, Chun-Chin 陳俊青 |
|
|
BCX906 |
Rep |
2014-02-18 |
|
| 9 |
Chen, Dah-Jong 陳大中 |
|
|
AFP172 |
Rep |
2006-12-11 |
2007-05-15 |
| 10 |
Chen, Mei-Chun (SFC:AOG218) 陳玫君 |
|
|
AOG218 |
Rep |
2012-03-22 |
|
| 11 |
Chen, Szu-Tsung 陳思聰 |
|
|
AVC818 |
Rep |
2010-06-11 |
|
| 12 |
Chen, Wen Ling (SFC:BGC424) 陳文玲 |
|
|
BGC424 |
Rep |
2015-09-08 |
|
| 13 |
Chen, Wen-Chin (SFC:BHA440) 陳文卿 |
|
|
BHA440 |
Rep |
2016-03-22 |
2017-05-11 |
| 14 |
Chen, Yen Hwa 陳燕華 |
|
|
AMJ218 |
Rep |
2009-12-21 |
2012-03-09 |
| 15 |
Cheng, Po Jen 鄭博仁 |
|
|
AZR979 |
Rep |
2012-07-18 |
|
| 16 |
Cheng, Wei-Shih 鄭偉仕 |
|
|
BEZ540 |
Rep |
2015-04-01 |
|
| 17 |
Cheung, Wai Ting 張惠婷 |
|
|
BMA520 |
Rep |
2018-02-07 |
2018-02-25 |
| 18 |
Chiang, Hui-Chen 江慧貞 |
|
|
AUH933 |
Rep |
2011-05-18 |
|
| 19 |
Chiu, Chih Ning 邱致寧 |
|
|
AUW231 |
Rep |
2013-05-14 |
2013-11-18 |
| 20 |
Chiu, Ka Chun (SFC:BGM282) 趙嘉俊 |
|
|
BGM282 |
Rep |
2017-01-04 |
2019-02-21 |
| 21 |
Chiu, Wen-Chen 邱文掁 |
|
|
ARF372 |
Rep |
2016-06-08 |
|
| 22 |
Cho, Yueh 卓越 |
|
|
AXC104 |
Rep |
2012-11-21 |
|
| 23 |
Chou, Chen Yi 周鎮議 |
|
|
BEI943 |
Rep |
2014-11-04 |
|
| 24 |
Chou, Sheng-Yuan 周聖淵 |
|
|
AOE659 |
Rep |
2018-05-28 |
|
| 25 |
Chou, Shu-Huei 周淑恵 |
|
|
AOH638 |
Rep |
2012-09-07 |
|
| 26 |
Chou, Tzu-Fang 周子方 |
|
|
AQS917 |
Rep |
2011-06-10 |
2021-04-28 |
| 27 |
Chow, Alice Wai Yin 周慧妍 |
|
F |
AMO986 |
Rep |
2009-12-21 |
2016-02-15 |
|
|
|
RO |
2016-02-15 |
|
| 28 |
Gong, Hao Dong 龔豪東 |
|
|
ACY958 |
Rep |
|
2004-08-10 |
| 29 |
Ha, Chi Hsien 哈繼先 |
|
|
BAT178 |
Rep |
2013-09-23 |
|
| 30 |
Heung, Wing Fai 香榮輝 |
|
|
ABS221 |
Rep |
2009-12-21 |
|
| 31 |
Ho, Johnny Chun Ming 何俊明 |
|
M |
ABS266 |
Rep |
|
2008-09-10 |
| 32 |
Huang, Hsin-Cheng 黃信誠 |
|
|
ARE368 |
Rep |
2018-04-23 |
|
| 33 |
Huang, Ren-Yen 黃仁彥 |
|
|
AIM992 |
Rep |
2017-11-20 |
|
| 34 |
Hui, Kwok Cheung 許國祥 |
|
|
AAA549 |
Rep |
|
2011-10-01 |
| 35 |
Hung, Tzu-Yuan 洪子原 |
|
|
BIH885 |
Rep |
2016-11-01 |
|
| 36 |
Hwang, Fu Hsing 黃福星 |
|
|
ALW333 |
Rep |
2013-05-21 |
|
| 37 |
Jen, Lu Chien 任露茜 |
|
|
AWU837 |
Rep |
2014-10-03 |
|
| 38 |
Kao Hsu, Margaret Chien Mei 高徐千媄 |
|
F |
AJE094 |
Rep |
2017-09-13 |
2019-10-01 |
| 39 |
Kao, Hsien Kuang 高顯光 |
|
M |
AJB418 |
Rep |
2003-09-09 |
2004-09-30 |
|
|
|
RO |
2004-09-30 |
2025-01-01 |
| 40 |
Kao, Su-Jung 高淑蓉 |
|
|
AFO873 |
Rep |
2016-08-01 |
|
| 41 |
Ku, Wei-Chiang 顧偉強 |
|
|
AQD402 |
Rep |
2013-02-21 |
2013-08-28 |
| 42 |
Kuo, Shu Chen (SFC:BIV833) 郭淑貞 |
|
|
BIV833 |
Rep |
2017-12-12 |
2021-01-01 |
| 43 |
Lai, King Cheung 黎景祥 |
|
|
AHG112 |
Rep |
|
2005-07-19 |
| 44 |
Lai, Ping Wah (SFC:ABV829) 黎秉華 |
|
|
ABV829 |
RO |
|
2004-06-04 |
| 45 |
Lai, Po Shan 賴寶姍 |
|
|
BKO202 |
Rep |
2017-08-29 |
2022-09-16 |
| 46 |
Lau, Ho Kwan (SFC:ASH545) 劉浩鈞 |
|
|
ASH545 |
Rep |
2009-03-10 |
2011-10-01 |
| 47 |
Law, Ka Keung (SFC:AEG182) 羅家強 |
|
|
AEG182 |
Rep |
|
2014-02-08 |
| 48 |
Lee, Chung-Lung 李忠龍 |
|
|
BFO106 |
Rep |
2015-07-02 |
2016-11-20 |
| 49 |
Lee, Hsin-Han 李信翰 |
|
|
BBK155 |
Rep |
2013-07-05 |
|
| 50 |
Lee, Shu-Ching 李淑菁 |
|
|
ANV193 |
Rep |
2017-12-01 |
|
| 51 |
Lee, Yi-Chin 李怡親 |
|
|
AOE703 |
Rep |
2018-01-10 |
|
| 52 |
Leung, Chi Kong (SFC:AFZ755) 梁志剛 |
48 |
M |
AFZ755 |
Rep |
|
2003-12-04 |
|
|
|
RO |
2003-12-04 |
2004-10-18 |
| 53 |
Li, Eric Ting Ho 李廷荷 |
|
M |
AFU504 |
Rep |
|
2003-10-14 |
| 54 |
Li, Kun-Chih 李坤致 |
|
|
ARM569 |
Rep |
2011-06-28 |
2013-11-18 |
| 55 |
Li, Sean Chok Sun 李濯新 |
56 |
M |
AAE952 |
Rep |
2003-09-22 |
2004-03-22 |
| 56 |
Liang, William Wei Jen 梁維仁 |
|
M |
AGU673 |
Rep |
2014-08-01 |
2022-10-31 |
| 57 |
Liao, Wen-Yu 廖文瑀 |
|
|
BIC908 |
Rep |
2016-10-05 |
2017-06-16 |
| 58 |
Lien, Chien-Chih 連建智 |
|
|
BDD349 |
Rep |
2014-04-24 |
2015-09-07 |
| 59 |
Lin, Ching Wen 林慶文 |
|
|
BHE032 |
Rep |
2017-02-01 |
|
| 60 |
Lin, Hsi 林曦 |
|
|
ARD244 |
Rep |
2017-01-03 |
|
| 61 |
Lin, Huei-Jen 林蕙媜 |
|
|
AUI488 |
Rep |
2010-01-04 |
2010-08-20 |
| 62 |
Lin, Pey 林霈 |
|
|
BAR095 |
Rep |
2015-05-18 |
|
| 63 |
Lin, Shu-Jung 林淑蓉 |
|
|
ANT968 |
Rep |
2011-05-04 |
|
| 64 |
Lin, Shu-Mei (SFC:AXH618) 林淑美 |
|
|
AXH618 |
Rep |
2018-04-27 |
|
| 65 |
Lin, Yi-Ju (SFC:ANT962) 林宜儒 |
|
|
ANT962 |
Rep |
2013-07-08 |
|
| 66 |
Lin, Yi-Ju (SFC:AOJ451) 林怡如 |
|
|
AOJ451 |
Rep |
2011-06-10 |
2013-03-01 |
| 67 |
Lin, Yu-Ting (SFC:AUA690) 林育廷 |
|
|
AUA690 |
Rep |
2016-07-05 |
|
| 68 |
Lin, Yu-Yu (SFC:AIU208) 林昱佑 |
|
|
AIU208 |
Rep |
2017-12-13 |
|
| 69 |
Liu, Pang-Hui (SFC:AZU986) 劉邦輝 |
|
|
AZU986 |
Rep |
2012-07-25 |
2013-11-18 |
| 70 |
Lo, Ka Chiu 盧嘉昭 |
|
|
AEQ415 |
Rep |
2009-12-21 |
2010-02-25 |
|
|
|
RO |
2010-02-25 |
2010-09-06 |
| 71 |
Lum, Sam Pak Sum 林柏森 |
57 |
M |
ACV231 |
Rep |
|
2003-12-09 |
|
|
|
RO |
2003-12-09 |
2004-09-02 |
| 72 |
Luo, I-Fang 羅翊方 |
|
|
BBK190 |
Rep |
2018-04-25 |
|
| 73 |
Matsumura, Tsuyoshi 松村剛 |
|
|
AFV936 |
Rep |
2003-04-09 |
2003-07-15 |
|
|
|
RO |
2003-07-15 |
2019-07-05 |
| 74 |
Nomiya, Kin 野宮欣 |
|
|
ARG501 |
Rep |
2008-07-29 |
2009-05-01 |
| 75 |
Ogyu, Kenju (SFC:ADQ016) 荻生謙樹 |
|
|
ADQ016 |
RO |
|
2004-08-06 |
| 76 |
Ono, Naomi 小野尚美 |
|
F |
AFM591 |
Rep |
2003-06-03 |
2008-07-03 |
|
|
|
RO |
2008-07-03 |
2011-07-31 |
| 77 |
Shen, Chiung-Fang 沈瓊芳 |
|
|
AOG215 |
Rep |
2012-05-04 |
|
| 78 |
Shih, Hsiao-Cheng 施孝承 |
|
|
AOA629 |
Rep |
2006-11-15 |
2009-08-19 |
| 79 |
Su, Chung-Chun 蘇宗淳 |
|
|
AMQ522 |
Rep |
2017-12-11 |
|
| 80 |
Su, Yazhong 蘇亞中 |
|
|
AEU950 |
Rep |
2009-12-21 |
|
| 81 |
Tseng, Chieh-Ping 曾潔萍 |
|
|
ANT971 |
Rep |
2013-09-25 |
|
| 82 |
Tsui, Chi Yin 徐智賢 |
|
|
AAF636 |
Rep |
2003-09-26 |
2004-10-18 |
| 83 |
Wei, Szu-Chia 韋思佳 |
|
|
ANU244 |
Rep |
2011-08-22 |
|
| 84 |
Weng, Chien-Tsang 翁健藏 |
|
|
AML711 |
Rep |
2011-06-08 |
2011-08-23 |
|
|
|
RO |
2011-08-23 |
|
| 85 |
Wong, Chat Wing 王捷榮 |
|
|
AEF261 |
Rep |
|
2003-06-16 |
| 86 |
Wong, Chi Kan (SFC:AAC576) 黃志勤 |
|
|
AAC576 |
Rep |
2003-09-30 |
2004-10-18 |
| 87 |
Wong, Choi Fat 黃再發 |
|
|
ATR490 |
Rep |
2009-12-21 |
2010-09-06 |
| 88 |
Wong, Kam Fung (SFC:AMS788) 黃錦鳳 |
|
|
AMS788 |
Rep |
2006-01-06 |
2017-10-31 |
| 89 |
Wong, Wah (SFC:AFD156) 王華 |
|
|
AFD156 |
Rep |
2009-12-21 |
2010-02-25 |
|
|
|
RO |
2010-02-25 |
|
| 90 |
Yang, Shu-Hua 楊淑華 |
|
|
AOU194 |
Rep |
2010-06-23 |
|
| 91 |
Yang, Yu-Chin 楊宇清 |
|
|
ALT755 |
Rep |
2014-08-25 |
2017-10-23 |
| 92 |
Yeh, Hong-I 葉弘毅 |
|
|
AOE625 |
Rep |
2018-02-07 |
|
| 93 |
Yuan, Xiaoxi 袁小茜 |
33 |
F |
BHC153 |
Rep |
2016-03-15 |
2017-03-06 |
| 94 |
Zhang, Ruiyue (SFC:AZB698) 張瑞玥 |
|
|
AZB698 |
Rep |
2012-03-19 |
2014-03-21 |
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