Northern Trust Company of Hong Kong Limited (The)
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2020 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Adams, Bradford Simonds Jr | AVB984 | Rep | 2010-04-26 | 2012-02-24 | ||
| 2 | Aikawa, Masahiro 相川雅宏 | BDE481 | Rep | 2014-04-01 | 2021-02-25 | ||
| 3 | Allison, Andrew James (SFC:BNJ950) | M | BNJ950 | Rep | 2018-08-22 | 2020-09-19 | |
| 4 | Annakin, Craig Stewart | M | AYD210 | RO | 2011-11-02 | 2015-02-13 | |
| 5 | Arnott, Robert Lauriston John | 49 | M | BBY536 | RO | 2017-03-10 | 2021-06-23 |
| 6 | Au, Lawrence Kin Wah 區建華 | M | AFT602 | RO | 2010-03-25 | ||
| 7 | Bassous, Shlomo | AYG552 | Rep | 2011-10-24 | 2015-12-31 | ||
| 8 | Bateman, James Nicholas (SFC:AQQ258) | M | AQQ258 | Rep | 2008-03-10 | 2009-03-25 | |
| 9 | Bentsen, Richard Boldt | M | ACO808 | RO | 2003-06-20 | ||
| 10 | Benzmiller, Thomas Robert | M | ALT836 | RO | 2005-04-27 | 2008-10-06 | |
| Rep | 2008-10-06 | 2014-05-23 | |||||
| 11 | Bishop, Carter Wilson | M | AOJ057 | Rep | 2014-10-27 | 2017-01-20 | |
| 12 | Blackwell, Bradley Joseph | M | BAV767 | Rep | 2013-02-27 | 2015-03-27 | |
| 13 | Bowers, Wayne George (SFC:BAD802) | M | BAD802 | RO | 2012-09-12 | 2018-01-09 | |
| 14 | Browne, Robert Patrick | M | ATG905 | Rep | 2009-07-02 | 2021-05-31 | |
| 15 | Campling, Neil Allan (SFC:BJP479) | M | BJP479 | Rep | 2017-05-29 | 2017-09-05 | |
| 16 | Chai, Pamela Pui Pui 蔡蓓蓓 | F | ADT113 | Rep | 2007-04-18 | ||
| 17 | Chan, Margaret Hiu Fung 陳曉楓 | F | APX209 | Rep | 2007-10-31 | 2011-05-27 | |
| 18 | Chark, Alexis Chi Wing 翟志榮 | AFU893 | Rep | 2006-10-25 | |||
| 19 | Cheng, Xing (SFC:ASE477) 程星 | ASE477 | Rep | 2009-01-29 | 2017-11-30 | ||
| 20 | Cheung, Hei 張曦 | APG437 | Rep | 2010-05-11 | 2010-09-21 | ||
| 21 | Cheung, Kai Ho (SFC:BLY773) 張繼浩 | BLY773 | Rep | 2020-05-19 | 2022-01-21 | ||
| 22 | Cheung, Meng Chu 張孟珠 | AGL948 | Rep | 2004-11-23 | |||
| 23 | Chiang, Philip Fuk Yip 蔣福業 | M | ARR636 | Rep | 2008-10-03 | 2011-07-29 | |
| 24 | Chim, Lok Yi 詹樂怡 | BMK659 | Rep | 2019-08-09 | |||
| 25 | Choo, Kaitlyn Shiyuet 朱世悅 | BBZ347 | Rep | 2013-10-04 | 2015-10-10 | ||
| 26 | Chow, Chi Man (SFC:AQG776) 鄒志文 | AQG776 | Rep | 2008-03-03 | 2011-05-06 | ||
| 27 | Chow, Man (SFC:AFY865) 周敏 | AFY865 | Rep | 2012-02-08 | 2015-07-03 | ||
| 28 | Chow, Yuk Hei Christopher 周昱希 | BNB199 | Rep | 2018-06-11 | 2018-11-01 | ||
| 29 | Chuah, Keng Hin 蔡景興 | AYG549 | Rep | 2011-10-28 | 2012-02-15 | ||
| RO | 2012-02-15 | 2017-04-07 | |||||
| 30 | Clayton, Andrew Robert | M | ANG620 | Rep | 2006-06-29 | 2020-10-31 | |
| 31 | Coker, Mark Edward | M | BDX964 | Rep | 2014-09-15 | 2014-12-12 | |
| 32 | Coyle, Jeffery | M | AOX763 | Rep | 2019-02-18 | 2020-05-25 | |
| RO | 2020-05-25 | ||||||
| 33 | Daswani, Sunil Prem | 50 | ALO241 | RO | 2005-03-19 | 2008-10-06 | |
| Rep | 2008-10-06 | 2017-04-11 | |||||
| RO | 2017-04-11 | 2017-11-29 | |||||
| 34 | Deng, Dian (SFC:BNC301) 鄧典 | BNC301 | Rep | 2018-07-18 | 2019-05-10 | ||
| 35 | Dowds, Stephen | M | ANH128 | Rep | 2006-06-13 | 2009-03-27 | |
| 36 | Duvall, Margret Eva | F | AWY016 | Rep | 2011-03-09 | 2019-01-30 | |
| 37 | Dwyer, Patrick Edward | M | AWW305 | Rep | 2011-02-28 | 2011-09-05 | |
| RO | 2011-09-05 | 2012-03-31 | |||||
| 38 | Dymond, Nicholas James | M | AVV851 | Rep | 2010-09-10 | 2019-01-30 | |
| 39 | Earnshaw, Charles Anthony | M | AMF155 | Rep | 2005-10-03 | 2007-09-18 | |
| 40 | Eastwood, Helen Rebecca | F | BEO215 | Rep | 2017-05-18 | 2021-06-23 | |
| 41 | Eng, Bun Sieng | AYD550 | Rep | 2011-10-10 | 2024-04-25 | ||
| 42 | Fahlin, Anders Jimmy | M | AZF343 | Rep | 2012-03-26 | 2014-06-25 | |
| 43 | Fan, Mei Kei Maggie 樊美姬 | F | BGP119 | Rep | 2015-11-26 | 2016-12-23 | |
| 44 | Fannin, Dane Gower | AQG777 | Rep | 2008-03-03 | 2012-09-26 | ||
| RO | 2012-09-26 | ||||||
| 45 | Farquhar, Yumi | AFE410 | RO | 2011-10-31 | |||
| 46 | Fonseka, Janaki Marina | F | AMC287 | Rep | 2005-07-07 | 2008-04-30 | |
| 47 | Footer, Cameron Duncan (SFC:BIW042) | M | BIW042 | RO | 2017-03-10 | 2021-02-03 | |
| 48 | Gayer, Madhu Kanth | ATS216 | RO | 2009-12-04 | 2012-09-21 | ||
| 49 | Geggus, Andrew Charles | M | BJN318 | Rep | 2017-07-05 | 2019-04-11 | |
| RO | 2019-04-11 | 2020-01-03 | |||||
| 50 | Har, Johnson Chun Kit 夏俊傑 | M | ARM685 | Rep | 2017-06-22 | 2018-11-01 | |
| 51 | Har, Wilson Wai Shun 夏偉舜 | M | BBT689 | Rep | 2017-12-22 | ||
| 52 | Hardy, Kevin Shane Lee | M | ART547 | Rep | 2008-10-27 | 2009-01-29 | |
| RO | 2009-01-29 | 2012-09-28 | |||||
| 53 | Hayman, Grace Susan | F | BOF496 | Rep | 2019-03-25 | 2020-10-31 | |
| 54 | Ho, Ada Siu Yung 何少容 | F | AMF977 | Rep | 2005-08-31 | 2009-11-06 | |
| 55 | Ho, Yee Ki (SFC:AVM744) 何漪淇 | AVM744 | Rep | 2010-08-18 | 2015-02-06 | ||
| 56 | Hodgson, Lesley Elaine | F | AMX437 | Rep | 2006-02-22 | 2007-02-15 | |
| RO | 2007-02-15 | 2009-02-13 | |||||
| Rep | 2009-02-13 | 2009-04-30 | |||||
| 57 | Hutchinson, James Allen (SFC:BOM511) | M | BOM511 | Rep | 2019-08-02 | 2022-05-31 | |
| 58 | Hutchinson, Simon Andrew | M | ATS220 | Rep | 2009-09-15 | 2014-10-31 | |
| 59 | Hwang, Min Wen | BHF276 | Rep | 2020-05-19 | |||
| 60 | Irwin, John Laurence (SFC:BMS501) | M | BMS501 | RO | 2018-07-09 | 2022-09-08 | |
| 61 | Jenkins, Benjamin Taylor | M | BOF078 | Rep | 2019-03-15 | 2019-11-05 | |
| 62 | Kawai, Mikiko | AXG800 | Rep | 2011-05-16 | 2012-04-09 | ||
| 63 | Kratz, Bo Rolf Anders | M | ALD505 | Rep | 2012-11-29 | 2013-02-28 | |
| RO | 2013-02-28 | 2015-12-05 | |||||
| 64 | Kwan, Mei Mei 關美美 | APX211 | Rep | 2007-10-31 | 2010-03-25 | ||
| Rep | 2011-06-08 | 2011-08-05 | |||||
| 65 | Kwok, Suet Ying Lily Vanessa 郭雪英 | BAN067 | Rep | 2018-11-12 | 2019-10-01 | ||
| 66 | Lam, Chi Ping 林治平 | AOY505 | Rep | 2014-07-09 | 2016-07-07 | ||
| RO | 2016-07-07 | ||||||
| 67 | Lam, Ka Wai (SFC:AIJ824) 林嘉蕙 | AIJ824 | Rep | 2008-04-07 | 2010-11-19 | ||
| 68 | Lau, Samuel Cheuk Hang 劉卓鏗 | M | AJB217 | Rep | 2003-07-30 | 2006-12-11 | |
| 69 | Law, Margaret Man Nei 羅敏妮 | F | AWX212 | Rep | 2011-03-07 | 2014-07-22 | |
| RO | 2014-07-22 | 2018-06-25 | |||||
| 70 | Lee, Ambrose Yin Ting 李彥霆 | M | ASY264 | Rep | 2009-06-17 | 2013-10-31 | |
| 71 | Lee, Eric Joon Ho | M | BIV170 | Rep | 2016-12-23 | ||
| 72 | Lee, Katherine Kar Pui 李嘉珮 | F | AME183 | Rep | 2005-07-19 | 2019-05-29 | |
| 73 | Leung, Kwok Ming (SFC:AIZ701) 梁國明 | AIZ701 | Rep | 2003-06-02 | 2007-02-27 | ||
| RO | 2007-02-27 | 2008-07-18 | |||||
| 74 | Leung, Shuk Kwan 梁淑群 | AMV305 | Rep | 2006-01-25 | 2007-09-07 | ||
| 75 | Leung, Tsui Ying 梁翠瑩 | ANT896 | Rep | 2006-10-04 | 2016-03-18 | ||
| 76 | Lew, Dianna Hui Huang 劉蕙璜 | ANT901 | Rep | 2006-10-04 | 2007-04-20 | ||
| 77 | Li, Xiaojing Valerie 李筱菁 | F | BOI452 | Rep | 2019-05-06 | ||
| 78 | Li, Xinyi (SFC:BHO437) 李心怡 | BHO437 | Rep | 2018-03-14 | 2021-10-13 | ||
| 79 | Lo, Elmen Ka Bik 盧家碧 | BAK711 | Rep | 2012-11-08 | |||
| 80 | Lo, Robin Bun 盧斌 | AGU676 | Rep | 2006-02-03 | 2007-08-31 | ||
| 81 | Lui, Susan Sau Sheung 雷秀嫦 | F | APX212 | Rep | 2007-10-31 | 2008-06-28 | |
| 82 | MacMillan, Alexander Grant | M | BPF793 | Rep | 2020-01-08 | 2022-09-27 | |
| 83 | Maeda, Tomoko | AZI757 | Rep | 2012-04-23 | 2014-09-05 | ||
| 84 | Mak, Jacqueline Wai Man 麥慧敏 | F | AQG778 | Rep | 2008-01-14 | 2011-09-09 | |
| 85 | Mak, Kam Hoong 麥錦雄 | BAI015 | Rep | 2012-10-19 | 2014-05-23 | ||
| 86 | Man, Kit Ping Bibianna 文潔萍 | AME189 | Rep | 2005-07-19 | 2007-08-15 | ||
| 87 | Matturri, Alexander James Jr | M | AMJ616 | Rep | 2005-10-12 | 2006-11-21 | |
| 88 | McCareins Jr, John Martin (SFC:BHF472) | M | BHF472 | Rep | 2016-04-01 | 2016-10-04 | |
| RO | 2016-10-04 | ||||||
| 89 | McCarthy, Barry (SFC:AYD555) | M | AYD555 | Rep | 2011-10-03 | 2014-07-15 | |
| 90 | McDonald, James Duncan | M | ATS219 | Rep | 2009-09-15 | 2022-12-05 | |
| 91 | Miller, Justin Daniel | M | AOU076 | Rep | 2007-05-09 | 2019-03-08 | |
| 92 | Morgan, Robert Paul | M | APB505 | Rep | 2007-07-26 | 2019-01-30 | |
| 93 | Morton, Douglas James Macleod | 43 | M | BEO419 | Rep | 2017-05-18 | 2018-11-14 |
| 94 | Motoda, Chieko | AQD246 | Rep | 2012-04-30 | 2013-04-05 | ||
| 95 | Nizami, Zubair 李扎米 | AMZ895 | Rep | 2006-02-27 | 2011-03-09 | ||
| 96 | Ovaert, Brian Patrick | M | BCJ985 | RO | 2014-01-08 | 2015-03-13 | |
| 97 | Park, Jong Il Howard 朴鍾壹 | BGE380 | Rep | 2015-09-11 | 2016-03-29 | ||
| Rep | 2016-05-03 | 2023-03-02 | |||||
| 98 | Pasieka, Gregory Robert | M | BAF825 | Rep | 2012-10-04 | 2017-07-11 | |
| RO | 2017-07-11 | 2022-10-27 | |||||
| 99 | Paulin, Gary David (SFC:BBY517) | M | BBY517 | Rep | 2019-03-25 | 2021-06-23 | |
| 100 | Pereira Rebelo, Bertelino | AMJ626 | Rep | 2005-10-10 | 2007-11-18 | ||
| Rep | 2008-11-26 | 2013-01-07 | |||||
| RO | 2013-01-07 | 2015-12-31 | |||||
| 101 | Phillips, Daniel Jason | M | BNV264 | Rep | 2018-12-12 | 2019-02-25 | |
| 102 | Pottinger, Simon George Alston | M | AXG797 | Rep | 2011-05-16 | 2011-06-01 | |
| 103 | Runquist, Lori Rae | ANU045 | Rep | 2006-10-17 | 2010-08-11 | ||
| 104 | Sarr, Mamadou-Abou (SFC:BOO653) | BOO653 | Rep | 2019-07-12 | 2020-03-13 | ||
| 105 | Shen, Blake C 沈欽揚 | AYQ549 | Rep | 2011-12-13 | 2018-02-26 | ||
| 106 | Sin, Jordan Chun Kit 冼俊傑 | BEV999 | Rep | 2015-01-22 | 2017-08-04 | ||
| 107 | Singh, Rohan Rajiv | ASL911 | Rep | 2009-03-02 | 2011-11-07 | ||
| 108 | Siu, Warren 蕭偉倫 | AQL399 | Rep | 2008-03-04 | 2008-07-11 | ||
| 109 | Snowdon, Andrew Mark | M | BJB152 | Rep | 2017-02-09 | 2021-05-21 | |
| 110 | Stemme, Kenneth Wayne | M | AMN660 | Rep | 2005-12-19 | 2007-04-19 | |
| 111 | Tan, Teng Hui Nicholas 陳定輝 | BGL570 | Rep | 2015-11-02 | 2016-10-18 | ||
| 112 | Tan, Thuan Shiah Michael | M | BFY806 | Rep | 2015-08-06 | 2015-12-02 | |
| RO | 2015-12-02 | ||||||
| 113 | Tee, Tsun Chiek 鄭俊傑 | AJH146 | RO | 2004-03-19 | 2004-12-01 | ||
| 114 | Tenuta, Joseph Anthony | M | AEY695 | Rep | 2011-06-01 | 2011-07-01 | |
| Rep | 2011-09-19 | 2011-09-30 | |||||
| Rep | 2014-08-18 | 2014-09-26 | |||||
| 115 | Timpany, David Allan | M | ACO810 | RO | 2005-01-31 | ||
| 116 | Ting, Fifi 丁美翡 | AFG722 | Rep | 2009-12-10 | 2011-06-10 | ||
| 117 | Toussaint, Jason Robert | M | APS332 | Rep | 2007-10-10 | 2009-03-27 | |
| 118 | Trapp, George Bentley | M | ARE976 | RO | 2008-08-14 | 2009-07-31 | |
| 119 | Tsui, Jintz Wai Ying 徐惠盈 | AFI797 | Rep | 2007-09-07 | |||
| 120 | Tung, Tsit Shan 董哲珊 | AFJ430 | Rep | 2011-11-28 | 2012-09-11 | ||
| RO | 2012-09-11 | 2022-12-19 | |||||
| 121 | Vigsnes, Richard Allan Jr | M | AYD211 | RO | 2011-11-02 | 2021-06-01 | |
| 122 | Watson, Stephen David (SFC:ANH108) | M | ANH108 | Rep | 2006-06-13 | 2009-03-27 | |
| 123 | Weaver, Jacob Carl | M | ATS224 | Rep | 2009-09-17 | 2014-05-30 | |
| 124 | Wong, Manfred Man Chun 黃文俊 | M | ASD075 | Rep | 2012-02-22 | 2016-09-20 | |
| RO | 2016-09-20 | 2017-12-07 | |||||
| Rep | 2017-12-07 | 2023-01-04 | |||||
| 125 | Wu, Michael Chu Mo | M | BFI735 | RO | 2015-06-08 | 2021-06-30 | |
| 126 | Yamada, Akiko 山田晃子 | BBB838 | Rep | 2013-04-05 | 2013-10-31 | ||
| 127 | Yau, Ken Chung Kin 邱頌健 | M | AML300 | Rep | 2006-04-12 | 2006-12-28 | |
| 128 | Yeung, Doris Yuen Kei 楊婉琪 | ALS688 | Rep | 2005-03-15 | 2005-07-14 | ||
| 129 | Yoo, Yong Jae | BMQ117 | Rep | 2018-10-08 | 2020-11-21 | ||
| 130 | Young, Kelly Ann Louise | 42 | F | ANL824 | Rep | 2006-06-30 | 2007-04-25 |
| 131 | Yuen, Pui Lan 袁佩蘭 | AMU552 | Rep | 2010-07-28 | 2011-04-29 | ||
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