Northern Trust Company of Hong Kong Limited (The)

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2022
SFC ID Role From Until
1 Adams, Bradford Simonds Jr AVB984 Rep 2010-04-26 2012-02-24
2 Aikawa, Masahiro 相川雅宏 BDE481 Rep 2014-04-01 2021-02-25
3 Allison, Andrew James (SFC:BNJ950) M BNJ950 Rep 2018-08-22 2020-09-19
4 Annakin, Craig Stewart M AYD210 RO 2011-11-02 2015-02-13
5 Arnott, Robert Lauriston John 51 M BBY536 RO 2017-03-10 2021-06-23
6 Au, Lawrence Kin Wah 區建華 M AFT602 RO 2010-03-25
7 Bassous, Shlomo AYG552 Rep 2011-10-24 2015-12-31
8 Bateman, James Nicholas (SFC:AQQ258) M AQQ258 Rep 2008-03-10 2009-03-25
9 Bentsen, Richard Boldt M ACO808 RO 2003-06-20
10 Benzmiller, Thomas Robert M ALT836 RO 2005-04-27 2008-10-06
Rep 2008-10-06 2014-05-23
11 Bishop, Carter Wilson M AOJ057 Rep 2014-10-27 2017-01-20
12 Blackwell, Bradley Joseph M BAV767 Rep 2013-02-27 2015-03-27
13 Bowers, Wayne George (SFC:BAD802) M BAD802 RO 2012-09-12 2018-01-09
14 Browne, Robert Patrick M ATG905 Rep 2009-07-02 2021-05-31
15 Campling, Neil Allan (SFC:BJP479) M BJP479 Rep 2017-05-29 2017-09-05
16 Chai, Pamela Pui Pui 蔡蓓蓓 F ADT113 Rep 2007-04-18
17 Chan, Margaret Hiu Fung 陳曉楓 F APX209 Rep 2007-10-31 2011-05-27
18 Chark, Alexis Chi Wing 翟志榮 AFU893 Rep 2006-10-25
19 Chau, Ching Ha 周靜霞 APF193 Rep 2020-11-19 2024-10-31
20 Chen, Po Hsiu BPX519 Rep 2020-08-13 2022-06-24
21 Cheng, Xing (SFC:ASE477) 程星 ASE477 Rep 2009-01-29 2017-11-30
22 Cheung, Hei 張曦 APG437 Rep 2010-05-11 2010-09-21
23 Cheung, Kai Ho (SFC:BLY773) 張繼浩 BLY773 Rep 2020-05-19 2022-01-21
24 Cheung, Kwan Ho (SFC:BSR542) 張鈞浩 BSR542 Rep 2022-07-18 2024-08-02
25 Cheung, Meng Chu 張孟珠 AGL948 Rep 2004-11-23
26 Chiang, Philip Fuk Yip 蔣福業 M ARR636 Rep 2008-10-03 2011-07-29
27 Chim, Lok Yi 詹樂怡 BMK659 Rep 2019-08-09
28 Choo, Kaitlyn Shiyuet 朱世悅 BBZ347 Rep 2013-10-04 2015-10-10
29 Chow, Chi Man (SFC:AQG776) 鄒志文 AQG776 Rep 2008-03-03 2011-05-06
30 Chow, Man (SFC:AFY865) 周敏 AFY865 Rep 2012-02-08 2015-07-03
31 Chow, Yuk Hei Christopher 周昱希 BNB199 Rep 2018-06-11 2018-11-01
32 Chuah, Keng Hin 蔡景興 AYG549 Rep 2011-10-28 2012-02-15
RO 2012-02-15 2017-04-07
33 Clayton, Andrew Robert M ANG620 Rep 2006-06-29 2020-10-31
34 Coker, Mark Edward M BDX964 Rep 2014-09-15 2014-12-12
35 Coyle, Jeffery M AOX763 Rep 2019-02-18 2020-05-25
RO 2020-05-25
36 Daswani, Sunil Prem 52 ALO241 RO 2005-03-19 2008-10-06
Rep 2008-10-06 2017-04-11
RO 2017-04-11 2017-11-29
37 Deng, Dian (SFC:BNC301) 鄧典 BNC301 Rep 2018-07-18 2019-05-10
38 Dowds, Stephen M ANH128 Rep 2006-06-13 2009-03-27
39 Duvall, Margret Eva F AWY016 Rep 2011-03-09 2019-01-30
40 Dwyer, Patrick Edward M AWW305 Rep 2011-02-28 2011-09-05
RO 2011-09-05 2012-03-31
41 Dymond, Nicholas James M AVV851 Rep 2010-09-10 2019-01-30
42 Earnshaw, Charles Anthony M AMF155 Rep 2005-10-03 2007-09-18
43 Eastwood, Helen Rebecca F BEO215 Rep 2017-05-18 2021-06-23
44 Eng, Bun Sieng AYD550 Rep 2011-10-10 2024-04-25
45 Fahlin, Anders Jimmy M AZF343 Rep 2012-03-26 2014-06-25
46 Fan, Mei Kei Maggie 樊美姬 F BGP119 Rep 2015-11-26 2016-12-23
47 Fannin, Dane Gower AQG777 Rep 2008-03-03 2012-09-26
RO 2012-09-26
48 Farquhar, Yumi AFE410 RO 2011-10-31
49 Fonseka, Janaki Marina F AMC287 Rep 2005-07-07 2008-04-30
50 Footer, Cameron Duncan (SFC:BIW042) M BIW042 RO 2017-03-10 2021-02-03
51 Gayer, Madhu Kanth ATS216 RO 2009-12-04 2012-09-21
52 Geggus, Andrew Charles M BJN318 Rep 2017-07-05 2019-04-11
RO 2019-04-11 2020-01-03
53 Har, Johnson Chun Kit 夏俊傑 M ARM685 Rep 2017-06-22 2018-11-01
54 Har, Wilson Wai Shun 夏偉舜 M BBT689 Rep 2017-12-22
55 Hardy, Kevin Shane Lee M ART547 Rep 2008-10-27 2009-01-29
RO 2009-01-29 2012-09-28
56 Hayman, Grace Susan F BOF496 Rep 2019-03-25 2020-10-31
57 Higgins, Caroline Mary F BCW430 RO 2021-07-26 2023-09-25
58 Ho, Ada Siu Yung 何少容 F AMF977 Rep 2005-08-31 2009-11-06
59 Ho, Yee Ki (SFC:AVM744) 何漪淇 AVM744 Rep 2010-08-18 2015-02-06
60 Hodgson, Lesley Elaine F AMX437 Rep 2006-02-22 2007-02-15
RO 2007-02-15 2009-02-13
Rep 2009-02-13 2009-04-30
61 Hutchinson, James Allen (SFC:BOM511) M BOM511 Rep 2019-08-02 2022-05-31
62 Hutchinson, Simon Andrew M ATS220 Rep 2009-09-15 2014-10-31
63 Hwang, Min Wen BHF276 Rep 2020-05-19
64 Irwin, John Laurence (SFC:BMS501) M BMS501 RO 2018-07-09 2022-09-08
65 Jenkins, Benjamin Taylor M BOF078 Rep 2019-03-15 2019-11-05
66 Kawai, Mikiko AXG800 Rep 2011-05-16 2012-04-09
67 Kim, Taeyoung (SFC:BOR704) 金泰永 BOR704 Rep 2022-02-10
68 Kratz, Bo Rolf Anders M ALD505 Rep 2012-11-29 2013-02-28
RO 2013-02-28 2015-12-05
69 Kwan, Mei Mei 關美美 APX211 Rep 2007-10-31 2010-03-25
Rep 2011-06-08 2011-08-05
70 Kwok, Suet Ying Lily Vanessa 郭雪英 BAN067 Rep 2018-11-12 2019-10-01
71 Lam, Chi Ping 林治平 AOY505 Rep 2014-07-09 2016-07-07
RO 2016-07-07
72 Lam, Ka Wai (SFC:AIJ824) 林嘉蕙 AIJ824 Rep 2008-04-07 2010-11-19
73 Lau, Samuel Cheuk Hang 劉卓鏗 M AJB217 Rep 2003-07-30 2006-12-11
74 Law, Margaret Man Nei 羅敏妮 F AWX212 Rep 2011-03-07 2014-07-22
RO 2014-07-22 2018-06-25
75 Lee, Ambrose Yin Ting 李彥霆 M ASY264 Rep 2009-06-17 2013-10-31
76 Lee, Eric Joon Ho M BIV170 Rep 2016-12-23
77 Lee, Halim BOP329 Rep 2021-02-25 2021-12-30
78 Lee, Katherine Kar Pui 李嘉珮 F AME183 Rep 2005-07-19 2019-05-29
79 Leung, Kwok Ming (SFC:AIZ701) 梁國明 AIZ701 Rep 2003-06-02 2007-02-27
RO 2007-02-27 2008-07-18
80 Leung, Shuk Kwan 梁淑群 AMV305 Rep 2006-01-25 2007-09-07
81 Leung, Tsui Ying 梁翠瑩 ANT896 Rep 2006-10-04 2016-03-18
82 Lew, Dianna Hui Huang 劉蕙璜 ANT901 Rep 2006-10-04 2007-04-20
83 Li, Xiaojing Valerie 李筱菁 F BOI452 Rep 2019-05-06
84 Li, Xinyi (SFC:BHO437) 李心怡 BHO437 Rep 2018-03-14 2021-10-13
85 Lo, Elmen Ka Bik 盧家碧 BAK711 Rep 2012-11-08
86 Lo, Robin Bun 盧斌 AGU676 Rep 2006-02-03 2007-08-31
87 Lui, Susan Sau Sheung 雷秀嫦 F APX212 Rep 2007-10-31 2008-06-28
88 MacMillan, Alexander Grant M BPF793 Rep 2020-01-08 2022-09-27
89 Maeda, Tomoko AZI757 Rep 2012-04-23 2014-09-05
90 Mak, Jacqueline Wai Man 麥慧敏 F AQG778 Rep 2008-01-14 2011-09-09
91 Mak, Kam Hoong 麥錦雄 BAI015 Rep 2012-10-19 2014-05-23
92 Man, Kit Ping Bibianna 文潔萍 AME189 Rep 2005-07-19 2007-08-15
93 Matturri, Alexander James Jr M AMJ616 Rep 2005-10-12 2006-11-21
94 McCareins Jr, John Martin (SFC:BHF472) M BHF472 Rep 2016-04-01 2016-10-04
RO 2016-10-04
95 McCarthy, Barry (SFC:AYD555) M AYD555 Rep 2011-10-03 2014-07-15
96 McDonald, James Duncan M ATS219 Rep 2009-09-15 2022-12-05
97 Miller, Justin Daniel M AOU076 Rep 2007-05-09 2019-03-08
98 Morgan, Robert Paul M APB505 Rep 2007-07-26 2019-01-30
99 Morton, Douglas James Macleod 45 M BEO419 Rep 2017-05-18 2018-11-14
100 Motoda, Chieko AQD246 Rep 2012-04-30 2013-04-05
101 Nizami, Zubair 李扎米 AMZ895 Rep 2006-02-27 2011-03-09
102 Ovaert, Brian Patrick M BCJ985 RO 2014-01-08 2015-03-13
103 Park, Jong Il Howard 朴鍾壹 BGE380 Rep 2015-09-11 2016-03-29
Rep 2016-05-03 2023-03-02
104 Pasieka, Gregory Robert M BAF825 Rep 2012-10-04 2017-07-11
RO 2017-07-11 2022-10-27
105 Paulin, Gary David (SFC:BBY517) M BBY517 Rep 2019-03-25 2021-06-23
106 Pereira Rebelo, Bertelino AMJ626 Rep 2005-10-10 2007-11-18
Rep 2008-11-26 2013-01-07
RO 2013-01-07 2015-12-31
107 Phillips, Daniel Jason M BNV264 Rep 2018-12-12 2019-02-25
108 Piempreecha, Sophie Ann F BRD700 Rep 2021-05-21
109 Pincon, Benoit M BPX520 Rep 2020-08-13
110 Pottinger, Simon George Alston M AXG797 Rep 2011-05-16 2011-06-01
111 Runquist, Lori Rae ANU045 Rep 2006-10-17 2010-08-11
112 Sarr, Mamadou-Abou (SFC:BOO653) BOO653 Rep 2019-07-12 2020-03-13
113 Shen, Blake C 沈欽揚 AYQ549 Rep 2011-12-13 2018-02-26
114 Sin, Jordan Chun Kit 冼俊傑 BEV999 Rep 2015-01-22 2017-08-04
115 Singh, Rohan Rajiv ASL911 Rep 2009-03-02 2011-11-07
116 Siu, Warren 蕭偉倫 AQL399 Rep 2008-03-04 2008-07-11
117 Snowdon, Andrew Mark M BJB152 Rep 2017-02-09 2021-05-21
118 Stemme, Kenneth Wayne M AMN660 Rep 2005-12-19 2007-04-19
119 Tan, Teng Hui Nicholas 陳定輝 BGL570 Rep 2015-11-02 2016-10-18
120 Tan, Thuan Shiah Michael M BFY806 Rep 2015-08-06 2015-12-02
RO 2015-12-02
121 Tee, Tsun Chiek 鄭俊傑 AJH146 RO 2004-03-19 2004-12-01
122 Tenuta, Joseph Anthony M AEY695 Rep 2011-06-01 2011-07-01
Rep 2011-09-19 2011-09-30
Rep 2014-08-18 2014-09-26
123 Timpany, David Allan M ACO810 RO 2005-01-31
124 Ting, Fifi 丁美翡 AFG722 Rep 2009-12-10 2011-06-10
125 Toussaint, Jason Robert M APS332 Rep 2007-10-10 2009-03-27
126 Trapp, George Bentley M ARE976 RO 2008-08-14 2009-07-31
127 Tsui, Jintz Wai Ying 徐惠盈 AFI797 Rep 2007-09-07
128 Tung, Tsit Shan 董哲珊 AFJ430 Rep 2011-11-28 2012-09-11
RO 2012-09-11 2022-12-19
129 Vigsnes, Richard Allan Jr M AYD211 RO 2011-11-02 2021-06-01
130 Watson, Stephen David (SFC:ANH108) M ANH108 Rep 2006-06-13 2009-03-27
131 Weaver, Jacob Carl M ATS224 Rep 2009-09-17 2014-05-30
132 Wong, Ho Lap (SFC:BNB198) 黃浩立 BNB198 Rep 2022-01-05
133 Wong, Manfred Man Chun 黃文俊 M ASD075 Rep 2012-02-22 2016-09-20
RO 2016-09-20 2017-12-07
Rep 2017-12-07 2023-01-04
134 Wu, Michael Chu Mo M BFI735 RO 2015-06-08 2021-06-30
135 Yamada, Akiko 山田晃子 BBB838 Rep 2013-04-05 2013-10-31
136 Yau, Ken Chung Kin 邱頌健 M AML300 Rep 2006-04-12 2006-12-28
137 Yeung, Doris Yuen Kei 楊婉琪 ALS688 Rep 2005-03-15 2005-07-14
138 Yoo, Yong Jae BMQ117 Rep 2018-10-08 2020-11-21
139 Young, Kelly Ann Louise 44 F ANL824 Rep 2006-06-30 2007-04-25
140 Yuen, Ho Lam Fedora 袁皓琳 BMQ792 Rep 2022-05-27
141 Yuen, Pui Lan 袁佩蘭 AMU552 Rep 2010-07-28 2011-04-29

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