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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2024
SFC ID Role From Until
1 Anderson, Joshua Michael (SFC:BOK681) M BOK681 Rep 2019-06-03 2019-06-04
2 Au-Yeung, Emily Ying Ka 歐陽瑩嘉 F ART701 Rep 2019-01-10 2019-04-29
3 Baker, Brian Paul M AMO250 RO 2006-05-17 2015-05-29
4 Balls, Andrew Thomas (SFC:BTX449) M BTX449 Rep 2023-07-26 2023-07-27
5 Baz, Jamil (SFC:BTO279) BTO279 Rep 2023-03-07 2023-03-08
6 Bodereau, Philippe M BLC808 Rep 2017-10-09 2017-10-12
Rep 2018-08-28 2018-08-30
Rep 2024-05-16 2024-05-17
7 Bogoricin Oliveira, Marcio BNL128 Rep 2018-08-30 2021-10-18
RO 2021-10-18
8 Bowers, Geoffrey Scott M BLL043 Rep 2017-11-14 2020-01-01
9 Browne, Erin F BHB894 Rep 2024-01-31 2024-02-01
10 Burbano, Esteban BLD950 Rep 2017-10-19 2017-10-24
Rep 2018-03-08 2018-03-15
Rep 2018-04-12 2018-04-13
Rep 2018-10-23 2018-10-24
Rep 2023-02-13 2023-02-14
Rep 2023-11-20 2023-11-21
Rep 2024-03-14 2024-03-15
Rep 2024-09-19 2024-09-20
11 Cai, Shuting 蔡舒婷 BID096 Rep 2022-12-12
12 Cao, Junyang 曹駿暘 AOG956 Rep 2018-01-19 2021-07-09
13 Cao, Yishan 曹一珊 AXI390 Rep 2018-12-19
14 Chan, Hiu Lam (SFC:BPU737) 陳曉琳 BPU737 Rep 2020-07-07 2022-09-30
15 Chan, Michael (SFC:BKW534) 陳嘉豪 M BKW534 Rep 2017-09-14 2018-10-19
16 Chan, Ricki Campbell BTX451 Rep 2023-07-10 2023-07-11
17 Chan, Sui Kam 陳瑞琴 BIN155 Rep 2016-11-07 2022-07-26
18 Chan, Vivian Wing Yan 陳榮恩 ARG801 Rep 2012-03-15 2012-09-10
19 Chan, Yui Richard 陳銳 BIH702 Rep 2016-09-29 2019-01-18
20 Chang, Stephen Koon Bong 張冠邦 M AKL718 Rep 2018-05-14 2018-09-24
RO 2018-09-24
21 Chen, Huanming (SFC:AIU879) 陳睆明 AIU879 Rep 2018-12-28 2020-10-09
22 Chen, Xi (SFC:BFZ506) 陳襲 BFZ506 Rep 2017-03-22 2018-04-27
23 Chen, Zhong Wei 陳仲偉 AMM502 Rep 2018-12-17 2023-02-10
24 Chiu, Steve Siu Po 趙小寶 M AAJ831 Rep 2016-09-08 2022-09-07
25 Chow, Wilbur En-yu 周恩宇 M AXO357 Rep 2011-08-04 2014-10-10
26 Chui, Henry Kar-Kea 徐家傑 M AQI323 Rep 2012-03-15 2020-02-14
27 Chung, Siu Pang 鍾紹鵬 AQE690 Rep 2007-12-20 2009-02-26
28 Clavel, Mathieu Pierre Luc 46 M BGG689 Rep 2023-02-13 2023-02-17
29 Dewitt, Andrew Lowry M BPB938 Rep 2019-11-12 2019-11-13
30 Dienemann, Fabian M BVE730 Rep 2024-07-17 2024-07-17
31 Dong, Lei (SFC:BNX294) 董磊 BNX294 Rep 2018-12-17
32 Dorsten, Matthew Paul M BTL940 Rep 2023-02-16 2023-02-16
33 Duan, Hongyu (SFC:AEW345) 段紅宇 AEW345 Rep 2010-03-10 2011-05-05
34 Duan, Ran (SFC:BVE825) BVE825 Rep 2024-07-18 2024-07-19
35 Ellison, David Charles George (SFC:BQJ929) M BQJ929 Rep 2020-11-11
36 Fisher Iii, David Nichols M BOA024 Rep 2019-01-16 2019-01-18
Rep 2020-01-07 2020-01-08
37 Foong, Hock Meng AFN358 Rep 2006-05-18 2009-03-31
38 Gao, Siyuan 高思源 BRY530 Rep 2023-01-20
39 Gubner, Adam Lance M BOZ764 Rep 2019-10-16 2019-10-17
Rep 2023-02-28 2023-03-01
Rep 2024-04-17 2024-04-17
40 Gulati, Naveen (SFC:BQP769) M BQP769 Rep 2021-01-11
41 Guo, Haiqiu (SFC:BTO278) 郭海秋 BTO278 Rep 2023-03-07 2023-03-08
42 Gupta, Sachin (SFC:BUW175) BUW175 Rep 2024-04-25 2024-04-25
43 Guynn, Edward Bradley M BTL974 Rep 2023-02-16 2023-02-16
44 He, Li (SFC:AUL729) 何立 AUL729 Rep 2017-11-14
45 Hodge, Douglas Michael M AMO329 RO 2006-05-17 2010-01-04
46 Hong, Ki Myung ADP017 RO 2011-03-17 2013-02-28
47 Hoo, Emily Lye Lyn F AUS209 Rep 2010-02-12 2011-03-07
48 Hsieh, Hsing-Ju 謝幸儒 BEL235 Rep 2014-11-06 2022-08-01
49 Huang, Chien-Yu (SFC:BSG667) 黃芊瑀 BSG667 Rep 2022-04-01
50 Huang, Ching-Heng 黃敬恆 BPX875 Rep 2020-08-07 2022-05-31
51 Huang, Jingjing (SFC:BDJ463) 黃晶晶 BDJ463 Rep 2019-10-17
52 Hui, Tsz Chun (SFC:BNI600) 許子進 BNI600 Rep 2020-07-20 2021-10-08
53 Hyman, Daniel (SFC:BLW089) M BLW089 Rep 2018-01-12 2018-01-17
54 Isenberg, Alan Louis M BFF186 Rep 2015-04-16 2018-03-11
55 Ivascyn, Daniel John M AZS735 Rep 2015-01-05 2015-01-16
Rep 2017-09-15 2017-09-19
Rep 2018-01-24 2018-01-25
Rep 2019-01-21 2019-01-22
Rep 2020-01-20 2020-01-21
56 Jin, Ying (SFC:BFR077) 金穎 BFR077 Rep 2015-06-29 2023-04-20
57 Kang, Kwang Soo BMR599 Rep 2018-04-11 2022-11-11
58 Kennedy, Gregory Joseph M BPB831 Rep 2019-11-12 2019-11-13
59 Kersman, Alejandro Eduardo M BRG171 RO 2021-08-27
60 Kiesel, Mark Richard M BFN437 Rep 2015-06-08 2015-06-08
Rep 2016-02-15 2016-02-26
Rep 2017-02-14 2017-02-16
Rep 2019-02-12 2019-02-13
Rep 2020-01-09 2020-01-10
Rep 2023-02-06 2023-02-07
Rep 2024-01-31 2024-02-01
61 Kim, Bohyun (SFC:BPL910) 金普現 BPL910 Rep 2020-03-19 2022-01-14
62 Kim, Dong Jin 金東珍 BSM578 Rep 2022-05-26 2023-02-20
63 Kim, Donghan BTT595 Rep 2023-05-18
64 Kim, Minji (SFC:BPU734) 金珉志 BPU734 Rep 2020-06-18
65 Kim, Young Yoon 金怜潤 BJL505 Rep 2017-05-02 2022-04-14
66 Korinke, Kimberley Grace F BJX188 RO 2017-10-27 2021-10-08
67 Korinke, Ryan Patrick M BKN674 Rep 2017-08-22 2021-06-30
68 Kwong, Man Lung Andy 鄺汶龍 M BSR329 Rep 2022-06-17
69 Lagrellette Tournier, Eve Anne-Celine F BPA134 Rep 2019-11-01 2019-11-04
70 Lai, Stephanie Shiyue F BSH349 Rep 2022-04-07
71 Lam, Hon Man (SFC:AOH416) 林漢文 AOH416 Rep 2017-01-06
72 Lau, Chun Wang 劉晉宏 BQW899 Rep 2021-12-08 2024-07-31
73 Lau, Nai Fai Daniel M BNY804 Rep 2019-01-14 2019-01-18
74 Law, Conan 羅皓男 BJX759 Rep 2022-07-27
75 Leach, Brian Robert M BOZ820 Rep 2019-10-22 2019-10-23
76 Lee, Ai Lun 李艾倫 BFX946 Rep 2015-08-06 2017-09-01
77 Lee, Annisa Yuen Yee 李婉儀 F ALW388 Rep 2020-02-27
78 Lee, On Yi 李安兒 BIX820 Rep 2017-06-21 2020-01-23
79 Lee, Wing Ting 李穎婷 AXO756 Rep 2012-12-03
80 Leong, Chon-Ian 梁俊仁 AZD613 Rep 2012-03-16 2020-07-17
81 Leung, Jaime Ching Han 梁靜嫻 AZD610 Rep 2012-03-12 2016-02-03
82 Li, Li (SFC:ANM312) 李莉 ANM312 Rep 2006-06-05 2009-12-31
83 Li, Tiehejin 李鐵合金 BBS754 Rep 2022-05-27 2023-02-28
84 Liao, Wei (SFC:BPQ349) 廖薇 BPQ349 Rep 2020-05-12 2024-02-20
85 Lim, Jaclyn Hwei Yin AOB427 Rep 2006-10-20 2016-01-03
86 Lin, Huijuan 林慧娟 BNM899 Rep 2022-06-15
87 Lin, Nan (SFC:AXI594) 林楠 AXI594 Rep 2022-05-26 2024-05-29
88 Liu, Xuexuan 劉雪玄 BSF994 Rep 2022-03-23 2023-02-05
89 Lok, Yuen Yung 駱苑蓉 BUB040 Rep 2023-08-17
90 Lu, Yingtao 陸盈韜 BNQ523 Rep 2018-10-10
91 Mak, Emily Lo Ming 麥露明 F BHV647 Rep 2016-07-22 2020-02-07
92 Masanao, Tomoya BNH754 RO 2018-09-24 2019-03-24
93 McCarthy, Kyle A M BTD501 Rep 2022-11-07 2022-11-10
Rep 2023-07-11 2023-07-11
Rep 2023-11-06 2023-11-09
Rep 2024-03-25 2024-03-27
Rep 2024-07-17 2024-07-18
94 Meng, Yuan (SFC:AIH602) 孟原 AIH602 Rep 2011-08-10 2021-06-30
95 Miao, Xiaofei 苗曉斐 BDQ234 Rep 2014-06-30 2018-03-09
96 Mittal, Mohit (SFC:BUM147) BUM147 Rep 2024-01-24 2024-01-25
97 Mo, Xian 莫羡 BTC138 Rep 2022-10-17
98 Mogelof, Eric Jay M BFK203 RO 2015-08-25 2017-07-04
99 Murata, Alfred Taketo M BLE987 Rep 2017-10-20 2017-10-24
Rep 2018-06-26 2018-06-28
Rep 2018-10-23 2018-10-24
Rep 2019-06-20 2019-06-26
Rep 2019-10-24 2019-10-25
Rep 2022-11-07 2022-11-08
Rep 2023-10-24 2023-10-25
100 Neogy, Abhijeet AYN498 Rep 2019-01-25 2019-02-01
Rep 2019-04-04 2019-04-12
101 Nest, Matthew John M ANC067 Rep 2006-05-18 2009-12-04
RO 2009-12-04 2015-10-16
102 Neumeyer, Christopher Daniel M BPG752 Rep 2020-01-06 2020-01-08
103 Ng, Cheuk Fung 吳卓峰 BHX466 Rep 2018-07-27 2021-09-10
104 Park, Jooyoung BTO513 Rep 2024-09-11
105 Park, Jun Hyun (SFC:BUF491) BUF491 Rep 2023-10-10 2024-03-28
106 Park, Jung AFS990 Rep 2008-08-21 2021-11-03
RO 2021-11-03
107 Park, Yoon Bum 朴允凡 APR773 Rep 2011-10-11 2024-07-14
108 Phillipson, Daniel Frank M BOD628 Rep 2019-03-07 2019-03-08
109 Qiu, Lingyu 丘凌宇 BGB567 Rep 2018-05-16
110 Quah, Chum Yong 柯燦勇 AOL610 Rep 2012-02-27 2013-05-11
111 Reeves, Melissa (SFC:BHL204) F BHL204 Rep 2016-05-11 2017-01-04
Rep 2018-01-11 2021-01-01
112 Reiner, Neal J BTL973 Rep 2023-02-09 2023-02-09
113 Reisz, Paul William M BHQ136 Rep 2016-06-27 2016-07-01
Rep 2017-03-20 2017-03-21
Rep 2018-07-20 2018-07-24
Rep 2019-04-10 2019-04-12
114 Rovelli, Nicholas Anthony M BSU806 Rep 2022-07-28 2023-01-01
115 Samaraweera, Manusha Randika BTL975 Rep 2023-02-09 2023-02-10
Rep 2023-07-10 2023-07-13
116 Santore, Christopher Richard M BPB828 Rep 2019-11-12 2019-11-13
117 Schneider, Jerome Michael M BOC265 Rep 2019-02-25 2019-02-26
Rep 2023-07-12 2023-07-13
118 Sharef Moreno, Emmanuel Sebastian M BVI439 Rep 2024-08-30 2024-08-30
119 Shiu, Angela Ka Kei 邵家琪 F BQQ984 Rep 2021-02-03 2021-04-30
Rep 2021-09-02
120 Shiu, Leong Hong 蕭亮康 BHX582 Rep 2018-11-29 2022-01-28
Rep 2024-08-30
121 Son, Janghan 孫長韓 BBQ115 Rep 2013-07-24
122 Spajic, Drago (SFC:BKM991) BKM991 Rep 2017-08-25 2017-08-25
123 Staley, Todd Alan M BIV621 Rep 2016-12-29 2020-05-26
124 Steele, Scott Patrick M BET086 Rep 2014-12-31 2015-04-13
RO 2015-04-13 2018-04-13
125 Story, Michael Robert M BVE711 Rep 2024-07-18 2024-07-19
126 Stracke, Thibault Christian M BGT906 Rep 2016-01-04 2016-01-15
Rep 2017-01-12 2017-01-17
Rep 2018-01-17 2018-01-18
Rep 2023-02-15 2023-02-17
Rep 2023-11-03 2023-11-06
127 Sun, Fei (SFC:BPC802) 孫斐 BPC802 Rep 2023-02-16
128 Sun, Hao (SFC:ANP669) 孫昊 ANP669 Rep 2006-07-05 2010-08-26
129 Tan, Li Kien 陈丽娟 BSX357 Rep 2022-08-17 2022-09-06
Rep 2022-11-24 2022-11-29
Rep 2023-01-10 2023-01-13
130 Tang, Chia Chih 唐佳志 BHH336 Rep 2016-04-13 2022-08-15
131 Tang, Ke (SFC:BGE407) 唐科 BGE407 Rep 2020-09-10
132 Tang, Tommy Man Chung 鄧敏聰 M BSV495 Rep 2022-08-09
133 Tay, Hsiang Kee BIJ008 Rep 2016-10-12 2016-10-14
134 Teoh, Chia Wen 張嘉文 AMR406 Rep 2022-08-01
135 Terng, Ke Tian Christine 滕克恬 F BOP866 Rep 2019-07-25 2021-12-06
136 Thompson, Jeffrey John M BOE723 Rep 2019-03-13 2019-03-14
137 Thompson, Michael Frazier M BJX191 RO 2017-10-27 2020-06-17
138 Tiwari, Ashish (SFC:BUS475) M BUS475 Rep 2024-03-11 2024-03-15
Rep 2024-07-17 2024-07-19
139 Tsang, Chi Lok 曾志樂 BOT503 Rep 2020-06-10
140 Walker, Nicholas James (SFC:BHH190) M BHH190 Rep 2016-04-13 2018-02-09
141 Wang, Taosha 王陶沙 AWW072 Rep 2019-01-02 2021-02-03
142 Wang, Yue (SFC:APL764) 王悅 APL764 Rep 2016-08-19 2022-03-24
143 Wang, Yumeng (SFC:BKI610) 王雨萌 BKI610 Rep 2017-12-15 2020-03-23
144 Wirtz, Sebastian (SFC:BOB089) M BOB089 Rep 2019-01-23 2021-08-31
145 Wong, Hin Kwong 黃顯洸 BDW700 Rep 2016-09-14 2020-01-29
146 Wong, Pearl 黃佩怡 F BIV625 Rep 2016-12-29
147 Xu, Luyan 許路雁 AOO806 Rep 2011-07-20 2015-08-07
148 Xu, Zhanzhi 許展智 AWW265 Rep 2011-03-23 2014-03-31
149 Yang, Lile (SFC:BFR220) 楊李樂 BFR220 Rep 2021-08-13
150 Yang, Naijun 楊乃珺 ARL777 Rep 2010-03-30 2011-03-11
151 Yang, Tianhong (SFC:BPE741) 楊天泓 BPE741 Rep 2022-06-15 2023-03-06
152 Yeo, Jingyang Ron 姚敬陽 BRS738 Rep 2021-10-22 2023-01-13
153 Yeung, Lai Ping 楊麗萍 AQC475 Rep 2011-09-15 2015-02-06
154 Yim, Ki Him 嚴祺謙 BRA647 Rep 2021-04-15
155 Yin, Haining 殷海寧 AYC599 Rep 2011-09-28 2015-06-11
RO 2015-06-11 2021-05-14
156 Yuan, Nelson Chien M AKY987 Rep 2018-01-12 2021-06-01
157 Yung, Wan Seen Stephanie 翁韻善 BGL306 Rep 2018-10-05 2021-09-24
158 Zhang, Jing (SFC:AYP132) 張婧 AYP132 Rep 2016-06-29 2021-11-12
159 Zhang, Xiaogang (SFC:ANC110) 張小剛 ANC110 Rep 2006-05-26 2007-03-30
160 Zhang, Yangbin (SFC:BTE638) 張洋斌 BTE638 Rep 2022-11-18
161 Zhao, Qing (SFC:BEJ851) 趙青 BEJ851 Rep 2019-11-27
162 Zheng, Yu (SFC:BQI535) 鄭煜 BQI535 Rep 2020-11-03
163 Zhou, Chenggang (SFC:AVJ131) 周成崗 AVJ131 Rep 2012-10-05 2014-07-31
164 Zhou, Huanan 周化南 BEI379 Rep 2021-07-22
165 Zhou, Lingling (SFC:BAE059) 周玲玲 BAE059 Rep 2023-05-15
166 Zhu, Yan (SFC:BBK147) 朱妍 BBK147 Rep 2023-03-06

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