LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2004 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Aldeen, Chihiro | AFT275 | Rep | 2008-09-29 | |||
| 2 | Andrew, Simon Malcolm | M | AKS596 | Rep | 2004-05-24 | 2006-02-22 | |
| 3 | Au, Tin Wai 區天偉 | AJF371 | Rep | 2004-05-15 | 2006-07-06 | ||
| 4 | Bowmer Iii, William Sterett | M | AEB024 | Rep | 2004-07-23 | ||
| 5 | Chan, Gigi Sau Chi 陳秀沚 | AJT911 | Rep | 2004-03-26 | 2005-09-12 | ||
| 6 | Chan, Shirley Mei Fung 陳美鳳 | F | AEC087 | Rep | 2008-09-29 | ||
| 7 | Chang, Esther Koon Kwun 張冠羣 | F | AKI258 | Rep | 2004-03-31 | 2005-04-07 | |
| 8 | Cheung, Edward Tze Loong 張澤龍 | M | AGM506 | Rep | 2004-08-06 | 2008-05-21 | |
| 9 | Cheung, Loretta Lai Man 張麗雯 | F | ADB867 | Rep | 2008-09-29 | ||
| 10 | Chu, Ian Chi Ho 朱智豪 | M | AEU609 | Rep | 2004-06-25 | 2005-06-02 | |
| 11 | Cielinski, Mark Alan | M | AHC364 | Rep | 2008-09-29 | ||
| 12 | Co, Liza Yap | AGA423 | Rep | 2004-10-12 | 2005-04-20 | ||
| 13 | Corry, Nicolas Daniel | M | AKP276 | Rep | 2004-05-17 | 2006-02-02 | |
| 14 | Croft, Ian Richard | M | AJD476 | Rep | 2003-10-13 | 2008-09-29 | |
| 15 | Dian, Wei 賃薇 | AKU262 | Rep | 2004-06-11 | 2005-01-21 | ||
| 16 | Dominick, Frank | M | AEW395 | Rep | 2003-10-24 | 2005-02-02 | |
| 17 | Donohugh, William Hugh McGregor 唐威林 | M | ACM011 | Rep | 2004-04-15 | ||
| 18 | Egliskis, David Walter | M | AJC319 | Rep | 2003-12-08 | 2007-07-07 | |
| 19 | Fletcher, Luke (SFC:AIL062) | M | AIL062 | Rep | 2004-09-13 | 2006-02-07 | |
| 20 | Fung, Eugene Yui Hang 馮睿恆 | M | AJL412 | Rep | 2004-03-15 | 2008-09-13 | |
| 21 | Ghia, Manish Hasmukh | AJL427 | Rep | 2004-02-09 | 2007-03-19 | ||
| 22 | Gordon, Thomas Lee Jr. | M | ADJ268 | Rep | 2003-12-01 | 2004-03-01 | |
| 23 | Gupta, Ashutosh (SFC:AJE577) | AJE577 | Rep | 2003-11-26 | 2008-09-29 | ||
| 24 | Harris, David Anthony (SFC:ADZ065) | M | ADZ065 | Rep | 2003-11-21 | 2004-02-21 | |
| 25 | Highfield, Tucker Montana | AIQ970 | Rep | 2003-04-16 | 2004-05-25 | ||
| 26 | Hindle, Leon Miller | M | AIN992 | Rep | 2008-09-29 | ||
| 27 | Holt, Sue Lin | F | AJK539 | Rep | 2004-02-18 | 2008-09-29 | |
| 28 | Hui, Serena Siying 許世瑛 | F | AHC163 | Rep | 2004-07-30 | ||
| 29 | Kee, Tang Seng | AEC763 | Rep | 2003-08-20 | 2006-04-10 | ||
| 30 | Lam, Ada Lok Yee 林洛宜 | F | ACG599 | Rep | 2003-05-02 | ||
| Rep | 2004-05-14 | 2007-02-15 | |||||
| 31 | Lam, David Tai Yuen 林大源 | M | ADJ557 | Rep | 2006-03-28 | ||
| 32 | Lance, Robert Waldo | M | AEL830 | Rep | 2003-04-23 | 2003-12-12 | |
| RO | 2003-12-12 | 2004-07-11 | |||||
| 33 | Lau, Lik Alaric 劉力 | AHK681 | Rep | 2008-09-29 | |||
| 34 | Lee, Edward Yuan Tse 李淵智 | M | AGF152 | Rep | 2005-06-29 | ||
| 35 | Lee, Jae Young (SFC:AKP354) 李在英 | AKP354 | Rep | 2004-05-17 | 2005-01-01 | ||
| 36 | Lee, Myung Won 李明遠 | AHK970 | Rep | 2004-07-20 | 2007-07-04 | ||
| 37 | Lee, Seo Kyong 李瑞景 | AFK837 | Rep | 2004-02-27 | |||
| 38 | Leo, Peck Chao 梁弼釗 | AJE093 | Rep | 2003-10-24 | 2004-02-18 | ||
| 39 | Leung, Amy Ming Yee 梁鳴儀 | F | AEJ623 | Rep | 2005-10-05 | ||
| 40 | Leung, Jenkin Ching Kei 梁正己 | 40 | M | AFF887 | Rep | 2004-08-16 | 2004-10-13 |
| RO | 2004-10-13 | 2005-07-28 | |||||
| 41 | Li, Yvonne Yee Yean 李宜然 | F | AFR270 | Rep | 2004-06-16 | 2008-03-11 | |
| 42 | Liu, Kate Kit Yee 廖潔儀 | F | ACY139 | Rep | 2003-06-16 | 2008-09-29 | |
| 43 | Liu, Shao Li 劉曉黎 | ABV412 | Rep | 2004-03-02 | |||
| 44 | Mar, Johnson | M | ADR669 | RO | 2008-09-29 | ||
| 45 | McCaughey, James Duncan | M | ALI505 | Rep | 2004-10-18 | 2005-04-07 | |
| 46 | McGrath, William Jude 馬格比利 | M | AFJ442 | RO | 2005-08-23 | ||
| 47 | Myong, Chun Hyong | AEN827 | Rep | 2005-02-02 | |||
| 48 | Ng, Mei Fun 吳美芬 | AAB732 | Rep | 2003-10-07 | |||
| 49 | Ng, Virginia Suk Yin 吳淑燕 | F | ABV790 | Rep | 2003-10-13 | 2004-04-15 | |
| 50 | Nirmalananda, Logan Siva | AJO315 | Rep | 2004-03-19 | 2007-05-14 | ||
| 51 | O'Meara, Christopher James Sidney | M | AFQ412 | Rep | 2003-04-24 | 2006-04-28 | |
| 52 | Oh, Seung Joo 吳昇宙 | ALJ848 | Rep | 2004-11-01 | 2005-06-17 | ||
| 53 | Page, Keith Emery | M | AIO977 | Rep | 2004-07-26 | 2004-08-25 | |
| 54 | Paine, David L | M | ADH929 | Rep | 2008-09-29 | ||
| 55 | Pang, Eric Kwok Lik 彭國力 | M | ALJ833 | Rep | 2004-11-01 | 2008-09-29 | |
| 56 | Park, Sung Wan 朴性玩 | ADQ242 | Rep | 2006-03-26 | |||
| 57 | Penton, Dominic Jon (SFC:ABM263) | M | ABM263 | RO | 2003-09-04 | ||
| Rep | 2003-09-10 | 2004-03-15 | |||||
| RO | 2004-03-15 | 2005-05-05 | |||||
| 58 | Perrett, Adam Nicholas 龐立德 | M | AKP035 | Rep | 2004-05-14 | 2006-04-11 | |
| 59 | Ryan, Jonathan David (SFC:AGX020) | M | AGX020 | Rep | 2004-05-03 | 2008-09-29 | |
| 60 | Sheng, Wei-Ting 盛薇庭 | AJL418 | Rep | 2004-04-19 | 2005-10-05 | ||
| 61 | Sweeney, Kirk Chester | M | AAN604 | RO | 2008-09-29 | ||
| 62 | Tay, Teck How 鄭德豪 | AKV062 | Rep | 2004-06-15 | 2008-09-29 | ||
| 63 | Thai, Thanh Hung 蔡成雄 | 35 | M | ALB240 | Rep | 2004-08-04 | 2008-07-01 |
| 64 | Throsby, Timothy James Osborne | 38 | M | ACT590 | Rep | 2005-07-12 | |
| 65 | Tsang, Eric On Bong 曾安邦 | M | AAA072 | Rep | 2006-06-01 | ||
| 66 | Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 | ADC037 | Rep | 2008-09-29 | |||
| 67 | Upadhyay, Saurabh | AJF328 | Rep | 2003-12-09 | 2008-09-29 | ||
| 68 | Ventouras, Alexis | 37 | M | ADS012 | Rep | 2003-08-06 | |
| 69 | Watson, Alan James David | 46 | M | AEE163 | Rep | 2004-07-08 | |
| 70 | Wong Kwong, Muse Yiu Sze 黃鄺瑤詩 | ACN459 | Rep | 2003-05-12 | 2005-08-01 | ||
| 71 | Wong, Anthony Man Chun 黃文俊 | M | AJD976 | Rep | 2004-04-10 | 2006-08-14 | |
| 72 | Wong, Carolyn Yuk Cheung 黃旭鏘 | F | AFT958 | Rep | 2003-05-13 | 2006-02-20 | |
| 73 | Woo, Charles Kun | M | AHS996 | Rep | 2003-10-07 | ||
| 74 | Woo, Rebecca Heng-yun 吳恆恩 | F | ABL783 | Rep | 2005-06-20 | ||
| 75 | Wright, Symon Robert | M | ACG024 | Rep | 2006-03-20 | ||
| 76 | Wu, Frances 胡穎文 | F | AFW032 | Rep | 2004-07-28 | 2008-09-29 | |
| 77 | Wu, Lici Leon Edward 伍禮慈 | AJD966 | Rep | 2003-11-06 | 2004-06-25 | ||
| 78 | Yap, Chin Yee 叶君瑜 | AFR721 | Rep | 2008-03-18 | |||
| 79 | Yoon, Yong Cheul | AGW405 | Rep | 2003-08-20 | |||
| 80 | Yu, Janice Man Kiu 茹蔓喬 | ADZ441 | Rep | 2004-02-03 | |||
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